-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BBFkpNCzjUkC33EUELIx1X6VUARvBY4JmmzhI/UiquU5W+ieZrcDvmfYf1MKtNTu PwSIpuXDQ7QDq9gK8JsktQ== 0000948213-99-000002.txt : 19990203 0000948213-99-000002.hdr.sgml : 19990203 ACCESSION NUMBER: 0000948213-99-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990202 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NUTRAMAX PRODUCTS INC /DE/ CENTRAL INDEX KEY: 0000818467 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 061200464 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-41183 FILM NUMBER: 99519240 BUSINESS ADDRESS: STREET 1: 9 BLACKBURN DRIVE CITY: GLOUCESTER STATE: MA ZIP: 01930 BUSINESS PHONE: 9782831800 MAIL ADDRESS: STREET 1: 9 BLACKBURN DRIVE CITY: GLOUCESTER STATE: MA ZIP: 01930 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PERITUS ASSET MANAGEMENT INC /ADV CENTRAL INDEX KEY: 0000948213 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943174137 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 315 E CANON PERIDO ST CITY: SANTA BARBARA STATE: CA ZIP: 93101 BUSINESS PHONE: 8058829169 MAIL ADDRESS: STREET 1: 315 E CANON PERDIDO CITY: SANTA BARBARA STATE: CA ZIP: 93101 FORMER COMPANY: FORMER CONFORMED NAME: PERITUS ASSET MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19990113 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------------------------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) and (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) Nutramax Products, Inc. ----------------------------------------------------- (Name of Issuer) Common Stock ----------------------------------------------------- (Title of Class of Securities) 67061A300 ----------------------------------------------------- (CUSIP Number) - ----------- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 Pages CUSIP No.67061A300 13G - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON(S) I.R.S. IDENTIFICATION NO. OF ABOVE PERSON(S) (Entities only) Peritus Asset Management, Inc.-94-3174137 - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] This is a joint filing under Rule 13d-1(f)(1), on behalf of each of the above named persons - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION State of California - ------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES -324,590- BENEFICIALLY ------------------------------------------------------- OWNED BY 6. SHARED VOTING POWER EACH -0- REPORTING ------------------------------------------------------- PERSON 7. SOLE DISPOSITIVE POWER WITH -324,590- ------------------------------------------------------- 8. SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 324,590 - ------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not Applicable - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.6% - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IA - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 6 Pages CUSIP No. 67061A300 13G Item 1. (a) Name of Issuer: Nutramax Products, Inc. -------------------------------------------------------------- (b) Address of Issuer's Principal Executive Offices: 9 Blackburn Drive, Gloucester, MA 01930 -------------------------------------------------------------- Item 2. (a) Name of Person Filing: Peritus Asset Management, Inc. -------------------------------------------------------------- (b) Address of Principal Business Office, or if None, Residence: 315 E. Canon Perdido, Santa Barbara, CA 93101 -------------------------------------------------------------- (c) Citizenship: a California corporation -------------------------------------------------------------- (d) Title of Class of Securities: Common Stock -------------------------------------------------------------- (e) CUSIP Number: 67061A300 -------------------------------------------------------------- Item 3. Type of Reporting Person: An investment advisor in accordance with Section 240.13d- (1)(b)(1)(ii)(E). Page 3 of 6 Pages CUSIP No. 67061A300 13G Item 4. Ownership. (a) Amount beneficially owned: Shares of Common Stock: 324,590 (b) Percent of class: 5.6% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 324,590 (ii) Shared power to vote or to direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 324,590 (iv) Shared power to dispose or to direct the disposition of: -0- Item 5. Ownership of Five Percent or Less of a Class. Not Applicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Page 4 of 6 Pages CUSIP No. 67061A300 13G Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. - ----------------------- Page 5 of 6 Pages CUSIP No. 67061A300 13G Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: /s/ Timothy J. Gramatovich - ----------------------------------------------- (Signature)* Timothy J. Gramatovich, President/Chief Investment Officer - ----------------------------------------------- (Name/Title) * Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----