-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P6FznHvu1zsX5QRyDLw/XLTnwJW4Hr9f6eTIop2WYfJUdmQnO7v/Cz31cbSTFblu V0RXoxBudwT45FSk2zNzhQ== 0000891093-97-001405.txt : 19970912 0000891093-97-001405.hdr.sgml : 19970912 ACCESSION NUMBER: 0000891093-97-001405 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 19970630 FILED AS OF DATE: 19970829 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAN KAMPEN AMERICAN CAPITAL MUNICIPAL INCOME TRUST CENTRAL INDEX KEY: 0000818305 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 366866160 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-05230 FILM NUMBER: 97673144 BUSINESS ADDRESS: STREET 1: ONE PARKVIEW PLAZA CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 BUSINESS PHONE: 7086846000 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN MERRITT MUNICIPAL INCOME TRUST DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN MERRITT XEROX INSURED MUNIFUND DATE OF NAME CHANGE: 19880824 FORMER COMPANY: FORMER CONFORMED NAME: VKM INSURED MUNICIPAL TRUST DATE OF NAME CHANGE: 19870921 NSAR-B 1 N-SAR (3.0.A) PAGE 1 000 B000000 6/30/97 000 C000000 818305 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0 000 J000000 A 001 A000000 VKAC MUNICIPAL INCOME TRUST 001 B000000 811-5230 001 C000000 6306846000 002 A000000 ONE PARKVIEW PLAZA 002 B000000 OAKBROOK TERRACE 002 C000000 IL 002 D010000 60181 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 VAN KAMPEN AMERICAN CAPITAL INVESTMENT ADVISO 008 B000001 A 008 C000001 801-18161 008 D010001 OAKBROOK TERRACE 008 D020001 IL 008 D030001 60181 011 A000001 VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS INC. 011 B000001 8-19412 011 C010001 OAKBROOK TERRACE 011 C020001 IL 011 C030001 60181 012 A000001 BOSTON EQUISERVE 012 B000001 85-5003 012 C010001 BOSTON 012 C020001 MA 012 C030001 01205 013 A000001 KPMG PEAT MARWICK LLP 013 B010001 CHICAGO 013 B020001 IL PAGE 2 013 B030001 60601 014 A000001 MORGAN STANLEY & CO., INCORPORATED 014 B000001 8- 014 A000002 DEAN WITTER REYNOLDS, INC. 014 B000002 8- 015 A000001 STATE STREET BANK AND TRUST COMPANY 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02105 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 103 019 C000000 VANKAMPENA 020 A000001 CHICAGO CORP. 020 B000001 36-2549961 020 C000001 118 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 118 022 A000001 SMITH BARNEY 022 B000001 13-1912900 022 C000001 72196 022 D000001 65232 022 A000002 PAINE WEBBER 022 B000002 13-2638166 022 C000002 70609 022 D000002 32195 022 A000003 LEHMAN BROTHERS 022 B000003 13-2518466 022 C000003 52836 022 D000003 49231 022 A000004 MERRILL LYNCH 022 B000004 13-5674085 022 C000004 38000 022 D000004 63136 022 A000005 J.P. 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B010000 PREFERRED SERIES A & B 087 B030000 N/A 087 C010000 PREFERRED SERIES C & D 087 C030000 N/A 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 Y SIGNATURE DENNIS J MCDONNELL TITLE PRES, CEO & TRUSTEE EX-99.1.1 2 AUDITOR'S CONSENT KPMG PEAT MARWICK LLP Peat Marwick Plaza 303 East Wacker Drive Chicago, IL 60601-5255 The Board of Trustees and Shareholders of Van Kampen American Capital Municipal Income Trust: In planning and performing our audit of the financial statements of Van Kampen American Capital Municipal Income Trust (the "Trust") for the year ended June 30, 1997, we considered its internal control structure, including procedures for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on the internal control structure. The management of the Trust is responsible for establishing and maintaining an internal control structure. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of internal control structure policies and procedures. Two of the objectives of an internal control structure are to provide management with reasonable, but not absolute, assurance that assets are safeguarded against loss from unauthorized use or disposition and that transactions are executed in accordance with management's authorization and recorded properly to permit the preparation of financial statements in accordance with generally accepted accounting principles. Because of inherent limitations in any system of internal control structure, errors or irregularities may occur and not be detected. Also, projection of any evaluation of the structure to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of the internal control structure would not necessarily disclose all matters in the internal control structure that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of the specific internal control structure elements does not reduce to a relatively low level the risk that errors or irregularities in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving the internal control structure, including procedures for safeguarding securities, that we consider to be material weaknesses as defined above as of June 30, 1997. This report is intended solely for the information and use of management and the Securities and Exchange Commission. /s/ KPMG Peat Marwick LLP July 31, 1997 EX-99.1.77 3 INVESTMENT ADVISORY AGREEMENT NSAR ITEM 77C Van Kampen American Capital Municipal Income Trust (VMT) (a) A Special Meeting of Shareholders was held on October 23, 1996. (b) The election of Trustees of Van Kampen American Capital Municipal Income Trust (the "Trust") included: None (c) The following were voted on at the meeting: (1) Approval of New Investment Advisory Agreement in the event of a change of control of the Adviser. For 21,061,949 Against 488,542 (2) Approval of changes to Fundamental Investment Policies with respect to investments in other investment companies. For 13,722,392 Against 614,234 NSAR ITEM 77C Van Kampen American Capital Municipal Income Trust (VMT) (a) An Annual Meeting of Shareholders was held on June 28, 1997. (b) The election of Trustees of Van Kampen American Capital Municipal Income Trust (the "Trust") included: Rod Dammeyer and Wayne W. Whalen (c) The following were voted on at the meeting: (1) Approval of New Investment Advisory Agreement in the event of a change of control of the Adviser. For 30,588,285 Against 482,351 (4) For each VK Fund, to Ratify the Selection of KPMG Peat Marwick LLP as Independent Public Accountants for its Current Fiscal Year. For 31,207,766 Against 132,517 NSAR ITEM 77O Van Kampen American Capital Municipal Income Trust 10f-3 Transactions
Amount of shares Underwriting # Underwriting Purchased From Purchased % of Underwriting Date of Purchase 1 New York City GO Smith Barney 5,000,000 0.553% 04/11/97
EX-27.1A 4 FINANCIAL DATA SCHEDULE
6 1
YEAR JUN-30-1997 JUL-01-1996 JUN-30-1997 414734198 446107358 8000799 13114 175249 454296520 4881700 0 1167397 6049097 165000000 261987342 28286058 28047767 1537747 0 (11583097) 0 31305431 448247423 0 29394521 0 (3570435) 25824086 2762098 4621912 33208096 0 (26041954) 0 0 0 0 238291 9548685 1755615 (14345195) 0 0 2665199 0 3570435 279319281 9.758 .916 .264 (.924) 0 0 10.014 1.28 0 0
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