0000081909-16-000017.txt : 20161215
0000081909-16-000017.hdr.sgml : 20161215
20161215145601
ACCESSION NUMBER: 0000081909-16-000017
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20161215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAMUEL A. RAMIREZ & COMPANY, INC.
CENTRAL INDEX KEY: 0000081909
IRS NUMBER: 132695511
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03332
FILM NUMBER: 162053487
BUSINESS ADDRESS:
STREET 1: 61 BROADWAY 29 TH FLOOR
STREET 2: SUITE 2924
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: 212-248-0510
MAIL ADDRESS:
STREET 1: 61 BROADWAY 29 TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: RAMIREZ SAMUEL A & CO INC /BD
DATE OF NAME CHANGE: 20020215
FORMER COMPANY:
FORMER CONFORMED NAME: RAMIREZ & CO INC /BD
DATE OF NAME CHANGE: 20000403
FORMER COMPANY:
FORMER CONFORMED NAME: SAMUEL A RAMIREZ & CO INC /BD
DATE OF NAME CHANGE: 19980929
MA-I
1
primary_doc.xml
MA-I
0000081909
XXXXXXXX
JOSEPH KOFFER
212-378-7165
joseph.koffer@ramirezco.com
joseph.koffer@ramirezco.com
N
N
FERNANDO
JOSE JUAN
VINAS
001125771
N
1
0000081909
SAMUEL A. RAMIREZ & COMPANY, INC.
12-15-2016
N
867-00725
SUPERVISED
12-15-2016
61 BROADWAY 29 TH FLOOR
NEW YORK
NY
10006
LOCATED
12-15-2016
MCS PLAZA 255 PONCE DE LEON AVE
SAN JUAN
PR
00917-1900
FERNANDO JOSE JUAN
J
VINAS-MIRANDA
FERNANDO
J
VINAS-MIRANDA
04-2007
SAMUEL A. RAMIREZ & CO., INC.
SAN JUAN
PR
00917-1900
Y
Y
BANKING
06-2006
04-2007
BBVA SECURITIES OF PUERTO RICO, INC.
HATO REY
PR
00918
N
Y
BANKER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-15-2016
JOSEPH KOFFER
CHIEF COMPLIANCE OFFICER