0000081909-18-000017.txt : 20180820
0000081909-18-000017.hdr.sgml : 20180820
20180820152024
ACCESSION NUMBER: 0000081909-18-000017
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FRIEDMAN,BRAD,C,
FILED AS OF DATE: 20180816
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAMUEL A. RAMIREZ & COMPANY, INC.
CENTRAL INDEX KEY: 0000081909
IRS NUMBER: 132695511
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03332
FILM NUMBER: 181028138
BUSINESS ADDRESS:
STREET 1: 61 BROADWAY 29 TH FLOOR
STREET 2: SUITE 2924
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: 212-248-0510
MAIL ADDRESS:
STREET 1: 61 BROADWAY 29 TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: RAMIREZ SAMUEL A & CO INC /BD
DATE OF NAME CHANGE: 20020215
FORMER COMPANY:
FORMER CONFORMED NAME: RAMIREZ & CO INC /BD
DATE OF NAME CHANGE: 20000403
FORMER COMPANY:
FORMER CONFORMED NAME: SAMUEL A RAMIREZ & CO INC /BD
DATE OF NAME CHANGE: 19980929
MA-I
1
primary_doc.xml
MA-I
0000081909
XXXXXXXX
Joseph Koffer
212-378-7165
joseph.koffer@ramirezco.com
joseph.koffer@ramirezco.com
N
N
BRAD
C
FRIEDMAN
002960937
N
1
0000081909
SAMUEL A. RAMIREZ & COMPANY, INC.
SAMUEL A. RAMIREZ & COMPANY, INC.
08-16-2018
N
867-00725
LOCATED
08-16-2018
61 BROADWAY 29 TH FLOOR
NEW YORK
NY
10006
02-2011
SAMUEL A. RAMIREZ & CO, INC.
NEW YORK
NY
10006
Y
Y
SR. VICE PRESIDENT - PUBLIC FINANCE
09-2008
01-2011
BARCLAYS CAPITAL, INC.
NEW YORK
NY
10019
N
Y
ANALYST
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-16-2018
JOSEPH KOFFER
CHIEF COMPLIANCE OFFICER