-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hk1PnUU6MWwbedqYyEx/MXyq9xua2qrbdsVIQPmM8hlppAvD3YuIPejDrA/5PWkA vZ25c2DWn8AHLbqbCMmcEg== 0001140361-10-047645.txt : 20101201 0001140361-10-047645.hdr.sgml : 20101201 20101201165021 ACCESSION NUMBER: 0001140361-10-047645 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20101124 FILED AS OF DATE: 20101201 DATE AS OF CHANGE: 20101201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACCURIDE CORP CENTRAL INDEX KEY: 0000817979 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 611109077 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ACCURIDE STREET 2: 7140 OFFICE CIRCLE CITY: EVANSVILLE STATE: IN ZIP: 47715 BUSINESS PHONE: 8129625000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cetus Capital, LLC CENTRAL INDEX KEY: 0001492143 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32483 FILM NUMBER: 101225309 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DRIVE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-552-3586 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc1.xml FORM 4 X0303 4 2010-11-24 1 0000817979 ACCURIDE CORP ACUZ 0001492143 Cetus Capital, LLC 8 SOUND SHORE DRIVE GREENWICH CT 06830 0 0 1 0 Common Stock 2010-11-24 4 C 0 2742223 A 2742223 D 7.5% Senior Convertible Notes due 2020 2010-11-24 4 C 0 11511696.10 0 D 2010-08-31 Common Stock 2742223 0 D Upon the expiration of the Issuer's conversion offer, the 7.5% Senior Convertible Notes due 2020 beneficially owned by the Reporting Persons (as defined below) converted into 2,742,223 shares of common stock. The 7.5% Senior Convertible Notes had a face amount of $11,511,696 and converted into common stock at a rate of 238.2119 shares of common stock for each $1,000 of principal amount of 7.5% Senior Convertible Notes. The 7.5% Senior Convertible Notes expire on the second business day preceding February 26, 2020. The reporting persons are Cetus Capital, LLC ("Cetus"), Littlejohn Fund III, L.P. ("Fund III"), and Littlejohn Associates III, L.L.C. ("Associates III" and together with Cetus and Fund III, the "Reporting Persons"). The securities identified in this report are owned by Cetus. Fund III, as the sole member of Cetus, and Associates III, the general partner of Fund III, may each be deemed to be the indirect beneficial owner of these securities. Each of Fund III and Associates III disclaim any beneficial ownership of these securities, and this report shall not be deemed an admission that either of Fund III or Associates III is the beneficial owner of the securities for purpose of Section 16 or for any other purpose. The Reporting Persons expressly disclaim that they have agreed to act as a "group" and disclaim any membership in any "group." /s/ Michael I. Klein, manager of Littlejohn Associates III, L.L.C., the general partner of Littlejohn Fund III, L.P., sole member of Cetus Capital, LLC, on behalf of Cetus Capital, LLC 2010-11-30 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document

 
           JOINT FILING INFORMATION
 
Reporting Person:
LITTLEJOHN FUND III, L.P.
   
Address:
8 SOUND SHORE DRIVE
 
GREENWICH, CT  06830
   
Designated Filer:
CETUS CAPITAL, LLC
   
Issuer and Symbol:
ACCURIDE CORPORATION (ACUZ)
   
Date of Event Requiring Statement:
11/24/10
   

Signature:
/s/
/s/ Michael I. Klein, manager of Littlejohn Associates
III, L.L.C., the general partner of Littlejohn Fund III,
L.P., on behalf of Littlejohn Fund III, L.P.
_________________________________________
 
Signature of Reporting Person
   
   
Reporting Person:
LITTLEJOHN ASSOCIATES III, L.L.C.
   
Address:
8 SOUND SHORE DRIVE
 
GREENWICH, CT  06830
   
Designated Filer:
CETUS CAPITAL, LLC
   
Issuer and Symbol:
ACCURIDE CORPORATION (ACUZ)
   
Date of Event Requiring Statement:
11/24/10
   

Signature:
/s/
/s/ Michael I. Klein, manager of Littlejohn
Associates III, L.L.C., on behalf of
Littlejohn Associates III, L.L.C.
_________________________________________
 
Signature of Reporting Person

 

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