0000919574-18-004393.txt : 20180627 0000919574-18-004393.hdr.sgml : 20180627 20180627171413 ACCESSION NUMBER: 0000919574-18-004393 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180625 FILED AS OF DATE: 20180627 DATE AS OF CHANGE: 20180627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARMISTICE CAPITAL, LLC CENTRAL INDEX KEY: 0001601086 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21088 FILM NUMBER: 18922493 BUSINESS ADDRESS: STREET 1: 510 MADISON AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 231-4932 MAIL ADDRESS: STREET 1: 510 MADISON AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Armistice Capital Master Fund Ltd. CENTRAL INDEX KEY: 0001633584 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21088 FILM NUMBER: 18922494 BUSINESS ADDRESS: STREET 1: C/O ARMISTICE CAPITAL, LLC STREET 2: 510 MADISON AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-231-4932 MAIL ADDRESS: STREET 1: C/O ARMISTICE CAPITAL, LLC STREET 2: 510 MADISON AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boyd Steven CENTRAL INDEX KEY: 0001706140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21088 FILM NUMBER: 18922495 MAIL ADDRESS: STREET 1: 510 MADISON AVENUE STREET 2: FL 22 CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VICAL INC CENTRAL INDEX KEY: 0000819050 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 930948554 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10390 PACIFIC CENTER COURT STREET 2: . CITY: SAN DIEGO STATE: CA ZIP: 92121-4340 BUSINESS PHONE: 858-646-1100 MAIL ADDRESS: STREET 1: 10390 PACIFIC CENTER COURT STREET 2: . CITY: SAN DIEGO STATE: CA ZIP: 92121-4340 4 1 ownership.xml X0306 4 2018-06-25 0 0000819050 VICAL INC VICL 0001601086 ARMISTICE CAPITAL, LLC 510 MADISON AVENUE 22ND FLOOR NEW YORK NY 10022 0 0 1 0 0001633584 Armistice Capital Master Fund Ltd. C/O DMS CORPORATE SERVICES LTD. 20 GENESIS CLOSE, P.O. BOX 314 GRAND CAYMAN E9 KY1-1104 CAYMAN ISLANDS 0 0 1 0 0001706140 Boyd Steven C/O ARMISTICE CAPITAL, LLC 510 MADISON AVENUE, 22ND FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 2018-06-25 4 P 0 10672 1.2614 A 3042776 D Common Stock 2018-06-25 4 P 0 0 0 A 3042776 I See Footnote Common Stock 2018-06-25 4 P 0 0 0 A 3042776 I See Footnote Common Stock 2018-06-26 4 P 0 9103 1.2438 A 3051879 D Common Stock 2018-06-26 4 P 0 0 0 A 3051879 I See Footnote Common Stock 2018-06-26 4 P 0 0 0 A 3051879 I See Footnote Common Stock 2018-06-27 4 P 0 2600 1.2481 A 3054479 D Common Stock 2018-06-27 4 P 0 0 0 A 3054479 I See Footnote Common Stock 2018-06-27 4 P 0 0 0 A 3054479 I See Footnote Common Stock 2018-06-27 4 P 0 28430 1.2276 A 3082909 D Common Stock 2018-06-27 4 P 0 0 0 A 3082909 I See Footnote Common Stock 2018-06-27 4 P 0 0 0 A 3082909 I See Footnote Common Stock 2018-06-27 4 P 0 1000 1.2067 A 3083909 D Common Stock 2018-06-27 4 P 0 0 0 A 3083909 I See Footnote Common Stock 2018-06-27 4 P 0 0 0 A 3083909 I See Footnote The reported securities are directly owned by Armistice Capital Master Fund Ltd. The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Armistice Capital, LLC, By: /s/ Steven Boyd, Managing Member 2018-06-27 Armistice Capital Master Fund Ltd., By: /s/ Steven Boyd, Director 2018-06-27 By: /s/ Steven Boyd 2018-06-27