-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T8DnOsEksFVS3RvElbWSS4MKekNXt1jjyf1X22ujHeJgAO+5BhGubU960w0HgPSB UaQuMOcqdOuTCl5nnDt4hA== 0001044321-09-000176.txt : 20090728 0001044321-09-000176.hdr.sgml : 20090728 20090728160823 ACCESSION NUMBER: 0001044321-09-000176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090724 FILED AS OF DATE: 20090728 DATE AS OF CHANGE: 20090728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VICAL INC CENTRAL INDEX KEY: 0000819050 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 930948554 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10390 PACIFIC CENTER COURT STREET 2: . CITY: SAN DIEGO STATE: CA ZIP: 92121-4340 BUSINESS PHONE: 858-646-1100 MAIL ADDRESS: STREET 1: 10390 PACIFIC CENTER COURT STREET 2: . CITY: SAN DIEGO STATE: CA ZIP: 92121-4340 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARXE AUSTIN W & GREENHOUSE DAVID M CENTRAL INDEX KEY: 0001044321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21088 FILM NUMBER: 09967421 BUSINESS ADDRESS: STREET 1: C/O SPECIAL SITUATIONS FUNDS STREET 2: 527 MADISON AVENUE, SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122076500 MAIL ADDRESS: STREET 1: C/O SPECIAL SITUATIONS FUNDS STREET 2: 527 MADISON AVENUE, SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-07-24 1 0000819050 VICAL INC VICL 0001044321 MARXE AUSTIN W & GREENHOUSE DAVID M C/O SPECIAL SITUATIONS FUNDS 527 MADISON AVENUE, SUITE 2600 NEW YORK NY 10022 0 0 1 0 Common Stock 2009-07-24 4 S 0 100000 3.1607 D 4445965 I By Limited Partnerships Common Stock 2009-07-24 4 S 0 50000 3.1663 D 4395965 I By Limited Partnerships Common Stock 2009-07-24 4 S 0 100000 3.1847 D 4295965 I By Limited Partnerhips Common Stock 2009-07-27 4 S 0 200000 3.445 D 4095965 I By Limited Partnerships Common Stock 2009-07-27 4 S 0 25000 3.4596 D 4070965 I By Limited Partnerships Common Stock 2009-07-27 4 S 0 50000 3.5063 D 4020965 I By Limited Partnerhips Common Stock 2009-07-27 4 S 0 126200 3.5561 D 3894765 I By Limited Partnerships Common Stock 2009-07-27 4 S 0 150000 3.6124 D 3744765 I By Limited Partnerships This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P (QP), Special Situations Cayman Fund, L.P. (Cayman), Special Situations Private Equity Fund, LP (PE) and Special Situations Life Sciences Fund, L.P. (LS). 2,030,620 shares of Common Stock are owned by QP, 617,669 shares of Common Stock are owned by Cayman, 129,519 shares of Common Stock are owned by PE and 966,957 shares of Common Stock are owned by LS. The interest of Marxe and Greenhouse in the shares of Common Stock owned by QP, Cayman, PE and LS are limited to the extent of his pecuniary interest. Austin W. Marxe 2009-07-28 David M. Greenhouse 2009-07-28 -----END PRIVACY-ENHANCED MESSAGE-----