0000899243-16-035546.txt : 20161214
0000899243-16-035546.hdr.sgml : 20161214
20161214170320
ACCESSION NUMBER: 0000899243-16-035546
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161213
FILED AS OF DATE: 20161214
DATE AS OF CHANGE: 20161214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAND CAPITAL CORP
CENTRAL INDEX KEY: 0000081955
IRS NUMBER: 160961359
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2200 RAND BUILDING
CITY: BUFFALO
STATE: NY
ZIP: 14203
BUSINESS PHONE: 7168530802
MAIL ADDRESS:
STREET 1: 2200 RAND BUILDING
CITY: BUFFALO
STATE: NY
ZIP: 14203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEWMAN REGINALD B II
CENTRAL INDEX KEY: 0001034049
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00235
FILM NUMBER: 162051707
MAIL ADDRESS:
STREET 1: PRIOR AVIATION SERVICE INC.
STREET 2: 50 NORTH AIRPORT DRIVE
CITY: BUFFALO
STATE: NY
ZIP: 14225
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-12-13
0
0000081955
RAND CAPITAL CORP
RAND
0001034049
NEWMAN REGINALD B II
C/O RAND CAPITAL CORPORATION
2200 RAND BUILDING
BUFFALO
NY
14203
1
0
0
0
Common Stock
2016-12-12
5
G
0
E
95414
0.00
D
94124
D
Common Stock
2016-12-13
4
P
0
150000
3.00
A
244124
D
/s/ Daniel P. Penberthy (Attorney-In-Fact)
2016-12-14