-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A//gIwdjHbFwXJUOZoium1U9oxSEJhfMlVpXcXeBUIVBv/POZNKiT0XBP3OuMMJL Oy2ZDFSXqYRCoBL5Zkg/uA== 0000819539-04-000032.txt : 20040618 0000819539-04-000032.hdr.sgml : 20040618 20040618113358 ACCESSION NUMBER: 0000819539-04-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040616 FILED AS OF DATE: 20040618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANSKY BURTON M CENTRAL INDEX KEY: 0001158676 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09659 FILM NUMBER: 04870127 BUSINESS ADDRESS: STREET 1: THE NEIMAN MARCUS GROUP STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 MAIL ADDRESS: STREET 1: THE NEIMAN MARCUS GROUP STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEIMAN MARCUS GROUP INC CENTRAL INDEX KEY: 0000819539 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 954119509 STATE OF INCORPORATION: DE FISCAL YEAR END: 0801 BUSINESS ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-741-6911 MAIL ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-06-16 0000819539 NEIMAN MARCUS GROUP INC NMGA 0001158676 TANSKY BURTON M THE NEIMAN MARCUS GROUP, INC. 1618 MAIN STREET DALLAS TX 75201 1 1 0 0 President and CEO Common Stock, Class A (Restricted) 2004-06-16 2004-06-16 4 J 0 11550 0 D 0 D Common Stock, Class A (Restricted) 2004-06-16 2004-06-16 4 J 0 8100 0 D 0 D Common Stock, Class A (PRS) 2004-06-16 2004-06-16 4 J 0 16500 0 D 0 D Common Stock, Class A (PRS) 2004-06-16 2004-06-16 4 J 0 33000 0 D 0 D Restricted Stock Units 0 2004-06-16 2004-06-16 4 A 0 11550 0 A 2005-11-20 2010-11-20 Common Stock, Class A 11550 11550 D Restricted Stock Units 0 2004-06-16 2004-06-16 4 A 0 8100 0 A 2006-10-24 2011-10-24 Common Stock, Class A 8100 8100 D Purchased Restricted Stock Units 0 2004-06-16 2004-06-16 4 A 0 16500 0 A 2005-11-20 2010-11-20 Common Stock, Class A 16500 16500 D Purchased Restricted Stock Units 0 2004-06-16 2004-06-16 4 A 0 33000 0 A 2006-10-24 2011-10-24 Common Stock, Class A 33000 33000 D Restricted Stock awarded 11-20-2002 rescinded by mutual agreement of the reporting person and The Neiman Marcus Group, Inc. in a transaction exempt from Section 16(b) under Rule 16b-3. Restricted Stock awarded 10-24-2003 rescinded by mutual agreement of the reporting person and The Neiman Marcus Group, Inc. in a transaction exempt from Section 16(b) under Rule 16b-3. Purchased Restricted Stock awarded 11-20-2002 rescinded by mutual agreement of the reporting person and The Neiman Marcus Group, Inc. in a transaction exempt from Section 16(b) under Rule 16b-3. Purchased Restricted Stock awarded 10-24-2003 rescinded by mutual agreement of the reporting person and The Neiman Marcus Group, Inc. in a transaction exempt from Section 16(b) under Rule 16b-3. Restricted Stock Units awarded in a transaction exempt from Section 16(b) under Rule 16b-3 pursuant to The Neiman Marcus Group, Inc. 1997 Incentive Plan, which includes tax withholding rights, to replace restricted stock awarded 11-20-2002. Restricted Stock Units awarded in a transaction exempt from Section 16(b) under Rule 16b-3 pursuant to The Neiman Marcus Group, Inc. 1997 Incentive Plan, which includes tax withholding rights, to replace restricted stock awarded 10-24-2003. Purchased Restricted Stock Units awarded in a transaction exempt from Section 16(b) under Rule 16b-3 pursuant to The Neiman Marcus Group, Inc. 1997 Incentive Plan, which includes tax withholding rights, to replace purchased restricted stock awarded 11-20-2002. Purchased Restricted Stock Units are purchased at 50 percent of the fair market value of the underlying Class A Common Stock on the date of the award and are subject to repurchase by the Company until the third anniversary of the grant of the award in the event of the recipient's termination of employment. Purchased Restricted Stock Units awarded in a transaction exempt from Section 16(b) under Rule 16b-3 pursuant to The Neiman Marcus Group, Inc. 1997 Incentive Plan, which includes tax withholding rights, to replace purchased restricted stock awarded 10-24-2003. Purchased Restricted Stock Units are purchased at 50 percent of the fair market value of the underlying Class A Common Stock on the date of the award and are subject to repurchase by the Company until the third anniversary of the grant of the award in the event of the recipient's termination of employment. The restrictions lapse on the third anniversary of the grant of the award (the "Vesting Date"). The reporting person has the right to defer distribution of the Class A Common Stock underlying the Unit to any date during the period beginning on the first, and ending on the fifth, anniversary of the Vesting Date. Burton M. Tansky 2004-06-16 -----END PRIVACY-ENHANCED MESSAGE-----