-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Avy6moYLICFTrgZn4OV6e/QEkkvoDQT/Sx+PaEEUB3irBPdT5pzQVMYsTNY6dt0u 6xRK/DR9d40IfzHt2o6RQw== 0000897069-05-002823.txt : 20051130 0000897069-05-002823.hdr.sgml : 20051130 20051130155628 ACCESSION NUMBER: 0000897069-05-002823 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051128 FILED AS OF DATE: 20051130 DATE AS OF CHANGE: 20051130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHLAND CRANBERRIES INC /WI/ CENTRAL INDEX KEY: 0000818010 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 391583759 STATE OF INCORPORATION: WI FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 2930 INDUSTRIAL STREET STREET 2: P O BOX 8020 CITY: WISCONSIN RAPIDS STATE: WI ZIP: 54494-8020 BUSINESS PHONE: 7154244444 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWENDROWSKI JOHN CENTRAL INDEX KEY: 0000922745 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16130 FILM NUMBER: 051234484 BUSINESS ADDRESS: STREET 1: C/O NORTHLAND CRANBERRIES INC STREET 2: 800 FIRST AVENUE SOUTH PO BOX 8020 CITY: WISCONSIN RAPIDS STATE: WI ZIP: 544958020 BUSINESS PHONE: 7154244444 MAIL ADDRESS: STREET 2: 777 EAST WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 swe44.xml X0202 4 2005-11-28 0 0000818010 NORTHLAND CRANBERRIES INC /WI/ NRCNA.OB 0000922745 SWENDROWSKI JOHN C/O NORTHLAND CRANBERRIES, INC. 2930 INDUSTRIAL STREET WISCONSIN RAPIDS WI 54495 1 1 0 0 Chairman of the Board and CEO Class A Common Stock 2005-11-28 4 D 0 72000 D 0 I By Cranberries Limited, Inc. Class A Common Stock 2005-11-28 4 D 0 4750 D 0 I By Foundation Class A Common Stock 2005-11-28 4 D 0 1732 D 0 I By Wife Class A Common Stock 100370 D Employee Stock Option 43.5200 2005-11-28 4 D 0 29000 D 1996-04-01 2006-04-01 Class A Common Stock 29000 0 D Employee Stock Option 79.0000 2005-11-28 4 D 0 5000 D 1997-09-22 2007-09-22 Class A Common Stock 5000 0 D Employee Stock Option 62.5000 2005-11-28 4 D 0 5000 D 1998-04-16 2008-04-16 Class A Common Stock 5000 0 D Employee Stock Option 40.5000 2005-11-28 4 D 0 3750 D 2008-09-24 Class A Common Stock 3750 0 D Employee Stock Option 20.2500 2005-11-28 4 D 0 2500 D 2009-10-21 Class A Common Stock 2500 0 D Employee Stock Option 3.1200 2005-11-28 4 D 0 7500 D 2010-10-18 Class A Common Stock 7500 0 D Stock Option 1.0400 2012-08-08 Class A Common Stock 25000 25000 D Stock Option 0.9900 2012-08-31 Class A Common Stock 25000 25000 D Stock Option 0.5600 2013-08-31 Class A Common Stock 25000 25000 D Stock Option 0.5700 2014-08-31 Class A Common Stock 25000 25000 D Employee Stock Option 0.0888 2011-11-06 Class A Common Stock 852394 852394 D Shares of class A common stock were converted into the right to receive $0.21 per share pursuant to a plan of merger between the issuer and New Harvest, Inc. Upon liquidation of Cranberries Limited, Inc., Mr. Swendrowski will own approximately 70% of such shares. By John and Susan Swendrowski Charitable Foundation. Granted pursuant to the Company's 1995 Stock Option Plan This option was canceled in the merger for no consideration. Granted 9/24/98, vests 20% annually beginning on the first anniversary of the date of grant. Granted 10/21/99, vests 1/3 annually beginning on the first anniversary of the date of grant. Granted 10/18/00, vests 20% annually beginning on the first anniversary of the date of grant. Granted pursuant to the Company's 2002 Stock Option Plan. Granted 8/8/02, vests 25% on each successive anniversary of the reporting person's election to the board of directors on November 6, 2001. Granted 8/31/02, vests 25% annually beginning on the first anniversary of the date of grant. Granted 8/31/03, vests 25% annually beginning on the first anniversary of the date of grant. Granted 8/31/04, vests 25% annually beginning on the first anniversary of the date of grant. Granted pursuant to the Company's 2001 Stock Option Plan. Granted 11/6/01, vests 25% annually beginning on the first anniversary of the date of grant. By: Peter C. Underwood, Attorney in Fact 2005-11-30 -----END PRIVACY-ENHANCED MESSAGE-----