-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MDIbMPdU6DsZUcDsCgIZCdjacHMqrIYHTc8io+62tqspWHMmYWu1xj4acf3/CNHT 1xkDnw+Q5FHLeQ0K93NJoA== 0000819692-04-000024.txt : 20040202 0000819692-04-000024.hdr.sgml : 20040202 20040202153749 ACCESSION NUMBER: 0000819692-04-000024 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VANA ROBERT J CENTRAL INDEX KEY: 0001220193 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15495 FILM NUMBER: 04559158 BUSINESS ADDRESS: STREET 1: C/O CHARTER ONE FINANCIAL INC STREET 2: 1215 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2165665300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER ONE FINANCIAL INC CENTRAL INDEX KEY: 0000819692 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 341567092 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1215 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2165665300 MAIL ADDRESS: STREET 1: 1215 SUPERIOR AVENUE STREET 2: 1215 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 5 1 c0001220193d20040202f5f.xml PRIMARY DOCUMENT X0201 5 2003-12-31 0 0 0 0000819692 CHARTER ONE FINANCIAL INC CF 0001220193 VANA ROBERT J 1215 SUPERIOR AVENUE CLEVELAND OH 44114- 0 1 0 0 Chief Corporate Counsel and Se Common Stock 70743 D Common Stock 59717 I By ESOP Common Stock 52122 I By 401(k) Common Stock 6500 I Trustee for Children Incentive Stock Option 10.57 1997-01-17 2006-01-17 Common Stock 16800 16800 D Incentive Stock Option 16.17 2003-01-19 2010-01-19 Common Stock 6183 6183 D Incentive Stock Option 16.5 2000-01-22 2007-01-22 Common Stock 6055 6055 D Incentive Stock Option 22.28 2001-01-21 2008-02-12 Common Stock 4489 4489 D Incentive Stock Option 23.09 2002-01-19 2009-01-19 Common Stock 4330 4330 D Incentive Stock Option 24.01 2004-01-23 2011-01-23 Common Stock 4165 4165 D Incentive Stock Option 25.33 2005-01-19 2011-12-19 Common Stock 3947 3947 D Incentive Stock Option 29.09 2006-01-18 2012-12-18 Common Stock 3437 3437 D Incentive Stock Option 32.76 2007-01-19 2013-12-19 Common Stock 3052 3052 D Nonqualified Stock Option 10.57 1997-01-17 2006-01-17 Common Stock 10998 10998 D Nonqualified Stock Option 16.17 2003-01-19 2010-01-19 Common Stock 63274 63274 D Nonqualified Stock Option 16.5 2000-01-22 2007-01-22 Common Stock 34149 34149 D Nonqualified Stock Option 22.28 2001-01-21 2008-01-21 Common Stock 72089 72089 D Nonqualified Stock Option 23.09 2002-01-19 2009-01-19 Common Stock 68600 68600 D Nonqualified Stock Option 24.01 2004-01-23 2011-01-23 Common Stock 61985 61985 D Nonqualified Stock Option 25.33 2005-01-19 2011-12-19 Common Stock 59053 59053 D Nonqualified Stock Option 29.09 2006-01-18 2012-12-18 Common Stock 56563 56563 D Nonqualified Stock Option 32.76 2007-01-19 2013-12-19 Common Stock 56948 56948 D ESOP holdings as of 12/31/02 allocation. Between January 1 and December 31, 2003, the reporting person acquired 2810 shares of CF common stock under the CF 401(k) plan. The information in this report is based on a plan statement dated as of December 31, 2003. Robert J Vana 2004-02-02 -----END PRIVACY-ENHANCED MESSAGE-----