-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EfAsdxadhrkYTWt5CQHQ6blEBpsfsP9dWt/FSmn+YlOoMOI2Ah+fhUC1VrCIbSDr Q/gk3IAjzDq6JSMgom/8Eg== 0000819539-01-500006.txt : 20010910 0000819539-01-500006.hdr.sgml : 20010910 ACCESSION NUMBER: 0000819539-01-500006 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010728 FILED AS OF DATE: 20010907 COMPANY DATA: COMPANY CONFORMED NAME: TANSKY BURTON M CENTRAL INDEX KEY: 0001158676 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: THE NEIMAN MARCUS GROUP STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 MAIL ADDRESS: STREET 1: THE NEIMAN MARCUS GROUP STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEIMAN MARCUS GROUP INC CENTRAL INDEX KEY: 0000819539 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 954119509 STATE OF INCORPORATION: DE FISCAL YEAR END: 0801 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09659 FILM NUMBER: 1732855 BUSINESS ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-741-6911 MAIL ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 5 1 bmtfm5.htm


FORM 5

[ ]  Check this box if no longer
     subject to Section 16. Form 4
     or Form 5 obligations my
     continue.  See Instruction 1(b).
[ ]  Form 3 Holdings Reported
[ ]  Form 4 Transactions Reported

UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(f) of the Investment Company Act of 1940




OMB APPROVAL

OMB No.      3235-0362
Expires:       10/31/2001

Estimated average burden
hours per response:    1.0

(Print or Type Response)

1.  Name and Address of Reporting Person*

   Tansky        Burton           M.
    (Last)             (First)           (Middle)

c/o The Neiman Marcus Group, Inc.
         1618 Main Street

2.  Issuer Name and Ticker or Trading Symbol

   The Neiman Marcus Group, Inc.
             (NMG.A)
3.  IRS or Social Security Number of
     Reporting Persons (Voluntary)
         ###-##-####

6.  Relationship of Reporting Person(s) to Issuer
    (check all applicable)

    X     Director                    10% Owner
    X     Officer                      Other (specify
                                              below)
         President and Chief Executive Officer

            (Street)

    Dallas         Texas        75201

4.  Statement for Month/Year
        July 2001

7.  Individual or Joint/Group Filing (Check Applicable)
    X     Form filed by One Reporting Person
           Form filed by More than One Reporting Person

    (City)        (State)        (Zip)

5.  If Amendment, Date of Original
    (Month/Year)

  

1.  Title of Security
    (Instr. 3)

2. Trans-
   action
   Date

 (Month/
  Day/
  Year)

3. Transaction
   Code
  (Instr. 8)



Code          V

4. Securities Acquired (A)
   or Disposed of (D)
   (Instr. 3, 4 and 5)



Amount     (A) or (D)       Price

5. Amount of
  Securities
  Beneficially
  Owned at the
  End of Issuer's
  Fiscal Year
(Instr. 3 and 4)

6. Ownership
   Form:
   Direct (D)
   or Indirect
   (I)

  (Instr. 4) 

7. Nature of
   Indirect
   Bene-
   ficial
  Ownership

   (Instr. 4)

Class A Common Stock

      


43,000


D

  

Class A Common Stock
     (9/97 PARS)(1)

      


7,900


D

  

Class A Common Stock
     (9/98 PARS)(1)

      


10,000


D

  

Class A Common Stock
     (10/99 PARS(1)

      


10,000


D

  

Class A Common Stock
     (11/99 Restricted)(2)

      


16,000


D

  

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*  If the form is filed by more than one reporting person, see Instruction 4(b)(v).


Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title
of Deriv-
ative Sec-
urity
(Instr. 3)

2. Conver-
  sion or
  Exercise
  Price of
  Deriv-
  ative
  Security

3. Trans-
  action
  Date


  (Month/
  Day/
  Year)

4. Transac-
  Code
  (Instr. 8)

5. Number
of Deriv-
ative secur-
ities Acq-
quired (A)
or Disposed
of (D)
(Instr. 3, 4
and 5)


(A)          (D)

6. Date Exer-
 cisable and Ex-
 piration Date

 (Month/Day/
  Year)



Date         Expira-
Exer-         tion
siable         Date

7. Title and Amount
of Underlying Sec-
urities
(Instr. 3 and 4)




                   Amount
                   or Num-
                    ber of
Title             Shares

8. Price
of
Deriv-
ative
Secur-
ity
(Instr.
5)

9. Num-
ber of
Deriva-
tive Secur-
ities
Bene-
ficially
Owned
at End
of
Year
(Instr. 4)

10. Own-
ership
Form of
Deriva-
tive Secu-
rity:
Direct
(D) or
Indirect
(i)
Instr. 4

11. Na-
ture of
Indirect
Benefi-
cial Owner-
ship
(Instr. 4).

Nonqualified
Stock Option


$36.50


5/15/01


A


25,000


(3)

Class A Common
Stock          25,000


$36.50


384,700


D

  

(right to
buy)(3)

                    


                   


                   


                   

Explanation of Responses:
(1)  Award of performance accelerated restricted stock ("PARS") pursuant to The Neiman Marcus Group, Inc. 1997 Stock Incentive Plan, which includes tax withholding rights.
Restrictions on PARS lapse eight years from the date of the grant, or earlier, based on the performance of the Company.
(2)  Award of restricted stock pursuant to The Neiman Marcus Group, Inc. 1997 Stock Incentive Plan, which includes tax withholding rights, in a transaction exempt from Section
16b under Rule 16b-3. Restrictions lapse at the rate of 20% on the first through the fourth anniversary dates of the award.
(3)  Option granted pursuant to The Neiman Marcus Group, Inc. 1997 Stock Incentive Plan, which includes tax withholding rights. Options vest at a rate of 20% per year on the
first through the fourth anniversary dates of the grant.

** Intentional misstatements or omission of facts constitute Federal Criminal
Violations. See 18 U.S. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually
signed.
       If space provided is insufficient, see Instruction 6 for procedures.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB Number.


        Burton M. Tansky                                       Sept. 6, 2001     
    **Signature of Reporting Person                                 Date       
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