-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oerlj99IEP4N8SoWU3FPdfVIgrLzfpu2Z+K5z/IocPchzSc45JiSkpQ5XXebhAxU c28jdePOJR5qdecaCQB7pA== 0000819692-04-000037.txt : 20040203 0000819692-04-000037.hdr.sgml : 20040203 20040203152955 ACCESSION NUMBER: 0000819692-04-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040130 FILED AS OF DATE: 20040203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEU RICHARD W CENTRAL INDEX KEY: 0001220191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15495 FILM NUMBER: 04562837 BUSINESS ADDRESS: STREET 1: C/O CHARTER ONE FINANCIAL INC STREET 2: 1215 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2165665300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER ONE FINANCIAL INC CENTRAL INDEX KEY: 0000819692 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 341567092 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1215 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2165665300 MAIL ADDRESS: STREET 1: 1215 SUPERIOR AVENUE STREET 2: 1215 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 c0001220191d20040203f4f.xml PRIMARY DOCUMENT X0201 4 2004-01-30 0 0000819692 CHARTER ONE FINANCIAL INC CF 0001220191 NEU RICHARD W 1215 SUPERIOR AVENUE CLEVELAND OH 44114- 1 1 0 0 Executive Vice President &CFO Common Stock 363109 D Common Stock 1870 I By ESOP Common Stock 13754 I By 401(k) Phantom Stock Units 0 2004-01-30 4 A 0 82850.0414 0 A 2008-12-31 2008-12-31 Common Stock 82850.0414 82850.0414 D Incentive Stock Option 16.17 2003-01-19 2010-01-19 Common Stock 6183 6183 D Incentive Stock Option 22.28 2001-01-21 2008-01-21 Common Stock 4489 4489 D Incentive Stock Option 23.09 2002-01-19 2009-01-19 Common Stock 4330 4330 D Incentive Stock Option 24.01 2004-01-23 2011-01-23 Common Stock 4165 4165 D Incentive Stock Option 25.33 2005-01-19 2011-12-19 Common Stock 3947 3947 D Incentive Stock Option 29.09 2006-01-18 2012-12-18 Common Stock 3437 3437 D Incentive Stock Option 32.76 2007-01-19 2013-12-19 Common Stock 3052 3052 D Nonqualified Stock Option 10.57 1997-01-17 2006-01-17 Common Stock 254938 254938 D Nonqualified Stock Option 16.17 2003-01-19 2010-01-19 Common Stock 150095 150095 D Nonqualified Stock Option 16.5 2000-01-22 2007-01-22 Common Stock 79712 79712 D Nonqualified Stock Option 22.28 2001-01-21 2008-01-21 Common Stock 158876 158876 D Nonqualified Stock Option 23.09 2002-01-19 2009-01-19 Common Stock 159762 159762 D Nonqualified Stock Option 24.01 2004-01-23 2011-01-23 Common Stock 144672 144672 D Nonqualified Stock Option 25.33 2005-01-19 2011-12-19 Common Stock 164053 164053 D Nonqualified Stock Option 29.09 2006-01-18 2012-12-18 Common Stock 156563 156563 D Nonqualified Stock Option 32.76 2007-01-19 2013-12-19 Common Stock 156948 156948 D one for one Robert J. Vana, Power of Attorney 2004-02-03 -----END PRIVACY-ENHANCED MESSAGE-----