-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MsJYKmY03v1JE9imW/XHD0LLCLep0+zXa9juMNRDJ29BowrrIgHEQ3WnQSzP0xFb 1hRJYlBoSdjPU1G5UBXP6w== 0000921895-00-000147.txt : 20000307 0000921895-00-000147.hdr.sgml : 20000307 ACCESSION NUMBER: 0000921895-00-000147 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000302 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARDING LAWSON ASSOCIATES GROUP INC CENTRAL INDEX KEY: 0000818968 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 680132062 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-39023 FILM NUMBER: 559788 BUSINESS ADDRESS: STREET 1: 707 17TH ST STREET 2: STE 2400 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3032936100 MAIL ADDRESS: STREET 1: 707 17TH ST STREET 2: STE 2400 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: HARDING ASSOCIATES INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LIONHEART GROUP INC CENTRAL INDEX KEY: 0001069881 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133790376 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 230 PARK AVE STREET 2: STE 516 CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 2125995077 MAIL ADDRESS: STREET 1: 230 PARK AVE STREET 2: STE 516 CITY: NEW YORK STATE: NY ZIP: 10169 SC 13D/A 1 SCHEDULE 13D - AMENDMENT NO. 7 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 -------------- SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)1 Harding Lawson Associates Group, Inc. - -------------------------------------------------------------------------------- (Name of issuer) COMMON STOCK, $.01 PAR VALUE - -------------------------------------------------------------------------------- (Title of class of securities) 412293-10-2 - -------------------------------------------------------------------------------- (CUSIP number) STEVEN WOLOSKY, ESQ. OLSHAN GRUNDMAN FROME ROSENZWEIG & WOLOSKY LLP 505 Park Avenue New York, New York 10022 (212) 753-7200 - -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) February 29, 2000 - -------------------------------------------------------------------------------- (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Note. six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d- 1(a) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 6 Pages) - -------- 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------------ --------------------------------- CUSIP No. 412293-10-2 13D Page 2 of 6 Pages - ------------------------------ --------------------------------- ================================================================================ 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS LIONHEART GROUP, INC. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OR ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 328,000 OWNED BY EACH REPORTING ----------------------------------------------------------------- PERSON WITH 8 SHARED VOTING POWER -0- ------------------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 328,000 ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 328,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.55% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IA ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------ --------------------------------- CUSIP No. 412293-10-2 13D Page 3 of 6 Pages - ------------------------------ --------------------------------- ================================================================================ 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS ACQUISITOR PLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OR ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 558,400(1) OWNED BY EACH REPORTING ----------------------------------------------------------------- PERSON WITH 8 SHARED VOTING POWER -0- ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 558,400(1) ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 558,400(1) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.16% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO ================================================================================ (1) Includes options to purchase 328,000 shares of Harding Lawson Associates Group, Inc. granted by Lionheart Group, Inc. to Acquisitor Plc under the terms and conditions of an Option Agreement dated February 25, 2000. - ------------------------------ --------------------------------- CUSIP No. 412293-10-2 13D Page 4 of 6 Pages - ------------------------------ --------------------------------- The following constitutes Amendment No. 7 to the Schedule 13D jointly filed by Lionheart Group, Inc. ("Lionheart") and by Acquisitor plc ("Acquisitor"). The Schedule 13D, as amended, filed by Lionheart and is collectively referred to as "Schedule 13D". Except as specifically amended by this Amendment No. 7, the Schedule 13D remains in full force and effect. Item 3 is amended to read as follows: Item 3. Source and Amount of Funds or Other Consideration. The aggregate purchase price of the 328,000 Shares of Common Stock acquired by Lionheart is $2,463,426 and came from the working capital of the investment funds and managed accounts for whose accounts such Shares were purchased. The purchase price of 230,400 Shares of Common Stock acquired by Acquisitor is $1,803,025 and came from its working capital. The aggregate purchase price of the options to purchase 328,000 Shares of Common Stock, if exercised, is $2,624,000 and will be paid with up to 405,000 new ordinary shares of Acquisitor as part of the terms of an Option Agreement by and between the Reporting Persons dated February 25, 2000. Items 5(a) and (c) are amended to read as follows: Item 5. Interest in Securities of the Issuer. (a) The aggregate percentage of shares of Common Stock reported owned by each person named herein is based upon 5,004,328 Shares outstanding, which is the total number of shares of Common Stock outstanding as of December 30, 1999 as reported in the Issuer's Quarterly Report on Form 10-Q for the quarterly period ended November 30, 1999. As of the close of business on February 25, 2000, Lionheart beneficially owns 328,000 Shares of Common Stock, constituting approximately 6.55% of the Shares of Common Stock outstanding and Acquisitor beneficially owns 558,400 Shares of Common Stock constituting approximately 11.16% of the Shares of Common Stock outstanding. (c) Schedule B annexed hereto lists all transactions in the Issuer's Common Stock in the last sixty days by the Reporting Persons. - ------------------------------ --------------------------------- CUSIP No. 412293-10-2 13D Page 5 of 6 Pages - ------------------------------ --------------------------------- SIGNATURES After reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: March 1, 2000 LIONHEART GROUP, INC. By: /s/ C. Duncan Soukup ------------------------------------- Name: C. Duncan Soukup Title: CEO and President ACQUISITOR PLC By: /s/ C. Duncan Soukup ------------------------------------- Name: C. Duncan Soukup Title: Chief Executive Officer - ------------------------------ --------------------------------- CUSIP No. 412293-10-2 13D Page 6 of 6 Pages - ------------------------------ --------------------------------- SCHEDULE B Transactions in the Shares Within the Past 60 Days Shares of Common Stock Price Per Date of Purchaser/Seller Purchased/(Sold) Share Purchase/Sale ---------------- ----- ------------- Lionheart 10,000 $7.500 12/31/99 Lionheart 30,000 $7.469 01/19/00 Acquisitor 6,400 $7.063 01/31/00 Acquisitor 15,000 $7.500 02/01/00 Acquisitor 1,000 $7.563 02/04/00 Lionheart (111,700) $7.438 02/07/00 Acquisitor 112,000 $7.500 02/07/00 Acquisitor 10,000 $8.063 02/14/00 Acquisitor 5,000 $8.063 02/22/00 Acquisitor 81,000 $8.125 02/29/00 -----END PRIVACY-ENHANCED MESSAGE-----