-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KChdOZmS2BjEQ6k/uZHTVK+ykn2BcJ84L+M38Ax5YOJ/KwBhpSLm/zUnk7JkGYEv k7mkrQxYFAWTedFy6KNrTA== 0000926274-03-000017.txt : 20030121 0000926274-03-000017.hdr.sgml : 20030120 20030121125637 ACCESSION NUMBER: 0000926274-03-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030113 FILED AS OF DATE: 20030121 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: METROBANCORP CENTRAL INDEX KEY: 0000818999 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 351712167 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23790 FILM NUMBER: 03519167 BUSINESS ADDRESS: STREET 1: 10333 N MERIDIAN ST STREET 2: SUITE 111 CITY: INDIANAPOLIS STATE: IN ZIP: 46290 BUSINESS PHONE: 3175732400 MAIL ADDRESS: STREET 1: 10333 N MERIDIAN STREET STREET 2: SUITE 111 CITY: INDIANAPOLIS STATE: IN ZIP: 46290 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: WALTER DONALD F CENTRAL INDEX KEY: 0001086240 RELATIONSHIP: DIRECTOR IRS NUMBER: 313304692 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 423 SYCAMORE STREET STREET 2: SUITE 101 CITY: NILES STATE: MI ZIP: 49120 BUSINESS PHONE: 6166843248 MAIL ADDRESS: STREET 1: 423 SYCAMORE STREET STREET 2: SUITE 101 CITY: NILES STATE: MI ZIP: 49120 4 1 walter.txt ------------------------------ OMB APPROVAL [x] Check this box if no longer ------------------------------ subject to Section 16. Form 4 or OMB Number 3235-0287 Form 5 obligations may continue. Expires: January 31, 2005 See Instruction 1(b). Estimated average burden hours per response ....... 0.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Walter Donald F. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 423 Sycamor Street, Suite 101 - -------------------------------------------------------------------------------- (Street) Niles Michigan 49120 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol MetroBanCorp (METB) - -------------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) - -------------------------------------------------------------------------------- 4. Statement for Month/Day/Year 01/13/2003 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Day/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person - -------------------------------------------------------------------------------- ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 2A. 4. 5. Owner- 2. Deemed 3. Securities Acquired (A) or Amount of ship 7. Trans- Execution Trans- Disposed of (D) Securities Form: Nature of action Date, if action (Instr. 3, 4 and 5) Beneficially Direct Indirect Date any Code ----------------------------- Following (D) or Beneficial 1. (Month/ (Month/ (Instr. 8) (A) Reported Indirect Owner- Title of Security Day/ Day/ ----------- Amount or Price Transaction(s) (I) ship (Instr. 3) Year) Year) Code V (D) (Instr. 3 and 4) (Instr.4) (Instr. 4) - --------------------------------------------------------------------------------------------------------------------------- Common Stock, no par value 01/13/03 D 32,067 D 17.00 0(1) D(2) - --------------------------------------------------------------------------------------------------------------------------- Common Stock, no par value 01/13/03 D 4,250 D 17.00 0(1) D(3) - --------------------------------------------------------------------------------------------------------------------------- Common Stock, no par value 01/13/03 D 2,205 D 17.00 0(1) D(4) - --------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) Disposed of pursuant to a merger agreement between the issuer and First Indiana Corporation (2) By Donald F. Walter, Trust Account (3) By Donald F. Walter and Charles T. Walter as joint tenants (4) By Donald F. Walter, IRA account Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Table II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities)
- ----------------------------------------------------------------------------------------------------------------------------------- 10. 9. Owner- Number ship of Deriv- Form ative of 5. 7. Secur- Deriv- 11. Number of Title and Amount ities ative Nature Derivative 6. of Underlying 8. Bene- Secur- of 2. 3a. 4. Securities Date Exer- Securities Price ficially ity: In- Conver- 3. Deemed Trans- Acquired (A) cisable and (Instr. 3 and 4) of Owned Direct direct sion or Trans- Execution action or Disposed Expiration Date ---------------- Deriv- Following (D) or Bene- 1. Exercise action Date, if Code of(D) (Month/Day/Year) Amount ative reported In- ficial Title of Price of Date any (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner- Derivative Deri- (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity action(s) (I) ship Security vative Day/ Day/ ------- ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) Security Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ----------------------------------------------------------------------------------------------------------------------------------- Option to Common purchase 01/13/03 D 30,875 Stock 30,875 (5) 0 D - ----------------------------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (5) These options were canceled in the merger in exchange for a cash payment of $338,311.23 ,representing the difference between the conversion price of $17.00 per share of the Issuer's common stock (as specified in the merger agreement) and the exercise price of the options multiplied by the number of outstanding unexercised options. /s/ Donald F. Walter by Charles V. Turean, his Attorney-in-Fact January 17, 2003 - --------------------------------------------- ---------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----