-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EAwoxRa7xEHpr00URsP9keWQgBlFK3x9txQ0CTWg/oUa0s1J1Sd05nG+04ttXeKB vY1UL9XbqbV/DLc0crFuew== 0000897101-98-000161.txt : 19980218 0000897101-98-000161.hdr.sgml : 19980218 ACCESSION NUMBER: 0000897101-98-000161 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RECOVERY ENGINEERING INC CENTRAL INDEX KEY: 0000818203 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 411557115 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-44835 FILM NUMBER: 98540934 BUSINESS ADDRESS: STREET 1: 9300 NORTH 75TH AVENUE CITY: MINNEAPOLIS STATE: MN ZIP: 55428 BUSINESS PHONE: 6125411313 MAIL ADDRESS: STREET 1: 9300 NORTH 75TH AVENUE CITY: MINNEAPOLIS STATE: MN ZIP: 55428 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WARNER WILLIAM F JR CENTRAL INDEX KEY: 0001034111 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1209 CHESTNUT AVENUE CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123325681 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* RECOVERY ENGINEERING, INC. ----------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $.01 PER SHARE ----------------------------------------------------- (Title of Class of Securities) 756269 10 6 -------------------------- (CUSIP Number) *The remainder of this cover page should be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 8 SCHEDULE 13G CUSIP No. 756269 10 6 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons and S.S. or I.R.S. Identification No. of Above Persons: Wanner Engineering, Inc. E.I.N.: **-******* - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization Minnesota corporation - -------------------------------------------------------------------------------- Number of (5) Sole Voting Power 596,100 shares Shares -------------------------------------------------------------- Beneficially (6) Shared Voting Power -0- shares Owned by -------------------------------------------------------------- Each (7) Sole Dispositive Power 596,100 shares Reporting -------------------------------------------------------------- Person With: (8) Shared Dispositive Power -0- shares - -------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 596,100 shares - -------------------------------------------------------------------------------- (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] (See instructions) - -------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 13.1% - -------------------------------------------------------------------------------- (12) Type of Reporting Person CO - -------------------------------------------------------------------------------- Page 2 of 8 SCHEDULE 13G CUSIP No. 756269 10 6 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons and S.S. or I.R.S. Identification No. of Above Persons: William F. Wanner, Jr. S.S.N.: ***-**-**** - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- Number of (5) Sole Voting Power 61,850 shares Shares -------------------------------------------------------------- Beneficially (6) Shared Voting Power 598,300 shares Owned by -------------------------------------------------------------- Each (7) Sole Dispositive Power 61,850 shares Reporting -------------------------------------------------------------- Person With: (8) Shared Dispositive Power 598,300 shares - -------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 660,150 shares - -------------------------------------------------------------------------------- (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] (See instructions) - -------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 14.5% - -------------------------------------------------------------------------------- (12) Type of Reporting Person IN - -------------------------------------------------------------------------------- Page 3 of 8 ITEM 1(a). NAME OF ISSUER Recovery Engineering, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 9300 North 75th Avenue Minneapolis, MN 55428 ITEM 2(a). NAME OF PERSON FILING Wanner Engineering, Inc. William F. Wanner, Jr. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE 1204 Chestnut Avenue Minneapolis, MN 55403 ITEM 2(c). CITIZENSHIP Wanner Engineering, Inc. -- Minnesota corporation William F. Wanner, Jr. -- United States of America ITEM 2(d). TITLE OF CLASS OF SECURITIES Common Stock, $.01 par value ITEM 2(d). CUSIP NO. 756269 10 6 Page 4 of 8 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: [ ] (a) Broker or Dealer registered under Section 15 of the Act; [ ] (b) Bank as defined in Section 3(a)(6) of the Act; [ ] (c) Insurance Company as defined in Section 3(a)(19) of the Act; [ ] (d) Investment Company registered under Section 8 of the Investment Company Act; [ ] (e) Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940; [ ] (f) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment fund; see Rule 13d-1(b)(1)(ii)(F); [ ] (g) Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G) (Note: See Item 7); or [ ] (h) Group, in accordance with Rule 13d-1(b)(1)(ii)(H). Not applicable. ITEM 4. OWNERSHIP WANNER ENGINEERING, INC.: The following information is provided as of December 31, 1997: (a) Amount Beneficially Owned: 596,100 shares (b) Percent of Class: 13.1% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 596,100 shares (ii) Shared power to vote or to direct the vote -0- shares (iii) Sole power to dispose or to direct the disposition of: 596,100 shares (iv) Shared power to dispose or to direct the disposition of: -0- shares Page 5 of 8 WILLIAM F. WANNER, JR.: The following information is provided as of December 31, 1997: (a) Amount Beneficially Owned: 660,150 shares (b) Percent of Class: 14.5% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: * 61,850 shares (ii) Shared power to vote or to direct the vote ** 598,300 shares (iii) Sole power to dispose or to direct the disposition of: * 61,850 shares (iv) Shared power to dispose or to direct the disposition of: ** 598,300 shares * Includes 10,000 shares that could be acquired within 60 days upon exercise of stock options. ** Includes 596,100 shares owned by Wanner Engineering, Inc., of which Mr. Wanner is Chief Executive Officer, a director and principal shareholder. Also includes 2,200 shares held by Mr. Wanner as trustee of three trusts for the benefit of his children. Page 6 of 8 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not applicable. Page 7 of 8 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 13, 1998 WANNER ENGINEERING, INC. By /s/ WILLIAM F. WANNER, JR. ------------------------------ William F. Wanner, Jr. Chief Executive Officer /s/ WILLIAM F. WANNER, JR. ---------------------------------- William F. Wanner, Jr. Page 8 of 8 -----END PRIVACY-ENHANCED MESSAGE-----