0000081909-18-000017.txt : 20180820 0000081909-18-000017.hdr.sgml : 20180820 20180820152024 ACCESSION NUMBER: 0000081909-18-000017 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FRIEDMAN,BRAD,C, FILED AS OF DATE: 20180816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAMUEL A. RAMIREZ & COMPANY, INC. CENTRAL INDEX KEY: 0000081909 IRS NUMBER: 132695511 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03332 FILM NUMBER: 181028138 BUSINESS ADDRESS: STREET 1: 61 BROADWAY 29 TH FLOOR STREET 2: SUITE 2924 CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 212-248-0510 MAIL ADDRESS: STREET 1: 61 BROADWAY 29 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: RAMIREZ SAMUEL A & CO INC /BD DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: RAMIREZ & CO INC /BD DATE OF NAME CHANGE: 20000403 FORMER COMPANY: FORMER CONFORMED NAME: SAMUEL A RAMIREZ & CO INC /BD DATE OF NAME CHANGE: 19980929 MA-I 1 primary_doc.xml MA-I 0000081909 XXXXXXXX Joseph Koffer 212-378-7165 joseph.koffer@ramirezco.com joseph.koffer@ramirezco.com N N BRAD C FRIEDMAN 002960937 N 1 0000081909 SAMUEL A. RAMIREZ & COMPANY, INC. SAMUEL A. RAMIREZ & COMPANY, INC. 08-16-2018 N 867-00725 LOCATED 08-16-2018 61 BROADWAY 29 TH FLOOR NEW YORK NY 10006 02-2011 SAMUEL A. RAMIREZ & CO, INC. NEW YORK NY 10006 Y Y SR. VICE PRESIDENT - PUBLIC FINANCE 09-2008 01-2011 BARCLAYS CAPITAL, INC. NEW YORK NY 10019 N Y ANALYST N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-16-2018 JOSEPH KOFFER CHIEF COMPLIANCE OFFICER