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Proc-Type: 2001,MIC-CLEAR
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
FORM 8-K/A
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES AND EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported): October 2, 2002
THE NEIMAN MARCUS GROUP, INC.
Delaware |
1-9569 Number) |
95-4119509 Identification No.) |
One Marcus Square
1618 Main St.
Dallas, Texas 75201
214-741-6911
Item 7. Financial Statements and Exhibits
Item 9. Regulation FD Disclosure
SIGNATURE
EXHIBIT INDEX
Item 7. Financial Statements and Exhibits.
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(c) |
Exhibits |
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99.1 |
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Statement under oath of Burton M. Tansky, principal executive officer, regarding facts and circumstances relating to Exchange Act filings required by Commission Order 4-460 |
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99.2 |
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Statement under oath of James E. Skinner, principal financial officer, regarding facts and circumstances relating to Exchange Act filings required by Commission Order No. 4-460 |
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Item 9. Regulation FD Disclosure.
The Company has resubmitted the sworn statements of its principal executive officer and principal financial officer to the Securities and Exchange Commission pursuant to Commission Order No. 4-460 to reflect the October 3, 2002 filing date of the Company's 2002 Annual Report on Form 10-K.
These statements and certifications are attached hereto as Exhibit 99.1 and Exhibit 99.2.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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THE NEIMAN MARCUS GROUP, INC. |
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By: |
/s/ Nelson A. Bangs |
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Title: |
Senior Vice President and General Counsel |
Dated: October 9, 2002
Exhibit |
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(c) |
Exhibits |
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99.1 |
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Statement under oath of Burton M. Tansky, principal executive officer, regarding facts and circumstances relating to Exchange Act filings required by Commission Order 4-460 |
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99.2 |
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Statement under oath of James E. Skinner, principal financial officer, regarding facts and circumstances relating to Exchange Act filings required by Commission Order No. 4-460 |
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Exhibit 99.1
Statement Under Oath of Principal Executive Officer
Regarding Facts and Circumstances Relating to Exchange Act Filings
I, Burton M. Tansky, state and attest that:
(1) To the best of my knowledge, based upon a review of the covered reports of The Neiman Marcus Group, Inc., and, except as corrected or supplemented in a subsequent covered report: |
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no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and |
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no covered report omitted to state a material fact necessary to make the statement in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). |
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(2) I have reviewed the contents of this statement with the Company's audit committee |
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(3) In this statement under oath, each of the following, if filled on or before the date of this statement, is a "covered report": |
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2002 Annual Report on Form 10-K filed with the Commission of The Neiman Marcus Group, Inc.; |
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all report on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of The Neiman Marcus Group, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and |
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any amendments to any of the foregoing. |
/s/ Burton M. Tansky
Burton M. Tansky
October 9, 2002
Subscribed and sworn to before me this 09 day of October, 2002.
/s/ Joanna C. Melville
Consular Associate
My Commission Expires: Indefinite
REPUBLIC OF FRANCE CITY OF FRANCE
EMBASSY OF THE UNITED STATES OF AMERICA
Exhibit 99.2
Statement Under Oath of Principal Financial Officer
Regarding Facts and Circumstances Relating to Exchange Act Filings
I, James E. Skinner, state and attest that:
(1) To the best of my knowledge, based upon a review of the covered reports of The Neiman Marcus Group, Inc., and, except as corrected or supplemented in a subsequent covered report: |
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no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and |
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no covered report omitted to state a material fact necessary to make the statement in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). |
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(2) I have reviewed the contents of this statement with the Company's audit committee |
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(3) In this statement under oath, each of the following, if filled on or before the date of this statement, is a "covered report": |
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2002 Annual Report on Form 10-K filed with the Commission of The Neiman Marcus Group, Inc.; |
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all report on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of The Neiman Marcus Group, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and |
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any amendments to any of the foregoing. |
/s/ James E. Skinner
James E. Skinner
October 9, 2002
Subscribed and sworn to before me this 9th day of October, 2002.
/s/ Brenda Sanders
Notary Public
My Commission Expires: 5-22-2005