0000919574-18-000666.txt : 20180126
0000919574-18-000666.hdr.sgml : 20180126
20180126175312
ACCESSION NUMBER: 0000919574-18-000666
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180122
FILED AS OF DATE: 20180126
DATE AS OF CHANGE: 20180126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boyd Steven
CENTRAL INDEX KEY: 0001706140
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21088
FILM NUMBER: 18553046
MAIL ADDRESS:
STREET 1: 510 MADISON AVENUE
STREET 2: FL 22
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARMISTICE CAPITAL, LLC
CENTRAL INDEX KEY: 0001601086
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21088
FILM NUMBER: 18553048
BUSINESS ADDRESS:
STREET 1: 510 MADISON AVENUE, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 231-4932
MAIL ADDRESS:
STREET 1: 510 MADISON AVENUE, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Armistice Capital Master Fund Ltd.
CENTRAL INDEX KEY: 0001633584
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21088
FILM NUMBER: 18553047
BUSINESS ADDRESS:
STREET 1: C/O ARMISTICE CAPITAL, LLC
STREET 2: 510 MADISON AVENUE, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-231-4932
MAIL ADDRESS:
STREET 1: C/O ARMISTICE CAPITAL, LLC
STREET 2: 510 MADISON AVENUE, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VICAL INC
CENTRAL INDEX KEY: 0000819050
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 930948554
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10390 PACIFIC CENTER COURT
STREET 2: .
CITY: SAN DIEGO
STATE: CA
ZIP: 92121-4340
BUSINESS PHONE: 858-646-1100
MAIL ADDRESS:
STREET 1: 10390 PACIFIC CENTER COURT
STREET 2: .
CITY: SAN DIEGO
STATE: CA
ZIP: 92121-4340
4
1
p7806988.xml
OWNERSHIP DOCUMENT
X0306
4
2018-01-22
0
0000819050
VICAL INC
VICL
0001601086
ARMISTICE CAPITAL, LLC
510 MADISON AVENUE, 22ND FLOOR
NEW YORK
NY
10022
0
0
1
0
0001633584
Armistice Capital Master Fund Ltd.
510 MADISON AVENUE, 22ND FLOOR
NEW YORK
NY
10022
0
0
1
0
0001706140
Boyd Steven
510 MADISON AVENUE, 22ND FLOOR
NEW YORK
NY
10022
0
0
1
0
Common Stock
2018-01-22
4
P
0
35000
1.4199
A
2235000
D
Common Stock
2018-01-22
4
P
0
0
0
A
2235000
I
See Footnote
Common Stock
2018-01-22
4
P
0
0
0
A
2235000
I
See Footnote
Common Stock
2018-01-22
4
P
0
45000
1.4273
A
2280000
D
Common Stock
2018-01-22
4
P
0
0
0
A
2280000
I
See Footnote
Common Stock
2018-01-22
4
P
0
0
0
A
2280000
I
See Footnote
Common Stock
2018-01-22
4
P
0
20000
1.455
A
2300000
D
Common Stock
2018-01-22
4
P
0
0
0
A
2300000
I
See Footnote
Common Stock
2018-01-22
4
P
0
0
0
A
2300000
I
See Footnote
The reported securities are directly owned by Armistice Capital Master Fund, Ltd.
The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Armistice Capital, LLC By: Steven Boyd, Managing Member
2018-01-26
Armistice Capital Master Fund, Ltd. By: Steven Boyd, Director
2018-01-26
By: Steven Boyd
2018-01-26