-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QH7Q+jR3CZWs/f5VuuUQ5kNnFSzkL+xVCSrsLCUHzVEue9gezi3Rgs0CormRE1zq L0rXEBglJUkP3DH9aK1NeQ== 0000950134-02-009803.txt : 20020814 0000950134-02-009803.hdr.sgml : 20020814 20020813183749 ACCESSION NUMBER: 0000950134-02-009803 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 9 CONFORMED PERIOD OF REPORT: 20020813 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CENTEX CORP CENTRAL INDEX KEY: 0000018532 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 750778259 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-06776 FILM NUMBER: 02731146 BUSINESS ADDRESS: STREET 1: P O BOX 199000 STREET 2: 2728 N HARWOOD CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-981-5000 MAIL ADDRESS: STREET 1: PO BOX 199000 STREET 2: 2728 N HARWOOD CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: CENTEX CONSTRUCTION CO INC DATE OF NAME CHANGE: 19681211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CENTEX DEVELOPMENT CO LP CENTRAL INDEX KEY: 0000818764 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 752168471 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09625 FILM NUMBER: 02731147 BUSINESS ADDRESS: STREET 1: PO BOX 19000 STREET 2: 3100 MCKINNON STE 370 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 2149816548 MAIL ADDRESS: STREET 1: PO BOX 19000 STREET 2: PO BOX 19000 CITY: DALLAS STATE: TX ZIP: 75219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3333 HOLDING CORP CENTRAL INDEX KEY: 0000818762 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 752178860 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09624 FILM NUMBER: 02731148 BUSINESS ADDRESS: STREET 1: PO BOX 199000 STREET 2: 3100 MCKINNON STE 370 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 2149816548 MAIL ADDRESS: STREET 1: PO BOX 19000 STREET 2: PO BOX 19000 CITY: DALLAS STATE: TX ZIP: 75219 8-K 1 d98716e8vk.htm FORM 8-K Centex Corp
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT JOINT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 13, 2002

Commission File No. 1-6776

Centex Corporation

A Nevada Corporation
IRS Employer Identification No. 75-0778259
2728 N. Harwood
Dallas, Texas 75201
(214) 981-5000

Commission File Nos. 1-9624 and 1-9625, respectively

3333 Holding Corporation
A Nevada Corporation
Centex Development Company, L.P.
A Delaware Limited Partnership

IRS Employer Identification Nos. 75-2178860 and 75-2168471, respectively
2728 N. Harwood
Dallas, Texas 75201
(214) 981-6770



 


Item 7. Financial Statements and Exhibits
Item 9. Regulation FD Disclosure
SIGNATURES
EXHIBIT INDEX
EX-99.1 Statement Under Oath Centex Corp
EX-99.2 Statement Under Oath Centex Corp
EX-99.3 Centex Corp Certification
EX-99.4 Centex Corp Certification
EX-99.5 3333 Holding Corp Certification
EX-99.6 3333 Holding Corp Certification
EX-99.7 Centex Development Company Certification
EX-99.8 Centex Development Company Certification


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Item 7. Financial Statements and Exhibits.

         
Exhibit        
Number   Description

 
 
99.1
  Statement of Principal Executive Officer Under Oath Relating to Exchange Act filings
 
99.2
  Statement of Principal Financial Officer Under Oath Relating to Exchange Act filings
 
99.3
  Centex Corp Certification Pursuant to 18 U.S.C. Section 1350 adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
 
99.4
  Centex Corp Certification Pursuant to 18 U.S.C. Section 1350 adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
 
99.5
  3333 Holding Corp Certification Pursuant to 18 U.S.C. Section 1350 adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
 
99.6
  3333 Holding Corp Certification Pursuant to 18 U.S.C. Section 1350 adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
 
99.7
  Centex Development Company, L.P. Certification Pursuant to 18 U.S.C. Section 1350 adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
 
99.8
  Centex Development Company, L.P. Certification Pursuant to 18 U.S.C. Section 1350 adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

Item 9. Regulation FD Disclosure.

     Centex Corporation is furnishing herewith the statements under oath of its Principal Executive Officer and its Principal Financial Officer regarding facts and circumstances relating to Exchange Act filings as Exhibits 99.1 and 99.2 respectively, which are included herein. Laurence E. Hirsch, Chairman and Chief Executive Officer of Centex Corporation, and Leldon E. Echols, Executive Vice President and Chief Financial Officer of Centex Corporation, signed these statements on 8/12/02. The statements were filed with the Securities and Exchange Commission (SEC) on 8/13/02 pursuant to the SEC's Order No. 4-460 (6/27/02).

     Centex Corporation is furnishing herewith the certification of its Chief Executive Officer and its Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 which are included herein.

     3333 Holding Corp. is furnishing herewith the certification of its Chief Executive Officer and its Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 which are included herein.

     Centex Development Company, L.P. is furnishing herewith the certification of its Chief Executive Officer and its Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 which are included herein.


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SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
     
CENTEX CORPORATION
 
By:   /s/ Raymond G. Smerge

Name: Raymond G. Smerge
Title:   Executive Vice President,
            Chief Legal Officer and Secretary
 
3333 HOLDING CORPORATION
 
By:   /s/ Raymond G. Smerge

Name: Raymond G. Smerge
Title:   Secretary
 
CENTEX DEVELOPMENT COMPANY, L.P.
 
By:   /s/ Raymond G. Smerge

Name: Raymond G. Smerge
Title:   Secretary

Date: August 13, 2002

 


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EXHIBIT INDEX

                 
Exhibit                
Number   Description        

 
         
99.1
  Statement of Principal Executive Officer Under Oath Relating to Exchange Act filings
 
99.2
  Statement of Principal Financial Officer Under Oath Relating to Exchange Act filings
 
99.3
  Centex Corp Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350 adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
 
99.4
  Centex Corp Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
 
99.5
  3333 Holding Corp Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350 adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
 
99.6
  3333 Holding Corp Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
 
99.7
  Centex Development Company, L.P. Certification of Chief Executive Officer Pursuant to 18 U.S.C., Section 1350 adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
 
99.8
  Centex Development Company, L.P. Certification of Chief Financial Officer Pursuant to 18 U.S.C., Section 1350 adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

  EX-99.1 3 d98716exv99w1.htm EX-99.1 STATEMENT UNDER OATH CENTEX CORP Centex Corp

 

EXHIBIT 99.1

Statement Under Oath of Principal Executive Officer and Principal Financial
Officer Regarding Facts and Circumstances Relating to Exchange Act Filings

I, Laurence E. Hirsch, state and attest that:

  (1)   To the best of my knowledge, based upon a review of the covered reports of Centex Corporation, and, except as corrected or supplemented in a subsequent covered report:

    no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and
 
    no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

  (2)   I have reviewed the contents of this statement with the Company’s audit committee.
 
  (3)   In this statement under oath, each of the following, if filed on or before the date of this statement, is a “covered report”:

    the March 31, 2002 Annual Report on Form 10-K filed with the Commission of Centex Corporation;
 
    all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Centex Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and
 
    any amendments to any of the foregoing.

     
/s/ Laurence E. Hirsch

Laurence E. Hirsch
August 12, 2002
  Subscribed and sworn to before
me this 12th day of August 2002.
 
[SEAL]   /s/ Judy L. Evans

Notary Public
 
    My Commission Expires: 5/10/03

EX-99.2 4 d98716exv99w2.htm EX-99.2 STATEMENT UNDER OATH CENTEX CORP Centex Corp

 

EXHIBIT 99.2

Statement Under Oath of Principal Executive Officer and Principal Financial
Officer Regarding Facts and Circumstances Relating to Exchange Act Filings

I, Leldon E. Echols, state and attest that:

  (1)   To the best of my knowledge, based upon a review of the covered reports of Centex Corporation, and, except as corrected or supplemented in a subsequent covered report:

    no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and
 
    no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

  (2)   I have reviewed the contents of this statement with the Company’s audit committee.
 
  (3)   In this statement under oath, each of the following, if filed on or before the date of this statement, is a “covered report”:

    the March 31, 2002 Annual Report on Form 10-K filed with the Commission of Centex Corporation;
 
    all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Centex Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and
 
    any amendments to any of the foregoing.

     
/s/ Leldon E. Echols

Leldon E. Echols
August 12, 2002
  Subscribed and sworn to before
me this 12th day of August 2002.
 
[NOTARY SEAL]   /s/ Judy L. Evans

Notary Public
 
    My Commission Expires: 5/10/03

EX-99.3 5 d98716exv99w3.htm EX-99.3 CENTEX CORP CERTIFICATION Centex Corp

 

EXHIBIT 99.3

CENTEX CORPORATION

CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of Centex Corporation and Subsidiaries (the “Company”) on Form 10-Q for the period ending June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Laurence E. Hirsch, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. §1350, as adopted pursuant to §906 of the Sarbanes-Oxley Act of 2002, that:

     (1)  The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

     (2)  The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

/s/ Laurence E. Hirsch

Laurence E. Hirsch
Chief Executive Officer
August 12, 2002

  EX-99.4 6 d98716exv99w4.htm EX-99.4 CENTEX CORP CERTIFICATION Centex Corp

 

EXHIBIT 99.4

CENTEX CORPORATION

CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of Centex Corporation and Subsidiaries (the “Company”) on Form 10-Q for the period ending June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Leldon E. Echols, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. §1350, as adopted pursuant to §906 of the Sarbanes-Oxley Act of 2002, that:

     (1)  The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

     (2)  The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

/s/ Leldon E. Echols

Leldon E. Echols
Chief Financial Officer
August 12, 2002

  EX-99.5 7 d98716exv99w5.htm EX-99.5 3333 HOLDING CORP CERTIFICATION Centex Corp

 

EXHIBIT 99.5

3333 HOLDING CORPORATION

CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of 3333 Holding Corporation and Subsidiary and Centex Development Company, L.P. and Subsidiaries on Form 10-Q for the period ending June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Stephen M. Weinberg, Chief Executive Officer of 3333 Holding Corporation, certify, pursuant to 18 U.S.C. §1350, as adopted pursuant to §906 of the Sarbanes-Oxley Act of 2002, that:

     (1)  The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

     (2)  The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations 3333 Holding Corporation and Subsidiary.

/s/ Stephen M. Weinberg

Stephen M. Weinberg
Chief Executive Officer
August 12, 2002

  EX-99.6 8 d98716exv99w6.htm EX-99.6 3333 HOLDING CORP CERTIFICATION Centex Corp

 

EXHIBIT 99.6

3333 HOLDING CORPORATION

CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of 3333 Holding Corporation and Subsidiary and Centex Development Company, L.P. and Subsidiaries on Form 10-Q for the period ending June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Todd D. Newman, Chief Financial Officer of 3333 Holding Corporation, certify, pursuant to 18 U.S.C. §1350, as adopted pursuant to §906 of the Sarbanes-Oxley Act of 2002, that:

     (1)  The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

     (2)  The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of 3333 Holding Corporation and Subsidiary.

/s/ Todd D. Newman

Todd D. Newman
Chief Financial Officer
August 12, 2002

  EX-99.7 9 d98716exv99w7.htm EX-99.7 CENTEX DEVELOPMENT COMPANY CERTIFICATION Centex Corp

 

EXHIBIT 99.7

CENTEX DEVELOPMENT COMPANY, L.P.

CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of 3333 Holding Corporation and Subsidiary and Centex Development Company, L.P. and Subsidiaries on Form 10-Q for the period ending June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Stephen M. Weinberg, Chief Executive Officer of 3333 Development Corporation, the general partner of Centex Development Company, L.P., certify, pursuant to 18 U.S.C. §1350, as adopted pursuant to §906 of the Sarbanes-Oxley Act of 2002, that:

     (1)  The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

     (2)  The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of Centex Development Company, L.P. and Subsidiaries.

/s/ Stephen M. Weinberg

Stephen M. Weinberg
Chief Executive Officer
August 12, 2002

  EX-99.8 10 d98716exv99w8.htm EX-99.8 CENTEX DEVELOPMENT COMPANY CERTIFICATION Centex Corp

 

EXHIBIT 99.8

CENTEX DEVELOPMENT COMPANY, L.P.

CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of 3333 Holding Corporation and Subsidiary and Centex Development Company, L.P. and Subsidiaries on Form 10-Q for the period ending June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Todd D. Newman, Chief Financial Officer of 3333 Development Corporation, the general partner of Centex Development Company, L.P., certify, pursuant to 18 U.S.C. §1350, as adopted pursuant to §906 of the Sarbanes-Oxley Act of 2002, that:

     (1)  The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

     (2)  The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of Centex Development Company, L.P. and Subsidiaries.

/s/ Todd D. Newman

Todd D. Newman
Chief Financial Officer
August 12, 2002

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