-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JVPkp2ZFApgD/QGdpRtlPI9o6Gn6CZQipAB/vqkNKGHM7uc/3p2a81DydSpXJvPL UMUQoeijYtPWXyKRKV/1lg== 0001181431-10-013201.txt : 20100302 0001181431-10-013201.hdr.sgml : 20100302 20100302181008 ACCESSION NUMBER: 0001181431-10-013201 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100226 FILED AS OF DATE: 20100302 DATE AS OF CHANGE: 20100302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACCURIDE CORP CENTRAL INDEX KEY: 0000817979 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 611109077 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ACCURIDE STREET 2: 7140 OFFICE CIRCLE CITY: EVANSVILLE STATE: IN ZIP: 47715 BUSINESS PHONE: 8129625000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAVINE JONATHAN S CENTRAL INDEX KEY: 0001075974 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32483 FILM NUMBER: 10650712 MAIL ADDRESS: STREET 1: SANKATY ADVISORS STREET 2: 111 HUNTINGTON AVENUE CITY: BOSTOM STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PROSPECT HARBOR CREDIT PARTNERS LP CENTRAL INDEX KEY: 0001284676 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32483 FILM NUMBER: 10650709 BUSINESS ADDRESS: STREET 1: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-516-2000 MAIL ADDRESS: STREET 1: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PROSPECT HARBOR INVESTORS, LLC CENTRAL INDEX KEY: 0001309113 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32483 FILM NUMBER: 10650708 BUSINESS ADDRESS: STREET 1: C/O BAIN CAPITAL, LLC STREET 2: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-516-2000 MAIL ADDRESS: STREET 1: C/O BAIN CAPITAL, LLC STREET 2: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sankaty Credit Member (Offshore), Ltd. CENTRAL INDEX KEY: 0001485337 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32483 FILM NUMBER: 10650710 BUSINESS ADDRESS: STREET 1: C/O SANKATY ADVISORS, LLC STREET 2: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-516-2878 MAIL ADDRESS: STREET 1: C/O SANKATY ADVISORS, LLC STREET 2: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sankaty Credit Opportunities Investors IV, LLC CENTRAL INDEX KEY: 0001485338 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32483 FILM NUMBER: 10650711 BUSINESS ADDRESS: STREET 1: C/O SANKATY ADVISORS, LLC STREET 2: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-516-2878 MAIL ADDRESS: STREET 1: C/O SANKATY ADVISORS, LLC STREET 2: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sankaty Credit Opportunities Investors (Offshore) IV, L.P. CENTRAL INDEX KEY: 0001485969 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32483 FILM NUMBER: 10650707 BUSINESS ADDRESS: STREET 1: C/O SANKATY ADVISORS, LLC STREET 2: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-516-2878 MAIL ADDRESS: STREET 1: C/O SANKATY ADVISORS, LLC STREET 2: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 3 1 rrd268256.xml FORM 3 X0203 3 2010-02-26 0 0000817979 ACCURIDE CORP AURDQ.OB 0001075974 LAVINE JONATHAN S C/O SANKATY ADVISORS, LLC 111 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001485338 Sankaty Credit Opportunities Investors IV, LLC 111, HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001485337 Sankaty Credit Member (Offshore), Ltd. 111, HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001284676 PROSPECT HARBOR CREDIT PARTNERS LP 111, HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001309113 PROSPECT HARBOR INVESTORS, LLC 111, HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001485969 Sankaty Credit Opportunities Investors (Offshore) IV, L.P. 111, HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 Common Stock, par value $0.01 14921970 I See Footnotes 7.5% Convertible Note 0.75 2010-02-26 2020-02-26 Common Stock, par value $0.01 10668973 I See Footnotes Warrant (right to buy) 2.10 2010-02-26 2012-02-26 Common Stock, par value $0.01 270547 I See Footnotes Includes (i) 189 shares held by Sankaty Credit Opportunities, L.P. ("SCO"), whose sole general partner is Sankaty Credit Opportunities Investors, LLC ("SCI"), whose managing member is Sankaty Credit Member, LLC ("SCM"), (ii) 223,771 shares owned by Sankaty Credit Opportunities II, L.P, ("SCO II"), whose general partner is Sankaty Credit Opportunities Investors II, LLC ("SCI II"), whose managing member is SCM, (iii) 3,930,404 shares owned by Sankaty Credit Opportunities III, L.P. ("SCO III"), whose sole general partner is Sankaty Credit Opportunities Investors III, LLC ("SCI III"), whose sole managing member is SCM and (iv) 3,606,227 shares held by Sankaty Credit Opportunities IV, L.P. ("SCO IV"), whose sole general partner is Sankaty Credit Opportunites Investors IV, LLC ("SCI IV"). (Continue in Footnote 2) whose managing member is SCM. Jonathan S. Lavine is the managing member of SCM and as a result may be deemed to share voting and dispositive power with respect to the shares held by SCO, SCO II, SCO III and SCO IV. Mr. Lavine, and each of the entities noted above, disclaims beneficial ownership of shares except to the extent of their respective pecuniary interests therein. Incudes 4,646,561 shares owned by Sankaty Credit Opportunities (Offshore) IV, L.P. ("SCOO IV"), whose sole general partner is Sankaty Credit Opportunities Investors (Offshore) IV, L.P. ("SCIO IV"), whose sole general partner Sankaty Credit Member (Offshore), Ltd ("SCMO"). Jonathan S. Lavine is the sole director of SCMO and as a result may be deemed to share voting and dispositive power with respect to the shares held by SCOO IV. Mr. Lavine, and each of the entities noted above, disclaims beneficial ownership of shares except to the extent of their respective pecuniary interests therein. Includes Notes convertible into (i) 312,072 shares owned by SCO II, (ii) 5,594,900 shares owned by SCO III, (iii) 511,387 shares owned SCO IV and (iv) 3,590,612 shares owned by Prospect Harbor Credit Partners, L.P. ("PH"), whose sole general partner is Prospect Harbor Investors, LLC ("PHI"), whose managing member is SCM. Mr. Lavine is the managing member of SCM and as a result may be deemed to share voting and dispositive power with respect to the shares held by SCO II, SCO III, SCO IV and PH. Mr. Lavine, and each of the entities noted above, disclaims beneficial ownership of shares except to the extent of their respective pecuniary interests therein. Includes Notes convertible into 660,002 shares owned by SCOO IV. Mr. Lavine is the sole director of SCMO and as a result may be deemed to share voting and dispositive power power with respect to the shares held by SCOO IV. Mr. Lavine, and each of the entities noted above, disclaims beneficial ownership of shares except to the extent of their respective pecuniary interests therein. Includes Warrants convertible into (i) 2,568 shares owned by SCO, (ii) 70,495 shares owned by SCO II, (iii) 160,122 shares owned by SCO III and (iv) 16,286 shares owned by SCO IV. Mr. Lavine is the managing member of SCM and as a result may be deemed to share voting and dispositive power with respect to the shares held by SCO, SCO II, SCO III and SCO IV. Mr. Lavine, and each of the entities noted above, disclaims beneficial ownership of shares except to the extent of their respective pecuniary interests therein. Includes Warrants convertible into 21,076 shares owned by SCOO IV. Mr. Lavine is the sole director of SCMO and as a result may be deemed to share voting and dispositive power power with respect to the shares held by SCOO IV. Mr. Lavine, and each of the entities noted above, disclaims beneficial ownership of shares except to the extent of their respective pecuniary interests therein. Form 2 of 2 /s/ Jonathan Lavine 2010-03-02 -----END PRIVACY-ENHANCED MESSAGE-----