0001493152-23-019502.txt : 20230530
0001493152-23-019502.hdr.sgml : 20230530
20230530173022
ACCESSION NUMBER: 0001493152-23-019502
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230525
FILED AS OF DATE: 20230530
DATE AS OF CHANGE: 20230530
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gusky Adam Samuel
CENTRAL INDEX KEY: 0001792912
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00235
FILM NUMBER: 23978003
MAIL ADDRESS:
STREET 1: RAND CAPITAL CORPORATION
STREET 2: 14 LAFAYETTE SQUARE, SUITE 2200
CITY: BUFFALO
STATE: NY
ZIP: 14203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAND CAPITAL CORP
CENTRAL INDEX KEY: 0000081955
IRS NUMBER: 160961359
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1405 RAND BUILDING
CITY: BUFFALO
STATE: NY
ZIP: 14203
BUSINESS PHONE: 7168530802
MAIL ADDRESS:
STREET 1: 1405 RAND BUILDING
CITY: BUFFALO
STATE: NY
ZIP: 14203
4
1
ownership.xml
X0407
4
2023-05-25
0
0000081955
RAND CAPITAL CORP
RAND
0001792912
Gusky Adam Samuel
C/O RAND CAPITAL CORPORATION
14 LAFAYETTE SQUARE, SUITE 1405
BUFFALO
NY
14203
1
0
0
0
0
Common Stock
2023-05-25
4
P
0
1
12.90
A
24638
I
By LLC
Common Stock
2023-05-26
4
P
0
3
13.05
A
24641
I
By LLC
Common Stock
2023-05-30
4
P
0
137
13.05
A
24778
I
By LLC
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.
(2) Daniel Penberthy is signing on behalf of Mr. Gusky pursuant to a power of attorney dated December 1, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Gusky filed on March 15, 2022.
/s/ Daniel Penberthy on behalf of Adam Samuel Gusky (2)
2023-05-30