0000081909-16-000017.txt : 20161215 0000081909-16-000017.hdr.sgml : 20161215 20161215145601 ACCESSION NUMBER: 0000081909-16-000017 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20161215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAMUEL A. RAMIREZ & COMPANY, INC. CENTRAL INDEX KEY: 0000081909 IRS NUMBER: 132695511 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03332 FILM NUMBER: 162053487 BUSINESS ADDRESS: STREET 1: 61 BROADWAY 29 TH FLOOR STREET 2: SUITE 2924 CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 212-248-0510 MAIL ADDRESS: STREET 1: 61 BROADWAY 29 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: RAMIREZ SAMUEL A & CO INC /BD DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: RAMIREZ & CO INC /BD DATE OF NAME CHANGE: 20000403 FORMER COMPANY: FORMER CONFORMED NAME: SAMUEL A RAMIREZ & CO INC /BD DATE OF NAME CHANGE: 19980929 MA-I 1 primary_doc.xml MA-I 0000081909 XXXXXXXX JOSEPH KOFFER 212-378-7165 joseph.koffer@ramirezco.com joseph.koffer@ramirezco.com N N FERNANDO JOSE JUAN VINAS 001125771 N 1 0000081909 SAMUEL A. RAMIREZ & COMPANY, INC. 12-15-2016 N 867-00725 SUPERVISED 12-15-2016 61 BROADWAY 29 TH FLOOR NEW YORK NY 10006 LOCATED 12-15-2016 MCS PLAZA 255 PONCE DE LEON AVE SAN JUAN PR 00917-1900 FERNANDO JOSE JUAN J VINAS-MIRANDA FERNANDO J VINAS-MIRANDA 04-2007 SAMUEL A. RAMIREZ & CO., INC. SAN JUAN PR 00917-1900 Y Y BANKING 06-2006 04-2007 BBVA SECURITIES OF PUERTO RICO, INC. HATO REY PR 00918 N Y BANKER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-15-2016 JOSEPH KOFFER CHIEF COMPLIANCE OFFICER