0001062993-21-000140.txt : 20210105
0001062993-21-000140.hdr.sgml : 20210105
20210105183317
ACCESSION NUMBER: 0001062993-21-000140
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210105
DATE AS OF CHANGE: 20210105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARDY REGINALD L
CENTRAL INDEX KEY: 0001008105
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21088
FILM NUMBER: 21507947
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Brickell Biotech, Inc.
CENTRAL INDEX KEY: 0000819050
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 930948554
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5777 CENTRAL AVENUE
STREET 2: SUITE 102
CITY: BOULDER
STATE: CO
ZIP: 80301
BUSINESS PHONE: (720) 505-4755
MAIL ADDRESS:
STREET 1: 5777 CENTRAL AVENUE
STREET 2: SUITE 102
CITY: BOULDER
STATE: CO
ZIP: 80301
FORMER COMPANY:
FORMER CONFORMED NAME: VICAL INC
DATE OF NAME CHANGE: 19940211
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2020-12-31
0000819050
Brickell Biotech, Inc.
BBI
0001008105
HARDY REGINALD L
C/O BRICKELL BIOTECH, INC.
5777 CENTRAL AVENUE, SUITE 102
BOULDER
CO
80301
1
1
0
0
Chairman of the Board
Common Stock
2020-12-31
4
F
0
4873
.78
D
200976
D
Common Stock
2021-01-01
4
A
0
47435
.78
A
248411
D
Common Stock
9261
I
By Spouse
Common Stock
21826
I
By Spouse (spouse jointly owns with other Individual)
Common Stock
17260
I
By Spouse as Trustee
Common Stock
266447
I
By Self as General Partner
Common Stock
17260
I
By Self as Trustee
Represents shares withheld to satisfy tax withholding obligations upon the vesting of RSUs.
On January 1, 2021, the reporting person was granted 47,435 RSUs in lieu of a portion of cash compensation as a director of Brickell Biotech, Inc. The RSUs are scheduled to vest on December 31, 2021 and will be settled in the form of one share of common stock for each RSU.
/s/ Christine G. Long, Attorney-in-Fact for Reginald L. Hardy (power of attorney previously filed)
2021-01-05