-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A0uwjfnpiGjnaJ/2Hwi8vwcpJmp0fSRaCBfPQPiwjwL6f5Z6IwrijenkNhEjy0vc qSWCoTR7gpHY6WfsvzqM/A== 0001286731-04-000002.txt : 20040414 0001286731-04-000002.hdr.sgml : 20040414 20040414193649 ACCESSION NUMBER: 0001286731-04-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040413 FILED AS OF DATE: 20040414 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEIMAN MARCUS GROUP INC CENTRAL INDEX KEY: 0000819539 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 954119509 STATE OF INCORPORATION: DE FISCAL YEAR END: 0801 BUSINESS ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-741-6911 MAIL ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ROBERT A CENTRAL INDEX KEY: 0001015225 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09659 FILM NUMBER: 04734434 BUSINESS ADDRESS: STREET 1: GOULSTON & STORRS, P.C. STREET 2: 400 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02110-3333 BUSINESS PHONE: 6175744017 MAIL ADDRESS: STREET 1: GOULSTON & STORRS, P.C. STREET 2: 400 ATLANTIC AVENUE--ATTN: MARK BALK CITY: BOSTON STATE: MA ZIP: 02110-3333 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-04-13 0 0000819539 NEIMAN MARCUS GROUP INC NMG.B 0001015225 SMITH ROBERT A GOULSTON & STORRS, P.C. 400 ATLANTIC AVENUE--ATTN: MARK BALK BOSTON MA 02110-3333 1 1 0 1 Co-Vice Chairman Member of Schedule 13D group Class B Common Stock 2004-04-13 4 J 0 20058 0 A 176513 D Class B Common Stock 211004 I See notes Represents an acquisition of (1) 6,686 shares from the Richard A. Smith Family Trust u/w/o Marian J. Smith f/b/o Robert A. Smith to Robert A. Smith and Dana A. Weiss as guardians of the property of Madeleine W. Smith; (2) 6,686 shares from the Richard A. Smith Family Trust u/w/o Marian J. Smith f/b/o Robert A. Smith to Robert A. Smith and Dana A. Weiss as guardians of the property of Ryan A. Smith; and (3) 6,686 shares from the Richard A. Smith Family Trust u/w/o Marian J. Smith f/b/o Robert A. Smith to Robert A. Smith and Dana A. Weiss as guardians of the property of Jackson A. Smith. Reflects the shares owned directly or indirectly by the following persons or entities and indirectly by Robert A. Smith: 28,997 shares owned indirectly as a trustee of the Susan F. Smith Grantor Retained Annuity Trust - 7 Years u/d/t dated August 10, 1994 f/b/o Robert A. Smith; 4,391 shares owned indirectly by Dana A. Weiss, the reporting person's wife, as a trustee of the Robert A. Smith and Dana Weiss 1994 Children's Trust for the benefit of Madeleine W. Smith; 4,391 shares owned indirectly by Dana A. Weiss, the reporting person's wife, as a trustee of the Robert A. Smith and Dana Weiss 1994 Children's Trust for the benefit of Ryan A. Smith; 4,391 shares owned indirectly by Dana A. Weiss, the reporting person's wife, as a trustee of the Robert A. Smith and Dana Weiss 1994 Children's Trust for the benefit of Jackson A. Smith; 52,360 shares owned indirectly by Robert A. Smith and Dana A. Weiss as trustees of the Robert A. Smith Grantor Retained Annuity Trust; 48,208 shares owned indirectly by Dana A. Weiss as a trustee of the Robert A. Smith 1998 Grantor Retained Annuity Trust; 48,208 shares owned indirectly by Robert A. Smith as a trustee for the Robert A. Smith 1978 Insurance Trust; 6,686 shares owned indirectly by Richard A. Smith and Dana A. Weiss as guardians of the property of Madeleine W. Smith; 6,686 shares owned indirectly by Richard A. Smith and Dana A. Weiss as guardians of the property of Ryan A. Smith; and 6,686 shares owned indirectly by Richard A. Smith and Dana A. Weiss as guardians of the property of Jackson A. Smith. The reporting person disclaims beneficial ownership of 13,173 of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. /s/ Mark D. Balk, attorney-in-fact 2004-04-14 -----END PRIVACY-ENHANCED MESSAGE-----