0001493152-22-023965.txt : 20220824 0001493152-22-023965.hdr.sgml : 20220824 20220824164305 ACCESSION NUMBER: 0001493152-22-023965 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220822 FILED AS OF DATE: 20220824 DATE AS OF CHANGE: 20220824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gusky Adam Samuel CENTRAL INDEX KEY: 0001792912 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00235 FILM NUMBER: 221192026 MAIL ADDRESS: STREET 1: RAND CAPITAL CORPORATION STREET 2: 14 LAFAYETTE SQUARE, SUITE 2200 CITY: BUFFALO STATE: NY ZIP: 14203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAND CAPITAL CORP CENTRAL INDEX KEY: 0000081955 IRS NUMBER: 160961359 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168530802 MAIL ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 4 1 ownership.xml X0306 4 2022-08-22 0 0000081955 RAND CAPITAL CORP RAND 0001792912 Gusky Adam Samuel C/O RAND CAPITAL CORPORATION 14 LAFAYETTE SQUARE, SUITE 1405 BUFFALO NY 14203 1 0 0 0 Common Stock 2022-08-22 4 P 0 102 14.25 A 18340 I By LLC Common Stock 2022-08-23 4 P 0 4 14.25 A 18344 I By LLC Common Stock 2022-08-23 4 P 0 42 14.50 A 18386 I By LLC These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. 2. Daniel Penberthy is signing on behalf of Mr. Gusky pursuant to a power of attorney dated December 1, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Gusky filed on March 15, 2022. /s/ Daniel Penberthy on behalf of Adam Samuel Gusky(2) 2022-08-24