-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q729qaPssInI/Gsi3BYQO1jKuK0nXDZrp2Oz1jMbSkM0oM4U6n9FzWt8dorJkgR1 QK5G18vtJbhzQ+7uLzll0Q== 0000819539-02-000022.txt : 20021009 0000819539-02-000022.hdr.sgml : 20021009 20021009163053 ACCESSION NUMBER: 0000819539-02-000022 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021009 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20021009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEIMAN MARCUS GROUP INC CENTRAL INDEX KEY: 0000819539 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 954119509 STATE OF INCORPORATION: DE FISCAL YEAR END: 0801 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09659 FILM NUMBER: 02785258 BUSINESS ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-741-6911 MAIL ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 8-K/A 1 nmg8ka-10_02.htm NMG 8-K/A OCTOBER 9, 2002 NMG 8-K

TABLE OF CONTENTS

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM 8-K/A

CURRENT REPORT


PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES AND EXCHANGE ACT OF 1934

Date of Report (Date of Earliest Event Reported): October 2, 2002


THE NEIMAN MARCUS GROUP, INC.
(Exact name of registrant as specified in charter)

Delaware
(State or other jurisdiction
of incorporation)

1-9569
(Commission File
Number)

95-4119509
(I.R.S. Employer
Identification No.)

One Marcus Square
1618 Main St.
Dallas, Texas 75201
(Address of principal executive offices)

214-741-6911
(Registrant's telephone number, including area code)

 

 


TABLE OF CONTENTS

Item 7. Financial Statements and Exhibits
Item 9. Regulation FD Disclosure
SIGNATURE
EXHIBIT INDEX


 

TABLE OF CONTENTS

Item 7. Financial Statements and Exhibits.

 

(c)

Exhibits

 

 

 

99.1

 

Statement under oath of Burton M. Tansky, principal executive officer, regarding facts and circumstances relating to Exchange Act filings required by Commission Order 4-460

 

 

 

99.2

 

Statement under oath of James E. Skinner, principal financial officer, regarding facts and circumstances relating to Exchange Act filings required by Commission Order No. 4-460

 

 

 

Item 9. Regulation FD Disclosure.


The Company has resubmitted the sworn statements of its principal executive officer and principal financial officer to the Securities and Exchange Commission pursuant to Commission Order No. 4-460 to reflect the October 3, 2002 filing date of the Company's 2002 Annual Report on Form 10-K.

These statements and certifications are attached hereto as Exhibit 99.1 and Exhibit 99.2.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

THE NEIMAN MARCUS GROUP, INC.

 

 

 

 

By:

/s/ Nelson A. Bangs                       

 

Title:

Senior Vice President and General Counsel


Dated:     October 9, 2002

 


TABLE OF CONTENTS

EXHIBIT INDEX

Exhibit
Number


Description of Exhibit

 

(c)

Exhibits

 

 

 

99.1

 

Statement under oath of Burton M. Tansky, principal executive officer, regarding facts and circumstances relating to Exchange Act filings required by Commission Order 4-460

 

 

 

99.2

 

Statement under oath of James E. Skinner, principal financial officer, regarding facts and circumstances relating to Exchange Act filings required by Commission Order No. 4-460

 

 

 

EX-99 3 ex-99_1.htm CERTIFICATION OF BURTON M. TANSKY Exhibit 99.1

Exhibit 99.1

Statement Under Oath of Principal Executive Officer
Regarding Facts and Circumstances Relating to Exchange Act Filings

I, Burton M. Tansky, state and attest that:

 

(1)    To the best of my knowledge, based upon a review of the covered reports of The Neiman Marcus Group, Inc., and, except as corrected or supplemented in a subsequent covered report:

 

-

no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and

     
 

-

no covered report omitted to state a material fact necessary to make the statement in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

     
 

(2)    I have reviewed the contents of this statement with the Company's audit committee

   
 

(3)    In this statement under oath, each of the following, if filled on or before the date of this statement, is a "covered report":

   
 

-

2002 Annual Report on Form 10-K filed with the Commission of The Neiman Marcus Group, Inc.;

     
 

-

all report on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of The Neiman Marcus Group, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and

     
 

-

any amendments to any of the foregoing.

 

/s/  Burton M. Tansky                        
Burton M. Tansky
October 9, 2002

Subscribed and sworn to before me this 09 day of October, 2002.

/s/  Joanna C. Melville                        
Consular Associate
My Commission Expires:    Indefinite    

REPUBLIC OF FRANCE CITY OF FRANCE
EMBASSY OF THE UNITED STATES OF AMERICA

EX-99 4 ex-99_2.htm CERTIFICATION OF JAMES E. SKINNER Exhibit 99.2

Exhibit 99.2

Statement Under Oath of Principal Financial Officer
Regarding Facts and Circumstances Relating to Exchange Act Filings

I, James E. Skinner, state and attest that:

 

(1)    To the best of my knowledge, based upon a review of the covered reports of The Neiman Marcus Group, Inc., and, except as corrected or supplemented in a subsequent covered report:

 

-

no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and

     
 

-

no covered report omitted to state a material fact necessary to make the statement in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

     
 

(2)    I have reviewed the contents of this statement with the Company's audit committee

   
 

(3)    In this statement under oath, each of the following, if filled on or before the date of this statement, is a "covered report":

   
 

-

2002 Annual Report on Form 10-K filed with the Commission of The Neiman Marcus Group, Inc.;

     
 

-

all report on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of The Neiman Marcus Group, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and

     
 

-

any amendments to any of the foregoing.

/s/  James E. Skinner                        
James E. Skinner
October 9, 2002

Subscribed and sworn to before me this 9th day of October, 2002.

/s/  Brenda Sanders                          
Notary Public
My Commission Expires:     5-22-2005

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