-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vi2f7e1twRNKNyEFrkd62zH3pjFzYVw5X4mp5d1S2e5kY2LO5DYzVaKc30gIBI2a RFkNJgJETj+PuGsKGr0M/w== 0001181431-09-009391.txt : 20090217 0001181431-09-009391.hdr.sgml : 20090216 20090217181525 ACCESSION NUMBER: 0001181431-09-009391 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090204 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUN CAPITAL SECURITIES FUND L P CENTRAL INDEX KEY: 0001288467 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32483 FILM NUMBER: 09616350 BUSINESS ADDRESS: STREET 1: 5200 TOWN CENTER CIRCLE STREET 2: SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-394-0550 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACCURIDE CORP CENTRAL INDEX KEY: 0000817979 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 611109077 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ACCURIDE STREET 2: 7140 OFFICE CIRCLE CITY: EVANSVILLE STATE: IN ZIP: 47715 BUSINESS PHONE: 8129625000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sun Accuride Debt Investments, LLC CENTRAL INDEX KEY: 0001455641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32483 FILM NUMBER: 09616352 BUSINESS ADDRESS: STREET 1: C/O SCSF EQUITIES, LLC STREET 2: 5200 TOWN CENTER CIRCLE, SUITE 600 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561 394-0550 MAIL ADDRESS: STREET 1: C/O SCSF EQUITIES, LLC STREET 2: 5200 TOWN CENTER CIRCLE, SUITE 600 CITY: BOCA RATON STATE: FL ZIP: 33486 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sun Capital Securities Advisors, LP CENTRAL INDEX KEY: 0001358621 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32483 FILM NUMBER: 09616351 BUSINESS ADDRESS: STREET 1: 5200 TOWN CENTER CIRCLE STREET 2: SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: (561) 394-0550 MAIL ADDRESS: STREET 1: 5200 TOWN CENTER CIRCLE STREET 2: SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33486 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sun Capital Securities III, LLC CENTRAL INDEX KEY: 0001456478 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32483 FILM NUMBER: 09616348 BUSINESS ADDRESS: STREET 1: C/O SCSF EQUITIES, LLC STREET 2: 5200 TOWN CENTER CIRCLE, SUITE 600 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561 394-0550 MAIL ADDRESS: STREET 1: C/O SCSF EQUITIES, LLC STREET 2: 5200 TOWN CENTER CIRCLE, SUITE 600 CITY: BOCA RATON STATE: FL ZIP: 33486 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sun Capital Securities Offshore Fund Ltd CENTRAL INDEX KEY: 0001344696 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32483 FILM NUMBER: 09616349 BUSINESS ADDRESS: STREET 1: 5200 TOWN CENTER CIRCLE STREET 2: SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 5613940550 MAIL ADDRESS: STREET 1: 5200 TOWN CENTER CIRCLE STREET 2: SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33486 3 1 rrd233633.xml FORM 3 X0203 3 2009-02-04 0 0000817979 ACCURIDE CORP AURD 0001455641 Sun Accuride Debt Investments, LLC 5200 TOWN CIRCLE CENTER SUITE 470 BOCA RATON FL 33486 0 0 1 0 0001358621 Sun Capital Securities Advisors, LP 5200 TOWN CIRCLE CENTER SUITE 470 BOCA RATON FL 33486 0 0 1 0 0001288467 SUN CAPITAL SECURITIES FUND L P 5200 TOWN CIRCLE CENTER SUITE 470 BOCA RATON FL 33486 0 0 1 0 0001344696 Sun Capital Securities Offshore Fund Ltd 5200 TOWN CIRCLE CENTER SUITE 470 BOCA RATON FL 33486 0 0 1 0 0001456478 Sun Capital Securities III, LLC 5200 TOWN CIRCLE CENTER SUITE 470 BOCA RATON FL 33486 0 0 1 0 Common Stock 3499102 I See Footnotes Series A Nonconvertible Preferred Stock 1 I See Footnotes Common Stock Purchase Warrant 0.01 2009-02-04 2019-02-04 Common Stock 12061351 I See Footnotes Represents Common Stock directly held by SCSF Equities, LLC ("SCSF Equities"). Together, Sun Capital Partners V, L.P. ("SCP V"), SCSF Debt Investments, LLC ("SCSF Debt"), and SCSF III Debt Investments, LP ("SCSF III") own all of the membership interests in Sun Accuride Debt Investments, LLC ("SADI"). Together, Sun Capital Securities Offshore Fund Ltd. and Sun Capital Securities Fund, LP own all of the membership interests in SCSF Equities. Marc J. Leder ("Leder") and Rodger R. Krouse ("Krouse") each own fifty percent (50%) of Sun Capital Partners V, Ltd., which is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. Leder and Krouse each own fifty percent (50%) of Sun Capital Securities, LLC, which is the general partner of Sun Capital Securities Advisors, LP, which is the general partner of Sun Capital Securities Fund, LP, which is a member of SCSF Debt and SCSF Equities. (Continued in Footnote 3) Leder and Krouse are also the only two directors of Sun Capital Securities Offshore Fund, Ltd., which is a member of SCSF Debt and SCSF Equities. Leder and Krouse each own fifty percent (50%) of Sun Capital Securities III, LLC, which is the general partner of SCSF III. As a result, SCP V, SCSF Debt, SCSF III, Leder, Krouse, Sun Capital Partners V, Ltd., Sun Capital Advisors V, L.P., Sun Capital Securities, LLC, Sun Capital Securities Advisors, LP, Sun Capital Securities Fund, LP, Sun Capital Securities Offshore Fund, Ltd., and Sun Capital Securities III, LLC (collectively, the "Indirect Sun Owners") and SCSF Equities may be deemed to have indirect beneficial ownership of the securities owned directly by SADI. Similarly, the Indirect Sun Owners and SADI may be deemed to have indirect beneficial ownership of the securities owned by SCSF Equities. (Continued in Footnote 4) Each Indirect Sun Owner, and SCSF Equities, with respect to the securities beneficially owned by SADI, and SADI with respect to the securities beneficially owned by SCSF Equities, expressly disclaims beneficial ownership of any securities in which they do not have a pecuniary interest. Represents Series A Nonconvertible Preferred Stock directly held by SADI. The Common Stock Purchase Warrant is exercisable for twenty-five percent (25%) of the fully diluted Common Stock of Accuride Corporation as calculated under the terms of the Common Stock Purchase Warrant. To determine the number of shares of Common Stock issuable upon exercise of the Common Stock Purchase Warrant, it is assumed that the Common Stock Purchase Warrant is exercised as of February 17, 2009, and that, as of that date (and immediately prior to that exercise), there are 36,184,053 shares of Common Stock outstanding on a fully diluted basis. The Exercise Price is equal to a price per share of one cent ($0.01) (such price per share, as adjusted from time to time in accordance with the provisions of the Common Stock Purchase Warrant) multiplied by the number of Warrant Shares being purchased upon such exercise. Represents Common Stock Purchase Warrant directly held by SADI. Form 2 of 2 /s/ Michael J. McConvery the Vice President & Assistant Secretary of Sun Accuride Debt Investments, LLC 2009-02-17 /s/ Michael J. McConvery the Vice President & Assistant Secretary of Sun Capital Securities, LLC the General Partner of Sun Capital Securities Advisors, LP 2009-02-17 /s/ Michael J. McConvery the Vice President & Assistant Secretary of Sun Capital Securities, LLC the General Partner of Sun Capital Securities Advisors, LP the General Partner of Sun Capital Securities Fund, LP 2009-02-17 /s/ Michael J. McConvery the Vice President of Sun Capital Securities Management, LLC the Investment Manager of Sun Capital Securities Offshore Fund, Ltd. 2009-02-17 /s/ Melissa Klafter the Vice President of Sun Capital Securities Management, LLC the Investment Manager of Sun Capital Securities Offshore Fund, Ltd. 2009-02-17 /s/ Michael J. McConvery the Vice President & Assistant Secretary of Sun Capital Securities III, LLC 2009-02-17 -----END PRIVACY-ENHANCED MESSAGE-----