0001493152-23-020597.txt : 20230608 0001493152-23-020597.hdr.sgml : 20230608 20230608170045 ACCESSION NUMBER: 0001493152-23-020597 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230606 FILED AS OF DATE: 20230608 DATE AS OF CHANGE: 20230608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jaroslawsky Cari L CENTRAL INDEX KEY: 0001336522 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00235 FILM NUMBER: 231002744 MAIL ADDRESS: STREET 1: C/O HARTER SECREST & EMERY LLP STREET 2: 1600 BAUSCH & LOMB PLACE CITY: ROCHESTER STATE: NY ZIP: 14604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAND CAPITAL CORP CENTRAL INDEX KEY: 0000081955 IRS NUMBER: 160961359 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168530802 MAIL ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 4 1 ownership.xml X0407 4 2023-06-06 0 0000081955 RAND CAPITAL CORP RAND 0001336522 Jaroslawsky Cari L C/O 1405 RAND BUILDING BUFFALO NY 14203 1 0 0 0 0 Common Stock 2023-06-06 4 P 0 5 13.25 A 1005 D Common Stock 2023-06-07 4 P 0 415 13.25 A 1420 D /s/ Daniel P. Penberthy (Attorney-In-Fact) 2023-06-08