0001209191-19-041210.txt : 20190703
0001209191-19-041210.hdr.sgml : 20190703
20190703171724
ACCESSION NUMBER: 0001209191-19-041210
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190701
FILED AS OF DATE: 20190703
DATE AS OF CHANGE: 20190703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Birkett Sharon E.
CENTRAL INDEX KEY: 0001496564
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-16148
FILM NUMBER: 19942596
MAIL ADDRESS:
STREET 1: 4053 CLOUGH WOODS DR
CITY: BATAVIA
STATE: OH
ZIP: 45103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MULTI COLOR Corp
CENTRAL INDEX KEY: 0000819220
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750]
IRS NUMBER: 311125853
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 4053 CLOUGH WOODS DRIVE
CITY: BATAVIA
STATE: OH
ZIP: 45103
BUSINESS PHONE: 513-381-1480
MAIL ADDRESS:
STREET 1: 4053 CLOUGH WOODS DRIVE
CITY: BATAVIA
STATE: OH
ZIP: 45103
FORMER COMPANY:
FORMER CONFORMED NAME: MULTI COLOR CORP
DATE OF NAME CHANGE: 19940808
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-07-01
0
0000819220
MULTI COLOR Corp
LABL
0001496564
Birkett Sharon E.
4053 CLOUGH WOODS DR
BATAVIA
OH
45103
0
1
0
0
Chief Financial Officer
Common Stock
2019-07-01
4
A
0
9524
A
20219
D
Common Stock
2019-07-01
4
D
0
20219
50.00
D
0
D
Common Stock
2019-07-01
4
D
0
4757
50.00
D
0
I
By 401(k) Plan
Options to Purchase
23.35
2019-07-01
4
D
0
5000
D
2012-05-12
2021-05-12
Common Stock
5000
0
D
Options to Purchase
28.09
2019-07-01
4
D
0
5000
D
2014-05-16
2023-05-16
Common Stock
5000
0
D
Options to Purchase
34.15
2019-07-01
4
D
0
5000
D
2015-05-21
2024-05-21
Common Stock
5000
0
D
Pursuant to the Agreement and Plan of Merger, dated as of February 24, 2019, among the Issuer, W/S Packaging Holdings, Inc. and Monarch Merger Corporation (the "Merger Agreement"), performance share units previously awarded but with performance criteria that had not yet been satisfied were deemed to have been satisfied at the target level of performance and immediately vested. These performance share units were then converted into the number of shares subject to such performance share unit.
Represents shares of common stock that were cancelled and converted into the right to receive $50 per share pursuant to the Merger Agreement.
Pursuant to the Merger Agreement, these Company Options became fully vested and, at the Effective Time, were cancelled and the Reporting Person was entitled to receive a payment in cash in an amount equal to the product of (i) the total number of Shares subject to such cancelled Company Option (whether vested or unvested), multiplied by (ii) the excess, if any, of (A) the Merger Consideration over (B) the exercise price per Share subject to such cancelled Company Option, without interest.
/s/ Sharon E. Birkett, by Jocelyn F. Manning, Attorney-in-Fact
2019-07-03