0001209191-19-041210.txt : 20190703 0001209191-19-041210.hdr.sgml : 20190703 20190703171724 ACCESSION NUMBER: 0001209191-19-041210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190701 FILED AS OF DATE: 20190703 DATE AS OF CHANGE: 20190703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Birkett Sharon E. CENTRAL INDEX KEY: 0001496564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16148 FILM NUMBER: 19942596 MAIL ADDRESS: STREET 1: 4053 CLOUGH WOODS DR CITY: BATAVIA STATE: OH ZIP: 45103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MULTI COLOR Corp CENTRAL INDEX KEY: 0000819220 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 311125853 STATE OF INCORPORATION: OH FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4053 CLOUGH WOODS DRIVE CITY: BATAVIA STATE: OH ZIP: 45103 BUSINESS PHONE: 513-381-1480 MAIL ADDRESS: STREET 1: 4053 CLOUGH WOODS DRIVE CITY: BATAVIA STATE: OH ZIP: 45103 FORMER COMPANY: FORMER CONFORMED NAME: MULTI COLOR CORP DATE OF NAME CHANGE: 19940808 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-01 0 0000819220 MULTI COLOR Corp LABL 0001496564 Birkett Sharon E. 4053 CLOUGH WOODS DR BATAVIA OH 45103 0 1 0 0 Chief Financial Officer Common Stock 2019-07-01 4 A 0 9524 A 20219 D Common Stock 2019-07-01 4 D 0 20219 50.00 D 0 D Common Stock 2019-07-01 4 D 0 4757 50.00 D 0 I By 401(k) Plan Options to Purchase 23.35 2019-07-01 4 D 0 5000 D 2012-05-12 2021-05-12 Common Stock 5000 0 D Options to Purchase 28.09 2019-07-01 4 D 0 5000 D 2014-05-16 2023-05-16 Common Stock 5000 0 D Options to Purchase 34.15 2019-07-01 4 D 0 5000 D 2015-05-21 2024-05-21 Common Stock 5000 0 D Pursuant to the Agreement and Plan of Merger, dated as of February 24, 2019, among the Issuer, W/S Packaging Holdings, Inc. and Monarch Merger Corporation (the "Merger Agreement"), performance share units previously awarded but with performance criteria that had not yet been satisfied were deemed to have been satisfied at the target level of performance and immediately vested. These performance share units were then converted into the number of shares subject to such performance share unit. Represents shares of common stock that were cancelled and converted into the right to receive $50 per share pursuant to the Merger Agreement. Pursuant to the Merger Agreement, these Company Options became fully vested and, at the Effective Time, were cancelled and the Reporting Person was entitled to receive a payment in cash in an amount equal to the product of (i) the total number of Shares subject to such cancelled Company Option (whether vested or unvested), multiplied by (ii) the excess, if any, of (A) the Merger Consideration over (B) the exercise price per Share subject to such cancelled Company Option, without interest. /s/ Sharon E. Birkett, by Jocelyn F. Manning, Attorney-in-Fact 2019-07-03