-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V660cLt11iAHNocyYUQGmWeyTQ4PSHb1uoPBCGWW/OrTQwGo4fnAMY/hwVvyRXev c8NBbGG2+KmQmeaelKFwhw== 0001298197-04-000001.txt : 20040728 0001298197-04-000001.hdr.sgml : 20040728 20040727220008 ACCESSION NUMBER: 0001298197-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040726 FILED AS OF DATE: 20040727 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEIMAN MARCUS GROUP INC CENTRAL INDEX KEY: 0000819539 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 954119509 STATE OF INCORPORATION: DE FISCAL YEAR END: 0801 BUSINESS ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-741-6911 MAIL ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Robert A 1998 Grantor Retained Annuity Trust u/d/t November 2, 1998 CENTRAL INDEX KEY: 0001298197 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09659 FILM NUMBER: 04934425 BUSINESS ADDRESS: STREET 1: C/O MARK D. BALK, GOULSTON & STORRS, PC STREET 2: 400 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: (617) 574-4017 MAIL ADDRESS: STREET 1: C/O MARK D. BALK, GOULSTON & STORRS, PC STREET 2: 400 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02110 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-07-26 1 0000819539 NEIMAN MARCUS GROUP INC NMG.B 0001298197 Smith Robert A 1998 Grantor Retained Annuity Trust u/d/t November 2, 1998 C/O MARK D. BALK, GOULSTON & STORRS, PC 400 ATLANTIC AVENUE BOSTON MA 02110 0 0 0 1 Member of Schedule 13D group Class B Common Stock 2004-07-26 4 G 0 48208 49.69 D 0 D Represents a transfer by Robert A. Smith 1998 Grantor Retained Annuity Trust u/d/t dated November 2, 1998 (the "GRAT") of 16,069 shares to Robert A. Smith 1998 Grantor Retained Annuity Trust u/d/t dated November 2, 1998 f/b/o Jackson A. Smith, of 16,069 shares to Robert A. Smith 1998 Grantor Retained Annuity Trust u/d/t dated November 2, 1998 f/b/o Ryan A. Smith, and of 16,070 shares to Robert A. Smith 1998 Grantor Retained Annuity Trust u/d/t dated November 2, 1998 f/b/o Madeleine W. Smith, pursuant to the conclusion of the GRAT's annuity period. Mark D. Balk, Trustee 2004-07-27 -----END PRIVACY-ENHANCED MESSAGE-----