Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
LONG-TERM INVESTMENTS – 100.3% (100.0% of Total Investments) | ||||||
MUNICIPAL BONDS – 100.3% (100.0% of Total Investments) | ||||||
Consumer Staples – 4.9% (4.9% of Total Investments) | ||||||
$1,000 | Erie County Tobacco Asset Securitization Corporation, New York, Tobacco Settlement Asset-Backed Bonds, Series 2005A, 5.000%, 6/01/38 | 7/19 at 100.00 | BB+ | $999,980 | ||
500 | Nassau County Tobacco Settlement Corporation, New York, Tobacco Settlement Asset-Backed Bonds, Refunding Series 2006A-2, 5.250%, 6/01/26 | 6/19 at 100.00 | B- | 490,950 | ||
1,150 | Nassau County Tobacco Settlement Corporation, New York, Tobacco Settlement Asset-Backed Bonds, Series 2006A-3, 5.000%, 6/01/35 | 7/19 at 100.00 | B- | 1,106,403 | ||
New York Counties Tobacco Trust VI, New York, Tobacco Settlement Pass-Through Bonds, Series 2016A-1: | ||||||
850 | 5.625%, 6/01/35 | No Opt. Call | BBB | 911,183 | ||
3,060 | 5.750%, 6/01/43 | No Opt. Call | BBB | 3,504,037 | ||
500 | TSASC Inc, New York, Tobacco Settlement Asset-Backed Bonds, Fiscal 2017 Series B, 5.000%, 6/01/25 | No Opt. Call | B+ | 548,715 | ||
7,060 | Total Consumer Staples | 7,561,268 | ||||
Education and Civic Organizations – 18.6% (18.5% of Total Investments) | ||||||
415 | Albany Industrial Development Agency, New York, Revenue Bonds, Brighter Choice Charter Schools, Series 2007A, 5.000%, 4/01/37 | 7/19 at 100.00 | B | 412,552 | ||
750 | Buffalo and Erie County Industrial Land Development Corporation, New York, Revenue Bonds, Enterprise Charter School Project, Series 2011A, 7.500%, 12/01/40 | 12/20 at 100.00 | B+ | 774,990 | ||
1,250 | Build New York City Resource Corporation, New York, Revenue Bonds, City University of New York - Queens College, Q Student Residences, LLC Project, Refunding Series 2014A, 5.000%, 6/01/43 | 6/24 at 100.00 | Aa2 | 1,405,725 | ||
Build New York City Resource Corporation, New York, Revenue Bonds, South Bronx Charter School for International Cultures and the Arts Project, Series 2013A: | ||||||
215 | 5.000%, 4/15/33 | 4/23 at 100.00 | BB+ | 225,283 | ||
310 | 5.000%, 4/15/43 | 4/23 at 100.00 | BB+ | 320,645 | ||
415 | Dormitory Authority of the State of New York, General Revenue Bonds, Saint Johns University, Series 2013A, 5.000%, 7/01/44 | 7/23 at 100.00 | A- | 456,973 | ||
1,000 | Dormitory Authority of the State of New York, Housing Revenue Bonds, Fashion Institute of Technology, Series 2007, 5.250%, 7/01/34 – FGIC Insured | No Opt. Call | Baa2 | 1,261,020 | ||
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory Facilities, Series 2015A: | ||||||
235 | 5.000%, 7/01/31 | 7/25 at 100.00 | Aa3 | 274,957 | ||
265 | 5.000%, 7/01/33 | 7/25 at 100.00 | Aa3 | 308,124 |
NNY | Nuveen New York Municipal Value Fund, Inc. (continued) |
Portfolio of Investments May 31, 2019 | |
(Unaudited) |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Education and Civic Organizations (continued) | ||||||
Dormitory Authority of the State of New York, Revenue Bonds, Icahn School of Medicine at Mount Sinai, Refunding Series 2015A: | ||||||
$1,330 | 5.000%, 7/01/40 | 7/25 at 100.00 | A- | $1,511,944 | ||
2,180 | 5.000%, 7/01/45 | 7/25 at 100.00 | A- | 2,481,472 | ||
1,955 | Dormitory Authority of the State of New York, Revenue Bonds, New School University, Series 2015A, 5.000%, 7/01/45 | 7/25 at 100.00 | A- | 2,208,896 | ||
760 | Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2015A, 5.000%, 7/01/35 | 7/25 at 100.00 | Aa2 | 893,251 | ||
2,385 | Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2016A, 5.000%, 7/01/39 | 7/26 at 100.00 | Aa2 | 2,835,073 | ||
1,000 | Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2018A, 5.000%, 7/01/40 | 7/28 at 100.00 | Aa2 | 1,218,680 | ||
2,000 | Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2019A, 5.000%, 7/01/42 | 7/29 at 100.00 | Aa2 | 2,472,400 | ||
280 | Dormitory Authority of the State of New York, Revenue Bonds, Saint Joseph's College, Series 2010, 5.250%, 7/01/35 | 7/20 at 100.00 | Ba1 | 285,062 | ||
680 | Dormitory Authority of the State of New York, Revenue Bonds, Vaughn College of Aeronautics & Technology, Series 2016A, 5.500%, 12/01/36, 144A | 12/26 at 100.00 | BB- | 741,792 | ||
580 | Glen Cove Local Economic Assistance Corporation, New York, Revenue Bonds, Garvies Point Public Improvement Project, Capital Appreciation Series 2016C, 0.000%, 1/01/55 (4) | 1/34 at 100.00 | N/R | 530,335 | ||
300 | Hempstead Town Local Development Corporation, New York, Revenue Bonds, Adelphi University Project, Series 2013, 5.000%, 9/01/43 | 9/23 at 100.00 | A- | 332,634 | ||
Monroe County Industrial Development Corporation, New York, Revenue Bonds, St John Fisher College, Series 2011: | ||||||
1,000 | 6.000%, 6/01/30 | 6/21 at 100.00 | A- | 1,083,120 | ||
1,000 | 6.000%, 6/01/34 | 6/21 at 100.00 | A- | 1,083,490 | ||
50 | New Rochelle Corporation, New York, Local Development Revenue Bonds, Iona College Project, Series 2015A, 5.000%, 7/01/45 | 7/25 at 100.00 | BBB | 55,546 | ||
New York City Industrial Development Agency, New York, PILOT Revenue Bonds, Queens Baseball Stadium Project, Series 2006: | ||||||
1,500 | 5.000%, 1/01/39 – AMBAC Insured | 7/19 at 100.00 | BBB | 1,525,185 | ||
1,175 | 4.750%, 1/01/42 – AMBAC Insured | 7/19 at 100.00 | BBB | 1,192,284 | ||
New York City Industrial Development Authority, New York, PILOT Revenue Bonds, Yankee Stadium Project, Series 2006: | ||||||
1,610 | 4.500%, 3/01/39 – FGIC Insured | 7/19 at 100.00 | Baa1 | 1,612,109 | ||
800 | 4.750%, 3/01/46 – NPFG Insured | 7/19 at 100.00 | Baa1 | 800,960 | ||
300 | Troy Capital Resource Corporation, New York, Revenue Bonds, Rensselaer Polytechnic Institute, Series 2010A, 5.125%, 9/01/40 | 9/20 at 100.00 | A3 | 312,006 | ||
25,740 | Total Education and Civic Organizations | 28,616,508 | ||||
Financials – 0.9% (0.9% of Total Investments) | ||||||
1,000 | Liberty Development Corporation, New York, Goldman Sachs Headquarters Revenue Bonds Series 2007, 5.500%, 10/01/37 | No Opt. Call | A | 1,364,910 |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Health Care – 1.4% (1.4% of Total Investments) | ||||||
$350 | Dormitory Authority of the State of New York, Highland Hospital of Rochester Revenue Bonds, Series 2010, 5.000%, 7/01/26 | 7/20 at 100.00 | A | $361,445 | ||
650 | Dutchess County Local Development Corporation, New York, Revenue Bonds, Health Quest Systems, Inc Project, Series 2016B, 4.000%, 7/01/41 | 7/26 at 100.00 | A- | 691,814 | ||
290 | Livingston County Industrial Development Agency, New York, Civic Facility Revenue Bonds, Nicholas H Noyes Hospital, Series 2005, 6.000%, 7/01/30 | 7/19 at 100.00 | BB | 293,260 | ||
250 | Suffolk County Economic Development Corporation, New York, Revenue Bonds, Catholic Health Services of Long Island Obligated Group Project, Refunding Series 2011, 5.000%, 7/01/28 | 7/21 at 100.00 | A- | 267,310 | ||
460 | Yonkers Industrial Development Agency, New York, Revenue Bonds, St John's Riverside Hospital, Series 2001A, 7.125%, 7/01/31 | 7/19 at 100.00 | B- | 456,973 | ||
145 | Yonkers Industrial Development Agency, New York, Revenue Bonds, St John's Riverside Hospital, Series 2001B, 7.125%, 7/01/31 | 7/19 at 100.00 | B- | 144,046 | ||
2,145 | Total Health Care | 2,214,848 | ||||
Housing/Multifamily – 0.1% (0.1% of Total Investments) | ||||||
115 | East Syracuse Housing Authority, New York, FHA-Insured Section 8 Assisted Revenue Refunding Bonds, Bennet Project, Series 2001A, 6.700%, 4/01/21 | 7/19 at 100.00 | AA | 115,401 | ||
Industrials – 2.0% (2.0% of Total Investments) | ||||||
425 | Build New York City Resource Corporation, New York, Solid Waste Disposal Revenue Bonds, Pratt Paper NY, Inc Project, Series 2014, 5.000%, 1/01/35 (AMT), 144A | 1/25 at 100.00 | N/R | 463,888 | ||
2,350 | New York Liberty Development Corporation, New York, Liberty Revenue Bonds, 3 World Trade Center Project, Class 1 Series 2014, 5.000%, 11/15/44, 144A | 11/24 at 100.00 | N/R | 2,569,701 | ||
2,775 | Total Industrials | 3,033,589 | ||||
Long-Term Care – 0.3% (0.3% of Total Investments) | ||||||
270 | Dormitory Authority of the State of New York, Non-State Supported Debt, Ozanam Hall of Queens Nursing Home Revenue Bonds, Series 2006, 5.000%, 11/01/31 | 7/19 at 100.00 | A2 | 270,459 | ||
225 | Yonkers Industrial Development Agency, New York, Civic Facilities Revenue Bonds, Special Needs Facilities Pooled Program Bonds, Series 2008-C1, 5.800%, 7/01/23 | 7/19 at 100.00 | N/R | 225,029 | ||
495 | Total Long-Term Care | 495,488 | ||||
Tax Obligation/General – 0.8% (0.8% of Total Investments) | ||||||
1,000 | New York City, New York, General Obligation Bonds, Fiscal 2014 Series A-1, 5.000%, 8/01/26 | 8/23 at 100.00 | Aa1 | 1,140,970 | ||
90 | New York City, New York, General Obligation Bonds, Fiscal 2017 Series B-1, 5.000%, 12/01/41 | 12/26 at 100.00 | Aa1 | 106,687 | ||
1,090 | Total Tax Obligation/General | 1,247,657 | ||||
Tax Obligation/Limited – 18.3% (18.2% of Total Investments) | ||||||
1,400 | Dormitory Authority of the State of New York, Second General Resolution Consolidated Revenue Bonds, City University System, Series 1993A, 6.000%, 7/01/20 | No Opt. Call | AA | 1,436,274 | ||
2,290 | Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, General Purpose Series 2012D, 5.000%, 2/15/37 | 2/22 at 100.00 | AA+ | 2,485,841 |
NNY | Nuveen New York Municipal Value Fund, Inc. (continued) |
Portfolio of Investments May 31, 2019 | |
(Unaudited) |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Tax Obligation/Limited (continued) | ||||||
$640 | Dormitory Authority of the State of New York, State Sales Tax Revenue Bonds, Series 2015B Group A,B&C, 5.000%, 3/15/35 | 9/25 at 100.00 | AA+ | $753,830 | ||
2,500 | Government of Guam, Business Privilege Tax Bonds, Refunding Series 2015D, 5.000%, 11/15/28 | 11/25 at 100.00 | BB | 2,821,775 | ||
1,000 | New York City Transitional Finance Authority, New York, Building Aid Revenue Bonds, Fiscal 2018, Series 2017S-3, 5.250%, 7/15/45 | 7/28 at 100.00 | AA | 1,231,100 | ||
2,500 | New York City Transitional Finance Authority, New York, Building Aid Revenue Bonds, Fiscal 2019 Subseries S-1, 5.000%, 7/15/43 | 7/28 at 100.00 | AA | 3,008,300 | ||
445 | New York City Transitional Finance Authority, New York, Building Aid Revenue Bonds, Fiscal 2019 Subseries S-3A, 5.000%, 7/15/36 | 7/28 at 100.00 | AA | 543,612 | ||
3,000 | New York City Transitional Finance Authority, New York, Building Aid Revenue Bonds, Fiscal Series 2015S-2, 5.000%, 7/15/40 | 7/25 at 100.00 | AA | 3,482,640 | ||
1,680 | New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Subordinate Fiscal 2013 Series I, 5.000%, 5/01/38 | 5/23 at 100.00 | AAA | 1,874,208 | ||
1,225 | New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Subordinate Fiscal 2014 Series D-1, 5.000%, 2/01/35 | 2/24 at 100.00 | AAA | 1,395,924 | ||
1,020 | New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Subordinate Fiscal 2019 Series A-1, 5.000%, 8/01/38 | 8/28 at 100.00 | AAA | 1,244,910 | ||
2,450 | New York State Thruway Authority, Highway and Bridge Trust Fund Bonds, Second General, Series 2005B, 5.500%, 4/01/20 – AMBAC Insured (UB) (5) | No Opt. Call | AA+ | 2,533,717 | ||
600 | New York State Urban Development Corporation, Special Project Revenue Bonds, University Facilities Grants, Series 1995, 5.875%, 1/01/21 | No Opt. Call | AA | 621,594 | ||
647 | Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Restructured 2018A-1, 5.000%, 7/01/58 | 7/28 at 100.00 | N/R | 644,768 | ||
Puerto Rico Urgent Interest Fund Corp (COFINA), National Custodial Taxable Trust Unit, Series 2007A Sr. Bond: | ||||||
1,107 | 0.000%, 8/01/43 (6) | No Opt. Call | N/R | 912,001 | ||
3,362 | 0.000%, 8/01/43 (6) | No Opt. Call | N/R | 2,950,328 | ||
250 | 0.000%, 8/01/44 (6) | No Opt. Call | N/R | 219,375 | ||
26,116 | Total Tax Obligation/Limited | 28,160,197 | ||||
Transportation – 23.8% (23.8% of Total Investments) | ||||||
2,500 | Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Refunding Series 2015D-1, 5.000%, 11/15/30 | 11/25 at 100.00 | AA- | 2,967,525 | ||
815 | Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2012E, 5.000%, 11/15/42 | 11/22 at 100.00 | A1 | 888,472 | ||
2,000 | Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2014B, 5.250%, 11/15/38 | 5/24 at 100.00 | AA- | 2,290,120 | ||
5,000 | Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2016C-1, 5.000%, 11/15/34 | 11/26 at 100.00 | AA- | 5,976,150 | ||
1,500 | New York City Industrial Development Agency, New York, Civic Facility Revenue Bonds, Bronx Parking Development Company, LLC Project, Series 2007, 5.875%, 10/01/46 (7) | 7/19 at 101.00 | N/R | 982,500 | ||
660 | New York Liberty Development Corporation, New York, Liberty Revenue Bonds, 4 World Trade Center Project, Series 2011, 5.000%, 11/15/44 | 11/21 at 100.00 | A+ | 707,975 |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Transportation (continued) | ||||||
New York Transportation Development Corporation, New York, Special Facility Revenue Bonds, American Airlines, Inc John F Kennedy International Airport Project, Refunding Series 2016: | ||||||
$765 | 5.000%, 8/01/26 (AMT) | 8/21 at 100.00 | BB | $808,437 | ||
2,020 | 5.000%, 8/01/31 (AMT) | 8/21 at 100.00 | BB | 2,124,252 | ||
2,000 | New York Transportation Development Corporation, New York, Special Facility Revenue Bonds, Delta Air Lines, Inc - LaGuardia Airport Terminals C&D Redevelopment Project, Series 2018, 5.000%, 1/01/32 (AMT) | 1/28 at 100.00 | Baa3 | 2,369,160 | ||
2,630 | New York Transportation Development Corporation, Special Facilities Bonds, LaGuardia Airport Terminal B Redevelopment Project, Series 2016A, 5.000%, 7/01/46 (AMT) | 7/24 at 100.00 | BBB | 2,888,582 | ||
5,900 | Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Eighty-Ninth Series 2015, 5.000%, 5/01/40 | 5/25 at 100.00 | AA- | 6,870,904 | ||
1,575 | Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Seventy Ninth Series 2013, 5.000%, 12/01/43 | 12/23 at 100.00 | AA- | 1,783,861 | ||
1,165 | Port Authority of New York and New Jersey, Consolidated Revenue Bonds, Two Hundred Eleventh Series 2018, 4.000%, 9/01/43 | 9/28 at 100.00 | AA- | 1,287,779 | ||
1,160 | Port Authority of New York and New Jersey, Special Project Bonds, JFK International Air Terminal LLC Project, Eighth Series 2010, 6.000%, 12/01/36 | 12/20 at 100.00 | BBB+ | 1,228,742 | ||
225 | Port Authority of New York and New Jersey, Special Project Bonds, JFK International Air Terminal LLC Project, Eigth Series 2010, 6.500%, 12/01/28 | 7/19 at 100.00 | BBB+ | 234,866 | ||
780 | Triborough Bridge and Tunnel Authority, New York, General Purpose Revenue Bonds, Refunding Subordinate Lien Series 2002E, 5.500%, 11/15/20 – NPFG Insured | No Opt. Call | A+ | 825,420 | ||
2,000 | Triborough Bridge and Tunnel Authority, New York, General Revenue Bonds, Refunding Series 2018C, 5.000%, 11/15/37 | 11/28 at 100.00 | AA- | 2,473,480 | ||
32,695 | Total Transportation | 36,708,225 | ||||
U.S. Guaranteed – 10.4% (10.4% of Total Investments) (8) | ||||||
1,350 | Brooklyn Arena Local Development Corporation, New York, Payment in Lieu of Taxes Revenue Bonds, Barclays Center Project, Series 2009, 6.250%, 7/15/40 (Pre-refunded 1/15/20) | 1/20 at 100.00 | AA+ | 1,391,297 | ||
525 | Dormitory Authority of the State of New York, Revenue Bonds, New School University, Series 2010, 5.250%, 7/01/30 (Pre-refunded 7/01/20) | 7/20 at 100.00 | A- | 547,061 | ||
2,100 | Dormitory Authority of the State of New York, Revenue Bonds, NYU Hospitals Center, Series 2011A, 6.000%, 7/01/40 (Pre-refunded 7/01/20) | 7/20 at 100.00 | A- | 2,205,000 | ||
880 | Hempstead Town Local Development Corporation, New York, Revenue Bonds, Molloy College Project, Series 2009, 5.750%, 7/01/39 (Pre-refunded 7/01/19) | 7/19 at 100.00 | N/R | 882,904 | ||
400 | Long Island Power Authority, New York, Electric System Revenue Bonds, Series 2011A, 5.000%, 5/01/38 (Pre-refunded 5/01/21) | 5/21 at 100.00 | A- | 427,724 | ||
1,500 | Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Series 2009B, 5.000%, 11/15/34 (Pre-refunded 11/15/19) | 11/19 at 100.00 | AA | 1,524,930 | ||
2,685 | Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2012E, 5.000%, 11/15/42 (Pre-refunded 11/15/22) | 11/22 at 100.00 | A1 | 3,023,659 | ||
1,100 | Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2013E, 5.000%, 11/15/31 (Pre-refunded 11/15/23) | 11/23 at 100.00 | AA- | 1,277,375 |
NNY | Nuveen New York Municipal Value Fund, Inc. (continued) |
Portfolio of Investments May 31, 2019 | |
(Unaudited) |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
U.S. Guaranteed (8) (continued) | ||||||
$3,000 | Monroe County Industrial Development Corporation, New York, Revenue Bonds, University of Rochester Project, Series 2011B, 5.000%, 7/01/41 (Pre-refunded 7/01/21) | 7/21 at 100.00 | AA- | $3,229,050 | ||
45 | Suffolk County Economic Development Corporation, New York, Revenue Bonds, Catholic Health Services of Long Island Obligated Group Project, Refunding Series 2011, 5.000%, 7/01/28 (Pre-refunded 7/01/21) | 7/21 at 100.00 | N/R | 48,339 | ||
1,345 | Tompkins County Development Corporation, New York, Revenue Bonds, Ithaca College, Series 2011, 5.375%, 7/01/41 (Pre-refunded 1/01/21) – AGM Insured | 1/21 at 100.00 | N/R | 1,429,062 | ||
14,930 | Total U.S. Guaranteed | 15,986,401 | ||||
Utilities – 6.7% (6.6% of Total Investments) | ||||||
1,000 | Chautauqua County Industrial Development Agency, New York, Exempt Facility Revenue Bonds, NRG Dunkirk Power Project, Series 2009, 5.875%, 4/01/42 | 2/20 at 100.00 | BBB- | 1,023,060 | ||
90 | Guam Power Authority, Revenue Bonds, Series 2012A, 5.000%, 10/01/34 | 10/22 at 100.00 | BBB | 95,966 | ||
135 | Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2014A, 5.000%, 9/01/44 | 9/24 at 100.00 | A- | 152,244 | ||
475 | Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2017, 5.000%, 9/01/47 | 9/27 at 100.00 | A- | 562,167 | ||
1,250 | Long Island Power Authority, New York, Electric System Revenue Bonds, Series 2012A, 5.000%, 9/01/37 | 9/22 at 100.00 | A- | 1,368,250 | ||
400 | Niagara Area Development Corporation, New York, Solid Waste Disposal Facility Revenue Refunding Bonds, Covanta Energy Project, Series 2018A, 4.750%, 11/01/42 (AMT), 144A | 7/23 at 100.00 | B1 | 412,836 | ||
295 | Suffolk County Industrial Development Agency, New York, Revenue Bonds, Nissequogue Cogeneration Partners Facility, Series 1998, 5.500%, 1/01/23 (AMT) | 7/19 at 100.00 | N/R | 295,174 | ||
Utility Debt Securitization Authority, New York, Restructuring Bonds, Series 2013TE: | ||||||
4,440 | 5.000%, 12/15/34 | 12/23 at 100.00 | AAA | 5,079,848 | ||
1,100 | 5.000%, 12/15/41 | 12/23 at 100.00 | AAA | 1,250,777 | ||
9,185 | Total Utilities | 10,240,322 | ||||
Water and Sewer – 12.1% (12.1% of Total Investments) | ||||||
300 | Buffalo Municipal Water Finance Authority, New York, Water System Revenue Bonds, Refunding Series 2015A, 5.000%, 7/01/29 | 7/25 at 100.00 | A+ | 353,418 | ||
3,000 | New York City Municipal Water Finance Authority, New York, Water and Sewer System Second General Resolution Revenue Bonds, Fiscal 2018 Series CC-1, 5.000%, 6/15/48 | 6/27 at 100.00 | AA+ | 3,558,570 | ||
1,000 | New York City Municipal Water Finance Authority, New York, Water and Sewer System Second General Resolution Revenue Bonds, Fiscal 2018 Series EE, 5.000%, 6/15/40 | 12/27 at 100.00 | AA+ | 1,206,890 | ||
2,500 | New York State Environmental Facilities Corporation, State Clean Water and Drinking Water Revolving Funds Revenue Bonds, New York City Municipal Water Finance Authority Projects, Second Resolution, 5.000%, 6/15/40 | 6/25 at 100.00 | AAA | 2,909,650 | ||
2,100 | New York State Environmental Facilities Corporation, State Clean Water and Drinking Water Revolving Funds Revenue Bonds, New York City Municipal Water Finance Authority Projects, Second Resolution Subordinated SRF Series 2015A, 5.000%, 6/15/36 | 6/25 at 100.00 | AAA | 2,468,256 |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Water and Sewer (continued) | ||||||
$1,000 | New York State Environmental Facilities Corporation, State Clean Water and Drinking Water Revolving Funds Revenue Bonds, New York City Municipal Water Finance Authority Projects-Second Resolution Bonds,, 5.000%, 6/15/46 | 6/27 at 100.00 | AAA | $1,196,030 | ||
4,300 | New York State Environmental Facilities Corporation, State Clean Water and Drinking Water Revolving Funds Revenue Bonds, New York City Municipal Water Finance Authority Projects-Second Resolution Bonds, Subordinated SRF Series 2017E, 5.000%, 6/15/47 | 6/27 at 100.00 | AAA | 5,137,769 | ||
1,000 | New York State Environmental Facilities Corporation, State Revolving Funds Revenue Bonds, 2010 Master Financing Program, Series 2012B, 5.000%, 2/15/42 | 2/22 at 100.00 | AAA | 1,085,050 | ||
135 | Puerto Rico Aqueduct and Sewerage Authority, Revenue Bonds, Senior Lien Series 2008A, 6.000%, 7/01/44 | 7/19 at 100.00 | Ca | 135,338 | ||
Puerto Rico Aqueduct and Sewerage Authority, Revenue Bonds, Senior Lien Series 2012A: | ||||||
75 | 5.500%, 7/01/28 | 7/22 at 100.00 | Ca | 75,375 | ||
275 | 5.750%, 7/01/37 | 7/22 at 100.00 | Ca | 278,437 | ||
225 | 6.000%, 7/01/47 | 7/22 at 100.00 | Ca | 228,375 | ||
15,910 | Total Water and Sewer | 18,633,158 | ||||
$139,256 | Total Long-Term Investments (cost $144,859,258) | 154,377,972 | ||||
Floating Rate Obligations – (1.2)% | (1,840,000) | |||||
Other Assets Less Liabilities – 0.9% | 1,402,517 | |||||
Net Asset Applicable to Common Shares – 100% | $153,940,489 |
NNY | Nuveen New York Municipal Value Fund, Inc. (continued) |
Portfolio of Investments May 31, 2019 | |
(Unaudited) |
Level 1 | Level 2 | Level 3 | Total | |
Long-Term Investments: | ||||
Municipal Bonds | $ — | $154,377,972 | $ — | $154,377,972 |
(1) | All percentages shown in the Portfolio of Investments are based on net assets applicable to common shares unless otherwise noted. | |
(2) | Optional Call Provisions: Dates (month and year) and prices of the earliest optional call or redemption. There may be other call provisions at varying prices at later dates. Certain mortgage-backed securities may be subject to periodic principal paydowns. | |
(3) | For financial reporting purposes, the ratings disclosed are the highest of Standard & Poor’s Group (“Standard & Poor’s”), Moody’s Investors Service, Inc. (“Moody’s”) or Fitch, Inc. (“Fitch”) rating. This treatment of split-rated securities may differ from that used for other purposes, such as for Fund investment policies. Ratings below BBB by Standard & Poor’s, Baa by Moody’s or BBB by Fitch are considered to be below investment grade. Holdings designated N/R are not rated by any of these national rating agencies. | |
(4) | Step-up coupon bond, a bond with a coupon that increases ("steps up"), usually at regular intervals, while the bond is outstanding. The rate shown is the coupon as of the end of the reporting period. | |
(5) | Investment, or portion of investment, has been pledged to collateralize the net payment obligations for investments in inverse floating rate transactions. | |
(6) | Effective February 12, 2019, the par value of the original bonds was replaced with taxable and tax exempt Puerto Rico Sales Tax Financing Corporation (commonly known as COFINA) bond units that are collateralized by a bundle of zero and coupon paying bonds. The quantity shown represents units in a trust, which were assigned according to the original bond’s accreted value. These securities do not have a stated coupon interest rate and income will be recognized through accretion of the discount associated with the trust units. The factor at which these units accrete can also decrease, primarily for principal payments generated from coupon payments received or dispositions of the underlying bond collateral. The quantity of units will not change as a result of these principal payments. | |
(7) | Defaulted security. A security whose issuer has failed to fully pay principal and/or interest when due, or is under the protection of bankruptcy. | |
(8) | Backed by an escrow or trust containing sufficient U.S. Government or U.S. Government agency securities, which ensure the timely payment of principal and interest. | |
144A | Investment is exempt from registration under Rule 144A of the Securities Act of 1933, as amended. These investments may only be resold in transactions exempt from registration, which are normally those transactions with qualified institutional buyers. | |
AMT | Alternative Minimum Tax | |
UB | Underlying bond of an inverse floating rate trust reflected as a financing transaction. See Notes to Financial Statements, Note 3 - Portfolio Securities and Investments in Derivatives. Inverse Floating Rate Securities for more information. |