-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UVPWG2TkFkdi20IW7SWN8Rm6RbPpM1hzKmRxqK1E8fHJT/zLuGzVZYTCJgUSyicV ooEB3Xdew3WaLQpB2kA12Q== 0000897069-04-001587.txt : 20040901 0000897069-04-001587.hdr.sgml : 20040901 20040901155440 ACCESSION NUMBER: 0000897069-04-001587 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040831 FILED AS OF DATE: 20040901 DATE AS OF CHANGE: 20040901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHLAND CRANBERRIES INC /WI/ CENTRAL INDEX KEY: 0000818010 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 391583759 STATE OF INCORPORATION: WI FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 2930 INDUSTRIAL STREET STREET 2: P O BOX 8020 CITY: WISCONSIN RAPIDS STATE: WI ZIP: 54494-8020 BUSINESS PHONE: 7154244444 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWENDROWSKI JOHN CENTRAL INDEX KEY: 0000922745 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16130 FILM NUMBER: 041011255 BUSINESS ADDRESS: STREET 1: C/O NORTHLAND CRANBERRIES INC STREET 2: 800 FIRST AVENUE SOUTH PO BOX 8020 CITY: WISCONSIN RAPIDS STATE: WI ZIP: 544958020 BUSINESS PHONE: 7154244444 MAIL ADDRESS: STREET 2: 777 EAST WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 swe31.xml X0202 4 2004-08-31 0 0000818010 NORTHLAND CRANBERRIES INC /WI/ NRCNA.OB 0000922745 SWENDROWSKI JOHN C/O NORTHLAND CRANBERRIES, INC. 2930 INDUSTRIAL STREET WISCONSIN RAPIDS WI 54495 1 1 0 0 Chairman of the Board and CEO Class A Common Stock 100370 D Class A Common Stock 72000 I By Cranberries Limited, Inc. Class A Common Stock 4750 I By Foundation Class A Common Stock 1732 I By Wife Stock Option 0.5700 2004-08-31 4 A 0 25000 0 A 2014-08-31 Class A Common Stock 25000 25000 D Employee Stock Option 29.0000 1995-05-17 2005-05-17 Class A Common Stock 3000 3000 D Employee Stock Option 43.5200 1996-04-01 2006-04-01 Class A Common Stock 29000 29000 D Employee Stock Option 79.0000 1997-09-22 2007-09-22 Class A Common Stock 5000 5000 D Employee Stock Option 62.5000 1998-04-16 2008-04-16 Class A Common Stock 5000 5000 D Employee Stock Option 40.5000 2008-09-24 Class A Common Stock 3750 3750 D Employee Stock Option 20.2500 2009-10-21 Class A Common Stock 2500 2500 D Employee Stock Option 3.1200 2010-10-18 Class A Common Stock 7500 7500 D Employee Stock Option 0.0888 2011-11-06 Class A Common Stock 852394 852394 D Stock Option 1.0400 2012-08-08 Class A Common Stock 25000 25000 D Stock Option 0.9900 2012-08-31 Class A Common Stock 25000 25000 D Stock Option 0.5600 2013-08-31 Class A Common Stock 25000 25000 D Upon liquidation of Cranberries Limited, Inc., Mr. Swendrowski will own approximately 70% of such shares. By John and Susan Swendrowski Charitable Foundation. Granted pursuant to the Company's 2002 Stock Option Plan. Granted 8/31/04, vests 25% annually beginning on the first anniversary of the date of grant. Granted pursuant to the Company's 1989 Stock Option Plan. Granted pursuant to the Company's 1995 Stock Option Plan Granted 9/24/98, vests 20% annually beginning on the first anniversary of the date of grant. Granted 10/21/99, vests 1/3 annually beginning on the first anniversary of the date of grant. Granted 10/18/00, vests 20% annually beginning on the first anniversary of the date of grant. Granted pursuant to the Company's 2001 Stock Option Plan. Granted 11/6/01, vests 25% annually beginning on the first anniversary of the date of grant. Granted 8/8/02, vests 25% on each successive anniversary of the reporting person's election to the board of directors on November 6, 2001. Granted 8/31/02, vests 25% annually beginning on the first anniversary of the date of grant. Granted 8/31/03, vests 25% annually beginning on the first anniversary of the date of grant. By: Peter C. Underwood, Attorney in Fact 2004-09-01 -----END PRIVACY-ENHANCED MESSAGE-----