0000081909-14-000013.txt : 20141007
0000081909-14-000013.hdr.sgml : 20141007
20141007123046
ACCESSION NUMBER: 0000081909-14-000013
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140829
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAMUEL A. RAMIREZ & COMPANY, INC.
CENTRAL INDEX KEY: 0000081909
IRS NUMBER: 132695511
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03332
FILM NUMBER: 141144910
BUSINESS ADDRESS:
STREET 1: 61 BROADWAY
STREET 2: SUITE 2924
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: 212-248-0510
MAIL ADDRESS:
STREET 1: 61 BROADWAY STE 2924
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: RAMIREZ SAMUEL A & CO INC /BD
DATE OF NAME CHANGE: 20020215
FORMER COMPANY:
FORMER CONFORMED NAME: RAMIREZ & CO INC /BD
DATE OF NAME CHANGE: 20000403
FORMER COMPANY:
FORMER CONFORMED NAME: SAMUEL A RAMIREZ & CO INC /BD
DATE OF NAME CHANGE: 19980929
MA-I
1
primary_doc.xml
MA-I
0000081909
XXXXXXXX
Joseph Koffer
212-378-7165
joseph.koffer@ramirezco.com
joseph.koffer@ramirezco.com
N
THEODORE
NMN
SOBEL
001188349
N
1
0000081909
SAMUEL A. RAMIREZ & COMPANY, INC.
05-27-2010
N
08-15-2014
0000081909
LOCATED
05-27-2014
61 BROADWAY
SUITE 2924
NEW YORK
NY
10006
04-2009
SAMUEL A. RAMIREZ & CO, INC.
NEW YORK
NY
10006
Y
Y
MANAGING DIRECTOR- PUBLIC FINANCE
07-2008
03-2009
BANK OF AMERICA SECURITIES
NEW YORK
NY
10128
Y
Y
MANAGING DIRECTOR
01-2006
06-2008
UBS SECURITIES, LLC
STANFORD
CT
06901
Y
Y
MANAGING DIRECTOR- PUBLIC FINANCE
12-1994
01-2006
UBS FINANCIAL SERVICES, INC.
NEW YORK
NY
10019
Y
Y
MANAGING DIRECTOR- PUBLIC FINANCE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-28-2014
JOSEPH KOFFER
CHIEF COMPLIANCE OFFICER