0001062993-21-000140.txt : 20210105 0001062993-21-000140.hdr.sgml : 20210105 20210105183317 ACCESSION NUMBER: 0001062993-21-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARDY REGINALD L CENTRAL INDEX KEY: 0001008105 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21088 FILM NUMBER: 21507947 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Brickell Biotech, Inc. CENTRAL INDEX KEY: 0000819050 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 930948554 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5777 CENTRAL AVENUE STREET 2: SUITE 102 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: (720) 505-4755 MAIL ADDRESS: STREET 1: 5777 CENTRAL AVENUE STREET 2: SUITE 102 CITY: BOULDER STATE: CO ZIP: 80301 FORMER COMPANY: FORMER CONFORMED NAME: VICAL INC DATE OF NAME CHANGE: 19940211 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2020-12-31 0000819050 Brickell Biotech, Inc. BBI 0001008105 HARDY REGINALD L C/O BRICKELL BIOTECH, INC. 5777 CENTRAL AVENUE, SUITE 102 BOULDER CO 80301 1 1 0 0 Chairman of the Board Common Stock 2020-12-31 4 F 0 4873 .78 D 200976 D Common Stock 2021-01-01 4 A 0 47435 .78 A 248411 D Common Stock 9261 I By Spouse Common Stock 21826 I By Spouse (spouse jointly owns with other Individual) Common Stock 17260 I By Spouse as Trustee Common Stock 266447 I By Self as General Partner Common Stock 17260 I By Self as Trustee Represents shares withheld to satisfy tax withholding obligations upon the vesting of RSUs. On January 1, 2021, the reporting person was granted 47,435 RSUs in lieu of a portion of cash compensation as a director of Brickell Biotech, Inc. The RSUs are scheduled to vest on December 31, 2021 and will be settled in the form of one share of common stock for each RSU. /s/ Christine G. Long, Attorney-in-Fact for Reginald L. Hardy (power of attorney previously filed) 2021-01-05