0001493152-22-006773.txt : 20220314 0001493152-22-006773.hdr.sgml : 20220314 20220314170019 ACCESSION NUMBER: 0001493152-22-006773 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220311 FILED AS OF DATE: 20220314 DATE AS OF CHANGE: 20220314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZAK ROBERT M CENTRAL INDEX KEY: 0001265781 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00235 FILM NUMBER: 22737376 MAIL ADDRESS: STREET 1: 250 MAIN STREET CITY: BUFFALO STATE: NY ZIP: 14202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAND CAPITAL CORP CENTRAL INDEX KEY: 0000081955 IRS NUMBER: 160961359 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168530802 MAIL ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 4 1 ownership.xml X0306 4 2022-03-11 0 0000081955 RAND CAPITAL CORP RAND 0001265781 ZAK ROBERT M C/O 1405 RAND BUILDING BUFFALO NY 14203 1 0 0 0 Common Stock 2022-03-11 4 P 0 1744 15.48 A 18153 D Common Stock 2022-03-11 4 P 0 256 16.48 A 18409 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.25 to $15.99, inclusive. The reporting person undertakes to provide to Rand Capital Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.47 to $16.51, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4. /s/ Daniel P. Penberthy (Attorney-In-Fact) 2022-03-14