4 1 lintzen.txt ------------------------------ OMB APPROVAL [x] Check this box if no longer ------------------------------ subject to Section 16. Form 4 or OMB Number 3235-0287 Form 5 obligations may continue. Expires: January 31, 2005 See Instruction 1(b). Estimated average burden hours per response ....... 0.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Lintzenich James C. -------------------------------------------------------------------------------- (Last) (First) (Middle) 10707 Club Chase -------------------------------------------------------------------------------- (Street) Fishers Indiana 46038 -------------------------------------------------------------------------------- (City) (State) (Zip) -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol MetroBanCorp (METB) -------------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) -------------------------------------------------------------------------------- 4. Statement for Month/Day/Year 01/13/2003 -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Day/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person -------------------------------------------------------------------------------- ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 2A. 4. 5. Owner- 2. Deemed 3. Securities Acquired (A) or Amount of ship 7. Trans- Execution Trans- Disposed of (D) Securities Form: Nature of action Date, if action (Instr. 3, 4 and 5) Beneficially Direct Indirect Date any Code ----------------------------- Following (D) or Beneficial 1. (Month/ (Month/ (Instr. 8) (A) Reported Indirect Owner- Title of Security Day/ Day/ ----------- Amount or Price Transaction(s) (I) ship (Instr. 3) Year) Year) Code V (D) (Instr. 3 and 4) (Instr.4) (Instr. 4) --------------------------------------------------------------------------------------------------------------------------- Common Stock, no par value 01/10/03 G V 1,800 D 16,182(1) D --------------------------------------------------------------------------------------------------------------------------- Common Stock, no par value 01/13/03 D 16,182 D 17.00 0(2) D --------------------------------------------------------------------------------------------------------------------------- Common Stock, no By self as par value 01/12/03 D 3,334(3) D 17.00 0(2) I custodian for two minor children --------------------------------------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) On February 5, 2002, MetroBanCorp declared a stock dividend of five percent (5%) per share of common stock, issuable on March 12, 2002 to shareholders of record as of the close of business on March 1, 2002. As a result, the reporting person acquired 1,014 shares of common stock of MetroBanCorp and, pursuant to anti-dilution provisions of MetroBanCorp's director stock option plan, his option for 13,489 shares of common stock became exercisable for 14,164 shares of common stock. (2) Disposed of pursuant to a merger agreement between the issuer and First Indiana Corporation (3) Includes the effect of a five percent dividend (5%) (see note 1) Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Table II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities)
----------------------------------------------------------------------------------------------------------------------------------- 10. 9. Owner- Number ship of Deriv- Form ative of 5. 7. Secur- Deriv- 11. Number of Title and Amount ities ative Nature Derivative 6. of Underlying 8. Bene- Secur- of 2. 3a. 4. Securities Date Exer- Securities Price ficially ity: In- Conver- 3. Deemed Trans- Acquired (A) cisable and (Instr. 3 and 4) of Owned Direct direct sion or Trans- Execution action or Disposed Expiration Date ---------------- Deriv- Following (D) or Bene- 1. Exercise action Date, if Code of(D) (Month/Day/Year) Amount ative reported In- ficial Title of Price of Date any (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner- Derivative Deri- (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity action(s) (I) ship Security vative Day/ Day/ ------- ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) Security Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) ----------------------------------------------------------------------------------------------------------------------------------- Option to Common purchase 01/13/03 D 14,164 Stock 14,164(4) (5) 0 D ----------------------------------------------------------------------------------------------------------------------------------- -----------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (4) Includes the effect of a five percent (5%) stock dividend (see note 1 - Table I) (5) These options were canceled in the merger in exchange for a cash payment of $149,449.17 representing the difference between the conversion price of $17.00 per share of the Issuer's common stock (as specified in the merger agreement) and the exercise price of the options multiplied by the number of outstanding unexercised options. /s/ James C. Lintzenich by Charles V. Turean, his Attorney-in-Fact January 17, 2003 --------------------------------------------- ---------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.