-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QO6StrscwSM1J0Kt8Z4YD+368KRzzGH5ZX4tc0VlJsEl71qt78Si/53fnn27tTMv GCU1h0HJDD/GF4Es3uUUBA== 0001298098-04-000001.txt : 20040728 0001298098-04-000001.hdr.sgml : 20040728 20040728081700 ACCESSION NUMBER: 0001298098-04-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040726 FILED AS OF DATE: 20040728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weiss Dana A CENTRAL INDEX KEY: 0001298098 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09659 FILM NUMBER: 04934525 BUSINESS ADDRESS: BUSINESS PHONE: (617) 574-4017 MAIL ADDRESS: STREET 1: C/O MARK D. BALK, GOULSTON & STORRS, PC STREET 2: 400 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEIMAN MARCUS GROUP INC CENTRAL INDEX KEY: 0000819539 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 954119509 STATE OF INCORPORATION: DE FISCAL YEAR END: 0801 BUSINESS ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-741-6911 MAIL ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 3 1 primary_doc.xml PRIMARY DOCUMENT X0202 3 2004-07-26 0 0000819539 NEIMAN MARCUS GROUP INC NMG.B 0001298098 Weiss Dana A C/O MARK D. BALK, GOULSTON & STORRS, PC 400 ATLANTIC AVENUE BOSTON MA 02110 0 0 0 1 Member of Schedule 13D group Class B Common Stock 0 D Class B Common Stock 48208 I See footnote Class B Common Stock 433294 I See footnotes Class B Common Stock 433294 I See footnotes Class B Common Stock 433294 I See footnotes Dana A. Weiss owns no shares directly. She is a trustee of the following trusts that are members of the Schedule 13D group, but does not have a pecuniary interest in any shares held by such trusts: Robert A. Smith 1998 Grantor Retained Annuity Trust u/d/t dated November 2, 1998 f/b/o Jackson A. Smith, Robert A. Smith 1998 Grantor Retained Annuity Trust u/d/t dated November 2, 1998 f/b/o Ryan A. Smith, Robert A. Smith 1998 Grantor Retained Annuity Trust u/d/t dated November 2, 1998 f/b/o Madeleine W. Smith, Robert A. Smith and Dana Weiss 1994 Childrens Trust f/b/o Jackson A. Smith, Robert A. Smith and Dana Weiss 1994 Childrens Trust f/b/o Ryan A. Smith, Robert A. Smith and Dana Weiss 1994 Childrens Trust f/b/o Madeleine W. Smith. The reporting person indirectly owns shares as guardian of property of Madeleine W. Smith, Ryan A. Smith and Jackson A. Smith. Represents (1) a distribution of 16,069 shares to Robert A. Smith 1998 Grantor Retained Annuity Trust u/d/t dated November 2, 1998 f/b/o Jackson A. Smith, of which Dana A. Weiss and Mark D. Balk are trustees; (2) a distribution of 16,069 shares to Robert A. Smith 1998 Grantor Retained Annuity Trust u/d/t dated November 2, 1998 f/b/o Ryan A. Smith, of which Dana A. Weiss and Mark D. Balk are trustees; and (3) a distribution of 16,070 shares to Robert A. Smith 1998 Grantor Retained Annuity Trust u/d/t dated November 2, 1998 f/b/o Madeleine W. Smith, of which Dana A. Weiss and Mark D. Balk are trustees. Reflects the shares held directly and indirectly by the following persons or entities and indirectly by Dana A Weiss 176,513 shares owned directly by Robert A Smith, husband of Dana A Weiss, 39,091 shares owned indirectly by Robert A Smith as a trustee of the Susan F Smith Grantor Retained Annuity Trust 5 Years udt dated September 1, 1998 fbo Robert A Smith, 28,997 shares owned indirectly by Robert A Smith as a trustee of the Susan F Smith Grantor Retained Annuity Trust - 7 Years udt dated August 10, 1994 fbo Robert A Smith, 4,391 shares owned indirectly as a trustee of the Robert A Smith and Dana Weiss 1994 Childrens Trust fbo Madeleine W Smith, 4,391 shares owned indirectly as a trustee of the Robert A Smith and Dana Weiss 1994 Childrens Trust fbo Ryan A. Smith, 4,391 shares owned indirectly as a trustee of the Robert A Smith and Dana Weiss 1994 Childrens Trust fbo Jackson A Smith, 52,360 shares owned indirectly by Robert A Smith and the reporting person as trustees of the Robert A Smith Grantor Retained Annuity Trust, 16,069 shares owned indirectly as a trustee of the Robert A Smith 1998 Grantor Retained Annuity Trust fbo Jackson A Smith, 16,070 shares owned indirectly as a trustee of the Robert A Smith 1998 Grantor Retained Annuity Trust fbo Madeleine W Smith, 16,069 shares owned indirectly as a trustee of the Robert A Smith 1998 Grantor Retained Annuity Trust fbo Ryan A Smith, 48,208 shares owned indirectly by Robert A Smith as a trustee for the Robert A Smith 1978 Insurance Trust, 6,686 shares owned indirectly by Richard A Smith and the reporting person as guardians of the property of Madeleine W Smith, 6,686 shares owned indirectly by Richard A Smith and the reporting person as guardians of the property of Ryan A Smith, and 6,686 shares owned indirectly by Richard A Smith and the reporting person as guardians of the property of Jackson A Smith. The reporting person disclaims beneficial ownership of all of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mark D. Balk, Attorney-in-Fact 2004-07-28 -----END PRIVACY-ENHANCED MESSAGE-----