0001493152-22-006773.txt : 20220314
0001493152-22-006773.hdr.sgml : 20220314
20220314170019
ACCESSION NUMBER: 0001493152-22-006773
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220311
FILED AS OF DATE: 20220314
DATE AS OF CHANGE: 20220314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZAK ROBERT M
CENTRAL INDEX KEY: 0001265781
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00235
FILM NUMBER: 22737376
MAIL ADDRESS:
STREET 1: 250 MAIN STREET
CITY: BUFFALO
STATE: NY
ZIP: 14202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAND CAPITAL CORP
CENTRAL INDEX KEY: 0000081955
IRS NUMBER: 160961359
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1405 RAND BUILDING
CITY: BUFFALO
STATE: NY
ZIP: 14203
BUSINESS PHONE: 7168530802
MAIL ADDRESS:
STREET 1: 1405 RAND BUILDING
CITY: BUFFALO
STATE: NY
ZIP: 14203
4
1
ownership.xml
X0306
4
2022-03-11
0
0000081955
RAND CAPITAL CORP
RAND
0001265781
ZAK ROBERT M
C/O 1405 RAND BUILDING
BUFFALO
NY
14203
1
0
0
0
Common Stock
2022-03-11
4
P
0
1744
15.48
A
18153
D
Common Stock
2022-03-11
4
P
0
256
16.48
A
18409
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.25 to $15.99, inclusive. The reporting person undertakes to provide to Rand Capital Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.47 to $16.51, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.
/s/ Daniel P. Penberthy (Attorney-In-Fact)
2022-03-14