-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QisjEWcPU7BqskDx+6vi+FGfXc4ZH/Mqb09C3a1tybz8Fw4uaqsRWbWtWzdIEi81 5wJZO4JoYEpehJhKFNpPsw== 0000819539-04-000080.txt : 20041102 0000819539-04-000080.hdr.sgml : 20041102 20041102170141 ACCESSION NUMBER: 0000819539-04-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041029 FILED AS OF DATE: 20041102 DATE AS OF CHANGE: 20041102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLODT MARITA ODEA CENTRAL INDEX KEY: 0001156855 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09659 FILM NUMBER: 041113998 BUSINESS ADDRESS: STREET 1: NEIMAN MARCUS GROUP STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 MAIL ADDRESS: STREET 1: NEIMAN MARCUS GROUP STREET 2: 1618 MAIN ST CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEIMAN MARCUS GROUP INC CENTRAL INDEX KEY: 0000819539 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 954119509 STATE OF INCORPORATION: DE FISCAL YEAR END: 0801 BUSINESS ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-741-6911 MAIL ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-10-29 0000819539 NEIMAN MARCUS GROUP INC NMGA 0001156855 GLODT MARITA ODEA THE NEIMAN MARCUS GROUP, INC. 1618 MAIN STREET DALLAS TX 75201 0 1 0 0 SVP, Human Resources Common Stock, Class A 2004-10-29 2004-10-29 4 A 0 1726 0 A 1726 D Common Stock, Class A 2004-10-29 2004-10-29 4 A 0 1726 60.83 A 1726 D Common Stock, Class A 2004-10-29 2004-10-29 4 A 0 1726 0 A 1726 D Common Stock, Class A (PARS) 1000 D Common Stock, Class A (PRSU) 3175 D Common Stock, Class A (RSU) 3248 D Common Stock, Class A (Restricted) 800 D Common Stock, Class A 7056 D Nonqualified Stock Option 60.83 2004-10-29 2004-10-29 4 A 0 3642 60.83 A 2007-10-29 2010-10-29 Common Stock, Class A 3642 3642 D The Class A Common Stock reported herein as acquired represents shares issuable in the future in respect of matching restricted stock units ("MRSUs") acquired in a transaction exempt from Section 16(b) under Rule 16b-3 pursuant to The Neiman Marcus Group, Inc. 1997 Incentive Plan (the "Plan"), which includes tax withholding rights. On the same date the MRSUs were awarded, the reporting person agreed to purchase from the Company pursuant to the Plan, in a transaction exempt from Section 16(b) under Rule 16b-3, a number of shares of Class A Common Stock of the Company equal to the number of MRSUs noted above (the "Matched Common Stock"). The Company will hold the certificate representing the Matched Common Stock. If the reporting person requests and receives delivery of certificates representing any or all of the Matched Common Stock prior to the vesting of the award of the MRSUs, the reporting person will immediately forfeit a proportionate number of MRSUs. The Class A Common Stock reported herein as acquired represents shares issuable in the future in respect of restricted stock units acquired in a transaction exempt from Section 16(b) under Rule 16b-3 pursuant to the Plan, which includes tax withholding rights. Option granted pursuant to The Neiman Marcus Group, Inc. 1997 Incentive Plan, which includes tax withholding rights. Option vests three years from the date of the grant and expires six years from the date of the grant. Marita O'Dea Glodt 2004-11-02 -----END PRIVACY-ENHANCED MESSAGE-----