-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HkYBJ/e9e6oQ+7Ev3QaOn3wsYWgJbS4QNSgllI94+UDTXQnorJcwO6G2tf9hoSVB YwZIDmIz7IbYgq5opkVyqA== 0001136730-03-000015.txt : 20030228 0001136730-03-000015.hdr.sgml : 20030228 20030228102302 ACCESSION NUMBER: 0001136730-03-000015 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030228 EFFECTIVENESS DATE: 20030228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAN KAMPEN MUNICIPAL INCOME TRUST CENTRAL INDEX KEY: 0000818305 IRS NUMBER: 366866160 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05230 FILM NUMBER: 03584860 BUSINESS ADDRESS: STREET 1: ONE PARKVIEW PLAZA STREET 2: VAN KAMPEN INVESTMENTS INC CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 BUSINESS PHONE: 6306846774 MAIL ADDRESS: STREET 1: VAN KAMPEN INVESTMENTS INC STREET 2: ONE PARKVIEW PLAZA CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN MERRITT MUNICIPAL INCOME TRUST DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN MERRITT XEROX INSURED MUNIFUND DATE OF NAME CHANGE: 19880824 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN AMERICAN CAPITAL MUNICIPAL INCOME TRUST DATE OF NAME CHANGE: 19960102 NSAR-A 1 answer.fil PAGE 1 000 A000000 12/31/2002 000 C000000 0000818305 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 VAN KAMPEN MUNICIPAL INCOME TRUST 001 B000000 811-5230 001 C000000 2127625260 002 A000000 1221 AVENUE OF THE AMERICAS 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10020 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 VAN KAMPEN INVESTMENT ADVISORY CORP 008 B000001 A 008 C000001 801-18161 008 D010001 OAKBROOK TERRACE 008 D020001 IL 008 D030001 60181 008 D040001 5555 010 A000001 VAN KAMPEN INVESTMENTS INC. 010 C010001 OAKBROOK TERRACE 010 C020001 IL 010 C030001 60181 011 A000001 VAN KAMPEN FUNDS INC 011 B000001 8-19412 011 C010001 OAKBROOK TERRACE 011 C020001 IL 011 C030001 60181 012 A000001 STATE STREET BANK & TRUST CO C/O EQUISERVE 012 B000001 85-11340 012 C010001 PROVIDENCE PAGE 2 012 C020001 RI 012 C030001 02940 012 C040001 3011 013 A000001 DELOITTE & TOUCHE LLP 013 B010001 CHICAGO 013 B020001 IL 013 B030001 60601 014 A000001 MORGAN STANLEY DW INC. 014 B000001 8-14172 014 A000002 MORGAN STANLEY & CO. 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Transactions July 1, 2002 to December 31, 2002 Security Purcha Offeri Total Amount % of % of Brokers Purchased se/ ng Amount of of Offerin Funds Trade Price Offering Shares g Total Date of Purchas Purchas Asset Shares ed ed s By Fund By Fund 12/06/ 97.85 363,065,000 6,000,0 1.65% 1.29% 02 00 First New York Albany City, NY Corporatio 2003 Series n, Merrill C Lynch, Bear Stearns, Goldman Sachs, Morgan Stanley, Salomon Smith Barney, UBS Paine Webber, Lehman Brothers, JP Morgan, MR Beal & Company, CIBC World Markets, Raymond James & Associates , Ramirez & Company, Roosevelt & Cross Inc, Advest Inc, AG Edwards & Sons Inc, Jackson Securities Inc, Quick & Reilly, Siebert Brandford Shank & Company LLC UBS Paine Webber, Bi-State 11/12/ 106.38 314,121,760 2,530,0 0.81% 0.53% Stifel Development 02 00 Nicolas & Agency of Company, The Siebert Missouri- Brandford Illinois Shank & Metropolita Company n District LLC, Banc of America Securities LLC, Edward D. Jones & Company LP, Salomon Smith Barney, Commerce Bank, Loop Captial Markets LLC, US Bancorp Piper Jaffray, Bernardi Securities Inc, Kirkpatric k Pettis, RBC Dain Rauscher, The Chapman Company, Morgan Stanley, Ramirez & Company Inc, George K. Baum & Company, Stern Brothers & Company Bear Stearns, Morgan New York 11/01/ 110.12 746,780,000 2,500,0 0.34% 0.54% Stanley, City, NY 02 00 UBS Paine 2003 Series Webber, C Salomon Smith Barney, MR Beal & Company, First Albany Corp, Goldman Sachs, Lehman Brothers, Merrill Lynch, JP Morgan, Ramirez & Company Inc, Roosevelt & Cross Inc, Advest Lebenthal, Apex Pryor Securities , CIBC World Markets, Commerce Capital Markets, RBC Dain Rauscher Inc, AG Edwards & Sons Inc, Jackson Securities Inc, Janney Montgomery Scott LLC, Legg Mason Wood Walker Inc, Loop Capital Markets LLC, Popular Securities , Prager McCarthy & Sealy LLC, Prudential Securities , Raymond James & Associates Inc JP Morgan, Bear Triborough Stearns, Bridge & 10/24/ 101.56 756,095,000 2,000,0 0.27% 0.43% Lehman Tunnel 02 00 Brothers, Authority First Series Albany 2002E Corp, Merrill Lynch, Morgan Stanley, Salomon Smith Barney, UBS Paine Webber, ABN AMRO Financial Services Inc, Advest Inc, Lebental & Company, CIBC World Markets, Commerce Capital Markets, Fahnestock & Company Inc, Jackson Securities , Quick & Reilly, Ramirez & Company Inc, Raymond James & Associates Inc, RBC Dain Raucher Inc, Roosevelt & Cross Inc, Siebert Brandford Shank & Company LLC, Wachovia Bank Salomon Smith Barney, Triborough Bear Bridge & 9/19/0 Variou 2,176,360,0 4,000,0 0.18% 0.70% Stearns, Tunnel 2 s 00 00 UBS Paine Authority Webber, Series First 2002B Albany Corp, JP Morgan, Lehman Brothers, Merrill Lynch, Morgan Stanley, ABN AMRO Financial Services, Advest Inc, Lebenthal & Company, CIBC World Markets, Commerce Capital Markets, Fahnestock & company Inc, Jackson Securities , Quick & Reilly Inc, Ramirez & Company Inc, Raymond James & Associates Inc, RBC Dain Rauscher Inc, Roosevelt & Cross Inc, Siebert Brandford Shank & Company LLC, Bear Municipal Stearns, Electric 8/22/0 Variou 258,465,000 2,000,0 0.77% 0.40% JP Morgan, Authority 2 s 00 Goldman of Georgia Sachs, Series Lehman 2002A Brothers, Morgan Stanley, Salomon Smith Barney, UBS Paine Webber, Wachovia Bank National Associatio n EX-99.77Q3 CERT 3 ex77q3.txt (a)(i) The Principal Executive Officer and Principal Financial Officer of Van Kampen Municipal Income Trust (the "Trust") have evaluated the disclosure controls and procedures (as defined in Rule 30a-2(c)) of the Trust within 90 days of the filing date of this Form N-SAR (the "Effective Date") and they believe that the disclosure controls and procedures are effective. (a)(ii) There have been no significant changes in the Trust's internal controls or in other factors that could significantly affect these controls subsequent to the date of their evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses. (a)(iii) CERTIFICATIONS I, John L. Sullivan, certify that: 1. I have reviewed this report on Form N-SAR of the Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the financial information included in this report, and the financial statements on which the financial information is based, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report; 4. The registrants' other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in the 30a-2(c) under the Investment Company Act) for the registrant and have: a) designed such disclosure controls and procedures to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; b) evaluated the effectiveness of the registrant's disclosure controls and procedures as of a date within 90 days prior to the filing date of this report (the "Evaluation Date"); and c) presented in this report our conclusions about the effectiveness of the disclosure controls and procedures based on our evaluation as of the Evaluation Date; 5. The registrants' other certifying officers and I have disclosed, based on our most recent evaluation, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): a) all significant deficiencies in the design or operation of internal controls which could adversely affect the registrant's ability to record, process, summarize, and report financial data and have identified for the registrant's auditors any material weaknesses in internal controls; and b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal controls; and 6. The registrant's other certifying officers and I have indicated in this report whether or not there were significant changes in internal controls or in other factors that could significantly affect internal controls subsequent to the date of our most recent evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses. Date: 2/27/03 /S/ John L. Sullivan Principal Financial Officer (a)(iii) CERTIFICATIONS I, Mitchell M. Merin, certify that: 1. I have reviewed this report on Form N-SAR of the Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the financial information included in this report, and the financial statements on which the financial information is based, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report; 4. The registrants' other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in the 30a-2(c) under the Investment Company Act) for the registrant and have: a) designed such disclosure controls and procedures to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; b) evaluated the effectiveness of the registrant's disclosure controls and procedures as of a date within 90 days prior to the filing date of this report (the "Evaluation Date"); and c) presented in this report our conclusions about the effectiveness of the disclosure controls and procedures based on our evaluation as of the Evaluation Date; 5. The registrants' other certifying officers and I have disclosed, based on our most recent evaluation, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): a) all significant deficiencies in the design or operation of internal controls which could adversely affect the registrant's ability to record, process, summarize, and report financial data and have identified for the registrant's auditors any material weaknesses in internal controls; and b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal controls; and 6. The registrant's other certifying officers and I have indicated in this report whether or not there were significant changes in internal controls or in other factors that could significantly affect internal controls subsequent to the date of our most recent evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses. Date: 2/27/03 /S/ Mitchell M. Merin Principle Executive Officer -----END PRIVACY-ENHANCED MESSAGE-----