-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RBsVpQrNVY+MnmBCADaGUOqIjUCwRQXwwOz04rIvvazUH1ySRg3vJGhdWx+/nJzF fS3/pTkJ4/cQBJkq5YV3tw== 0000819539-05-000099.txt : 20051011 0000819539-05-000099.hdr.sgml : 20051010 20051011174203 ACCESSION NUMBER: 0000819539-05-000099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051006 FILED AS OF DATE: 20051011 DATE AS OF CHANGE: 20051011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEIMAN MARCUS GROUP INC CENTRAL INDEX KEY: 0000819539 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 954119509 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-741-6911 MAIL ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLODT MARITA ODEA CENTRAL INDEX KEY: 0001156855 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09659 FILM NUMBER: 051133559 BUSINESS ADDRESS: STREET 1: NEIMAN MARCUS GROUP STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 MAIL ADDRESS: STREET 1: NEIMAN MARCUS GROUP STREET 2: 1618 MAIN ST CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-10-06 1 0000819539 NEIMAN MARCUS GROUP INC NMGA 0001156855 GLODT MARITA ODEA THE NEIMAN MARCUS GROUP, INC. 1618 MAIN STREET DALLAS TX 75201 0 1 0 0 SVP, Human Resources Common Stock, Class A 2005-10-06 2005-10-06 4 D 0 11625 100.00 D 0 D Common Stock, Class A 2005-10-06 2005-10-06 4 D 0 8381 100.00 D 0 D Employee Stock Option (right to buy) 23.125 2005-10-06 2005-10-06 4 D 0 600 23.125 D 2000-10-06 2009-10-06 Class A Common Stock 600 0 D Employee Stock Option (right to buy) 23.1875 2005-10-06 2005-10-06 4 D 0 3800 23.1875 D 2000-11-03 2009-11-03 Class A Common Stock 3800 0 D Employee Stock Option (right to buy) 35.625 2005-10-06 2005-10-06 4 D 0 2400 35.625 D 2001-09-22 2010-09-22 Class A Common Stock 2400 0 D Employee Stock Option (right to buy) 24.50 2005-10-06 2005-10-06 4 D 0 3000 24.50 D 2002-09-21 2011-09-21 Class A Common Stock 3000 0 D Employee Stock Option (right to buy) 30.97 2005-10-06 2005-10-06 4 D 0 8500 30.97 D 2005-09-20 2008-09-20 Class A Common Stock 8500 0 D Employee Stock Option (right to buy) 43.05 2005-10-06 2005-10-06 4 D 0 9500 43.05 D 2006-09-19 2009-09-19 Class A Common Stock 9500 0 D Employee Stock Option (right to buy) 60.83 2005-10-06 2005-10-06 4 D 0 3642 60.83 D 2007-10-29 2010-10-29 Class A Common Stock 3642 0 D The Class A Common Stock reported herein represents shares issued to the reporting person as restricted, purchased restricted stock, restricted units or purchased restricted stock units pursuant to certain of The Neiman Marcus Group, Inc.'s incentive plans that were disposed of pursuant to the merger agreement among The Neiman Marcus Group, Inc., Newton Acquisition, Inc. and Newton Acquisition Merger Sub, Inc. in exchange for a cash payment of $100.00 per share or unit, as applicable. The Class A Common Stock reported herein represents shares disposed of pursuant to the merger agreement among The Neiman Marcus Group, Inc., Newton Acquisition, Inc. and Newton Acquisition Merger Sub, Inc. in exchange for a cash payment of $100.00 per share or unit, as applicable. This option, which provided for vesting in five annual installments beginning 10-6-2000, was cancelled in connection with the merger with Newton Acquisition Merger Sub, Inc. in exchange for a cash payment of $46,125, representing the difference between the exercise price of the option and the per share merger consideration payable in connection with the merger, i.e. $100.00 per share. This option, which provided for vesting in five annual installments beginning 11-3-2000, was cancelled in connection with the merger with Newton Acquisition Merger Sub, Inc. in exchange for a cash payment of $291,887.50, representing the difference between the exercise price of the option and the per share merger consideration payable in connection with the merger, i.e. $100.00 per share. This option, which provided for vesting in five annual installments beginning 9-22-2001, was cancelled in connection with the merger with Newton Acquisition Merger Sub, Inc. in exchange for a cash payment of $154,500, representing the difference between the exercise price of the option and the per share merger consideration payable in connection with the merger, i.e. $100.00 per share. This option, which provided for vesting in five annual installments beginning 9-21-2002, was cancelled in connection with the merger with Newton Acquisition Merger Sub, Inc. in exchange for a cash payment of $226,500, representing the difference between the exercise price of the option and the per share merger consideration payable in connection with the merger, i.e. $100.00 per share. This option, which provided for vesting beginning 9-20-2005, was cancelled in connection with the merger with Newton Acquisition Merger Sub, Inc. in exchange for a cash payment of $586,755, representing the difference between the exercise price of the option and the per share merger consideration payable in connection with the merger, i.e. $100.00 per share. This option, which provided for vesting beginning 9-19-2006, was cancelled in connection with the merger with Newton Acquisition Merger Sub, Inc. in exchange for a cash payment of $541,025, representing the difference between the exercise price of the option and the per share merger consideration payable in connection with the merger, i.e. $100.00 per share. This option, which provided for vesting beginning 10-29-2007, was cancelled in connection with the merger with Newton Acquisition Merger Sub, Inc. in exchange for a cash payment of $142,657.14, representing the difference between the exercise price of the option and the per share merger consideration payable in connection with the merger, i.e. $100.00 per share. Marita O'Dea Glodt 2005-10-11 -----END PRIVACY-ENHANCED MESSAGE-----