0000939057-13-000014.txt : 20130123 0000939057-13-000014.hdr.sgml : 20130123 20130123103707 ACCESSION NUMBER: 0000939057-13-000014 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130117 FILED AS OF DATE: 20130123 DATE AS OF CHANGE: 20130123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harmon Richard T CENTRAL INDEX KEY: 0001566065 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16120 FILM NUMBER: 13541837 MAIL ADDRESS: STREET 1: 238 RICHLAND AVENUE WEST CITY: AIKEN STATE: SC ZIP: 29801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY FEDERAL CORP CENTRAL INDEX KEY: 0000818677 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 570858504 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 238 RICHLAND AVENUE WEST CITY: AIKEN STATE: SC ZIP: 29801 BUSINESS PHONE: 8036413000 MAIL ADDRESS: STREET 1: 238 RICHLAND AVENUE WEST CITY: AIKEN STATE: SC ZIP: 29801 FORMER COMPANY: FORMER CONFORMED NAME: SECURITY FEDERAL CORPORATION DATE OF NAME CHANGE: 19920703 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2013-01-17 0 0000818677 SECURITY FEDERAL CORP SFDL 0001566065 Harmon Richard T 238 RICHLAND AVENUE WEST AIKEN SC 29801 1 1 0 0 Exec. VP and CLO of the Bank Common Stock, par value $0.01 per share 74 D Common Stock, par value $0.01 per share 200 I By IRA 8% Convertible Senior Debentures 20 2029-12-01 Common Stock 3750 I By IRA Stock Option 24.28 2017-10-01 Common Stock 2000 D On December 1, 2009, the Reporting Person participated in the offering of Issuer's 8% Convertible Senior Debentures. The transaction was disclosed by the Issuer on a Current Report filed on Form 8-K with the SEC on December 4, 2009. The debentures are convertible into the Issuer's common stock at any time prior to the December 1, 2029 maturity date, unless previously redeemed pursuant to the terms of the indenture. Represents award of stock options under the 1999 Stock Option Plan, which vest in equal installments over a five year period beginning on October 1, 2012. /s/Beverly S. Nettles, Attorney-in-Fact 2013-01-22