-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CE8BBACc9jeGIb8bOr4mc3Slz7KXAx9MkJxmkiIm4X8NRHWkLyFDm7mNmiTbMjNd BLbik+reEckrsCVvqpmqdg== 0001140361-10-035387.txt : 20100827 0001140361-10-035387.hdr.sgml : 20100827 20100827171210 ACCESSION NUMBER: 0001140361-10-035387 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100826 FILED AS OF DATE: 20100827 DATE AS OF CHANGE: 20100827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACCURIDE CORP CENTRAL INDEX KEY: 0000817979 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 611109077 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ACCURIDE STREET 2: 7140 OFFICE CIRCLE CITY: EVANSVILLE STATE: IN ZIP: 47715 BUSINESS PHONE: 8129625000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Littlejohn Fund III L P CENTRAL INDEX KEY: 0001313644 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32483 FILM NUMBER: 101044821 BUSINESS ADDRESS: STREET 1: 115 PUTNAM AVE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-552-3500 MAIL ADDRESS: STREET 1: 115 PUTNAM AVE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cetus Capital, LLC CENTRAL INDEX KEY: 0001492143 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32483 FILM NUMBER: 101044823 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DRIVE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-552-3586 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LITTLEJOHN ASSOCIATES III, L.L.C. CENTRAL INDEX KEY: 0001499693 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32483 FILM NUMBER: 101044822 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DRIVE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 552-3500 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE CITY: GREENWICH STATE: CT ZIP: 06830 3 1 doc1.xml FORM 3 X0203 3 2010-08-26 0 0000817979 ACCURIDE CORP ACUZ 0001492143 Cetus Capital, LLC 8 SOUND SHORE DRIVE GREENWICH CT 06830 0 0 1 0 0001499693 LITTLEJOHN ASSOCIATES III, L.L.C. 8 SOUND SHORE DRIVE GREENWICH CT 06830 0 0 1 0 0001313644 Littlejohn Fund III L P 8 SOUND SHORE DRIVE GREENWICH CT 06830 0 0 1 0 7.5% Senior Convertible Notes due 2020 .75 2010-02-26 Common Stock 15144241 D Warrants (right to buy) 2.10 2010-02-26 2012-02-26 Common Stock 8435 D The 7.5% Senior Convertible Notes due 2020 expire on the second business day preceding February 26, 2020. Pursuant to the Indenture (the "Indenture") pertaining to the 7.5% Senior Convertible Notes, the notes are initially convertible into 187,500,000 shares of new common stock and the first six interest payments are scheduled to be paid in the form of additional notes. The Indenture contains certain anti-dilution adjustments, among other provisions, that may increase the amount of new common stock issuable to the Reporting Persons. The reporting persons are Cetus Capital, LLC ("Cetus"), Littlejohn Fund III, L.P. ("Fund III"), and Littlejohn Associates III, L.L.C. ("Associates III" and together with Cetus and Fund III, the "Reporting Persons"). The securities identified in this report are owned by Cetus. Fund III, as the sole member of Cetus, and Associates III, the general partner of Fund III, may each be deemed to be the indirect beneficial owner of these securities. Each of Fund III and Associates III disclaim any beneficial ownership of these securities, and this report shall not be deemed an admission that either of Fund III or Associates III is the beneficial owner of the securities for purpose of Section 16 or for any other purpose. The Reporting Persons expressly disclaim that they have agreed to act as a "group" and disclaim any membership in any "group." /s/ Michael I. Klein, manager of Littlejohn Associates III, L.L.C., the general partner of Littlejohn Fund III, L.P., sole member of Cetus Capital, LLC, on behalf of Cetus Capital, LLC 2010-08-27 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document


 
           JOINT FILING INFORMATION
 
Reporting Person:
LITTLEJOHN FUND III, L.P.
   
Address:
8 SOUND SHORE DRIVE
 
GREENWICH, CT  06830
   
Designated Filer:
CETUS CAPITAL, LLC
   
Issuer and Symbol:
ACCURIDE CORPORATION [ACUZ]
   
Date of Event Requiring Statement:
08/26/10
   

Signature:
/s/
/s/ Michael I. Klein, manager of Littlejohn Associates
III, L.L.C., the general partner of Littlejohn Fund III,
L.P., on behalf of Littlejohn Fund III, L.P.
_________________________________________
 
Signature of Reporting Person
   
   
Reporting Person:
LITTLEJOHN ASSOCIATES III, L.L.C.
   
Address:
8 SOUND SHORE DRIVE
 
GREENWICH, CT  06830
   
Designated Filer:
CETUS CAPITAL, LLC
   
Issuer and Symbol:
ACCURIDE CORPORATION [ACUZ]
   
Date of Event Requiring Statement:
08/26/10
   

Signature:
/s/
/s/ Michael I. Klein Michael I. Klein, manager
of Littlejohn Associates III, L.L.C., on behalf of
Littlejohn Associates III, L.L.C.
_________________________________________
 
Signature of Reporting Person

 

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