0001214659-19-005765.txt : 20190909 0001214659-19-005765.hdr.sgml : 20190909 20190909204543 ACCESSION NUMBER: 0001214659-19-005765 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190831 FILED AS OF DATE: 20190909 DATE AS OF CHANGE: 20190909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARDY REGINALD L CENTRAL INDEX KEY: 0001008105 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21088 FILM NUMBER: 191084156 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Brickell Biotech, Inc. CENTRAL INDEX KEY: 0000819050 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 930948554 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5777 CENTRAL AVENUE STREET 2: SUITE 102 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: (720) 505-4755 MAIL ADDRESS: STREET 1: 5777 CENTRAL AVENUE STREET 2: SUITE 102 CITY: BOULDER STATE: CO ZIP: 80301 FORMER COMPANY: FORMER CONFORMED NAME: VICAL INC DATE OF NAME CHANGE: 19940211 3 1 marketforms-45716.xml PRIMARY DOCUMENT X0206 3 2019-08-31 0 0000819050 Brickell Biotech, Inc. BBI 0001008105 HARDY REGINALD L C/O BRICKELL BIOTECH, INC. 5777 CENTRAL AVENUE, SUITE 102 BOULDER CO 80301 true true false false Chairman of the Board Common Stock 168423 D Common Stock 9261 I By Spouse Common Stock 21826 I By Spouse (spouse jointly owns with other Individual) Common Stock 17260 I By Spouse as Trustee Common Stock 266447 I By Self as General Partner Common Stock 17260 I By Self as Trustee Stock Options 12.17 2015-04-22 2025-04-22 Common Stock 12082 D Stock Options 12.17 2015-12-23 2025-12-23 Common Stock 12082 D Stock Options 12.17 2016-12-15 2026-12-15 Common Stock 3452 D Stock Options 16.69 2018-11-27 2027-12-15 Common Stock 2761 D Stock Options 16.45 2019-12-15 2028-12-15 Common Stock 5178 D Stock Options 4.76 2020-08-30 2029-08-30 Common Stock 51782 D Warrants 10.36 2019-08-30 2029-08-30 Common Stock 19899 I By Self as General Partner Warrants 10.36 2019-08-30 2029-08-30 Common Stock 3316 I By Spouse /s/ Reginald L. Hardy 2019-09-09