0001209191-21-060551.txt : 20211015
0001209191-21-060551.hdr.sgml : 20211015
20211015162550
ACCESSION NUMBER: 0001209191-21-060551
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211013
FILED AS OF DATE: 20211015
DATE AS OF CHANGE: 20211015
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quart Barry D
CENTRAL INDEX KEY: 0001384243
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33221
FILM NUMBER: 211326327
MAIL ADDRESS:
STREET 1: C/O INTRABIOTICS PHARMACEUTICALS INC
STREET 2: 1009 OAK HILL ROAD, SUITE 201
CITY: LAFAYETTE
STATE: CA
ZIP: 94549
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERON THERAPEUTICS, INC. /DE/
CENTRAL INDEX KEY: 0000818033
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 942875566
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4242 CAMPUS POINT COURT, SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 8582514400
MAIL ADDRESS:
STREET 1: 4242 CAMPUS POINT COURT, SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: AP PHARMA INC /DE/
DATE OF NAME CHANGE: 20010511
FORMER COMPANY:
FORMER CONFORMED NAME: ADVANCED POLYMER SYSTEMS INC /DE/
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-10-13
0
0000818033
HERON THERAPEUTICS, INC. /DE/
HRTX
0001384243
Quart Barry D
4242 CAMPUS POINT COURT
SUITE 200
SAN DIEGO
CA
92121
1
1
0
0
Chief Executive Officer
Common Stock
2021-10-13
4
M
0
3646
A
103049
D
Common Stock
2021-10-13
4
F
0
963
10.55
D
102086
D
Restricted Stock Units
2021-10-13
4
M
0
3646
0.00
D
Common Stock
3646
43750
D
Employee Stock Option (Right to Buy)
10.55
2021-10-13
4
A
0
390834
0.00
A
2031-10-13
Common Stock
390834
390834
D
Restricted Stock Units
0.00
2021-10-13
4
A
0
195417
0.00
A
Common Stock
195417
195417
D
Restricted stock units convert into common stock on a one-for-one basis.
Represents the withholding by the Company of certain of the vested shares of restricted stock to satisfy the minimum statutory tax obligations applicable to such transactions.
The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (10/13/2020).
The stock option vests and becomes exercisable monthly with 33% of the shares vesting during the first year, 33% of the shares vesting during the second year, 22% of the shares vesting during the third year and the remaining 12% of the shares vesting during the fourth year, such that the stock option will be fully vested on the four year anniversary of the date of grant.
The restricted stock units vest quarterly with 33% of the shares vesting during the first year, 33% of the shares vesting during the second year, 22% of the shares vesting during the third year and the remaining 12% of the shares vesting during the fourth year, such that all shares will be fully vested on the four year anniversary of the date of grant.
/s/ Lisa Peraza Attorney-in-fact for Barry D. Quart
2021-10-15