-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DDcrrCMN34ucriAlRSx6j6/6OmEz+xduZ943YGJHI1sy5+EsC7Pgsot0SDlVQn6F hUyAJtEa5DEhituw8GQT9A== 0000819692-04-000029.txt : 20040203 0000819692-04-000029.hdr.sgml : 20040203 20040203145227 ACCESSION NUMBER: 0000819692-04-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040130 FILED AS OF DATE: 20040203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCULLY JOSEPH C CENTRAL INDEX KEY: 0001220225 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15495 FILM NUMBER: 04562525 BUSINESS ADDRESS: STREET 1: C/O CHARTER ONE FINANCIAL INC STREET 2: 1215 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2165665300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER ONE FINANCIAL INC CENTRAL INDEX KEY: 0000819692 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 341567092 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1215 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2165665300 MAIL ADDRESS: STREET 1: 1215 SUPERIOR AVENUE STREET 2: 1215 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 c0001220225d20040203f4f.xml PRIMARY DOCUMENT X0201 4 2004-01-30 0 0000819692 CHARTER ONE FINANCIAL INC CF 0001220225 SCULLY JOSEPH C 1215 SUPERIOR AVENUE CLEVELAND OH 44114- 1 0 0 0 Common Stock 17690 D Common Stock 15583 I By Spouse Common Stock 159698 I By 401(k) Common Stock 2004-01-30 4 S 0 4681 36.21 D 0 I By Deferred Compensation Plan Common Stock 4417 I By IRA Common Stock 2004-02-02 4 S 0 2400 36.11 D 21800 I JCS & JAS Foundation Nonqualified Stock Option 10.45 1999-09-30 2005-06-26 Common Stock 86148 86148 D Nonqualified Stock Option 10.68 1999-09-30 2006-06-20 Common Stock 64612 64612 D Nonqualified Stock Option 16.17 2001-01-19 2010-01-19 Common Stock 8682 8682 D Nonqualified Stock Option 19.01 1999-09-30 2007-06-19 Common Stock 1722 1722 D Nonqualified Stock Option 20.02 1999-09-30 2008-08-18 Common Stock 28715 28715 D Nonqualified Stock Option 24.01 2002-01-23 2011-01-23 Common Stock 8269 8269 D Nonqualified Stock Option 25.33 2002-12-19 2011-12-19 Common Stock 7875 7875 D Nonqualified Stock Option 29.09 2003-12-18 2012-12-18 Common Stock 7500 7500 D Nonqualified Stock Option 302.76 2004-12-19 2013-12-19 Common Stock 7500 7500 D The option becomes exercisable at 1/3 of the total number of shares on the first, second and third anniversary dates of the grant. Robert J. Vana, Power of Attorney 2004-02-03 -----END PRIVACY-ENHANCED MESSAGE-----