-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DqtfD1PbW+qEWUmF7AL8llkH85yxhkCmxtcaMk7qswxhCTY/AqvVDj/O5kIEc74q xEQgZlEj52HkRsyjRoQqwA== 0001298191-04-000002.txt : 20040817 0001298191-04-000002.hdr.sgml : 20040817 20040817150320 ACCESSION NUMBER: 0001298191-04-000002 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040727 FILED AS OF DATE: 20040817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEIMAN MARCUS GROUP INC CENTRAL INDEX KEY: 0000819539 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 954119509 STATE OF INCORPORATION: DE FISCAL YEAR END: 0801 BUSINESS ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-741-6911 MAIL ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Susan F Grantor Retained Annuity Trust - 5 Years u/d/t September 1, 1998 CENTRAL INDEX KEY: 0001298191 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09659 FILM NUMBER: 04981726 BUSINESS ADDRESS: STREET 1: C/O MARK D. BALK, GOULSTON & STORRS, PC STREET 2: 400 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: (617) 574-4017 MAIL ADDRESS: STREET 1: C/O MARK D. BALK, GOULSTON & STORRS, PC STREET 2: 400 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02110 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0202 4/A 2004-07-27 2004-08-17 1 0000819539 NEIMAN MARCUS GROUP INC NMG.B 0001298191 Smith Susan F Grantor Retained Annuity Trust - 5 Years u/d/t September 1, 1998 C/O MARK D. BALK, GOULSTON & STORRS, PC 400 ATLANTIC AVENUE BOSTON MA 02110 0 0 0 1 Member of Schedule 13D group Class B Common Stock 2004-07-27 4 J 0 117271 49.69 D 0 D Represents a transfer by Susan F. Smith Grantor Retained Annuity Trust - 5 Years u/d/t September 1, 1998 (the "GRAT") of 39,090 shares to Amy Smith Berylson and Mark Balk as Trustees of Susan F. Smith Grantor Retained Annuity Trust - 5 Years u/d/t September 1, 1998 f/b/o Amy Smith Berylson, of 39,090 shares to Debra Smith Knez and Mark Balk as Trustees of Susan F. Smith Grantor Retained Annuity Trust - 5 Years u/d/t September 1, 1998 f/b/o Debra Smith Knez, and of 39,091 shares to Robert A. Smith and Mark Balk as Trustees of Susan F. Smith Grantor Retained Annuity Trust - 5 Years u/d/t September 1, 1998 f/b/o Robert A. Smith, pursuant to the conclusion of the GRAT's annuity period. Mark D. Balk, Trustee 2004-08-17 -----END PRIVACY-ENHANCED MESSAGE-----