0001104659-16-158419.txt : 20161121
0001104659-16-158419.hdr.sgml : 20161121
20161121192906
ACCESSION NUMBER: 0001104659-16-158419
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161118
FILED AS OF DATE: 20161121
DATE AS OF CHANGE: 20161121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SG Distressed Fund, LP
CENTRAL INDEX KEY: 0001561994
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32483
FILM NUMBER: 162011513
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 303
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 552-3500
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 303
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cetus Capital, LLC
CENTRAL INDEX KEY: 0001492143
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32483
FILM NUMBER: 162011514
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-552-3586
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Littlejohn Fund III L P
CENTRAL INDEX KEY: 0001313644
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32483
FILM NUMBER: 162011516
BUSINESS ADDRESS:
STREET 1: 115 PUTNAM AVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-552-3500
MAIL ADDRESS:
STREET 1: 115 PUTNAM AVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Davis Robert E.
CENTRAL INDEX KEY: 0001562024
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32483
FILM NUMBER: 162011517
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 303
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Littlejohn Associates IV, L.L.C.
CENTRAL INDEX KEY: 0001561999
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32483
FILM NUMBER: 162011518
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 303
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 552-3500
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 303
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cetus Capital II, LLC
CENTRAL INDEX KEY: 0001561987
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32483
FILM NUMBER: 162011521
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 303
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 552-3500
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 303
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maybaum Richard E.
CENTRAL INDEX KEY: 0001561969
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32483
FILM NUMBER: 162011522
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 303
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LITTLEJOHN ASSOCIATES III, L.L.C.
CENTRAL INDEX KEY: 0001499693
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32483
FILM NUMBER: 162011515
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 552-3500
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ACCURIDE CORP
CENTRAL INDEX KEY: 0000817979
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 611109077
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ACCURIDE
STREET 2: 7140 OFFICE CIRCLE
CITY: EVANSVILLE
STATE: IN
ZIP: 47715
BUSINESS PHONE: 8129625000
MAIL ADDRESS:
STREET 1: 7140 OFFICE CIRCLE
CITY: EVANSVILLE
STATE: IN
ZIP: 47715
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Littlejohn Opportunities Master Fund LP
CENTRAL INDEX KEY: 0001561998
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32483
FILM NUMBER: 162011519
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 303
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 552-3500
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 303
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Littlejohn Opportunities GP LLC
CENTRAL INDEX KEY: 0001561992
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32483
FILM NUMBER: 162011520
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 303
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 552-3500
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 303
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
a4.xml
4
X0306
4
2016-11-18
1
0000817979
ACCURIDE CORP
ACW
0001492143
Cetus Capital, LLC
8 SOUND SHORE DRIVE
SUITE 303
GREENWICH
CT
06830
0
0
1
0
0001561994
SG Distressed Fund, LP
8 SOUND SHORE DRIVE
SUITE 303
GREENWICH
CT
06830
0
0
1
0
0001561969
Maybaum Richard E.
8 SOUND SHORE DRIVE
SUITE 303
GREENWICH
CT
06830
0
0
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0001561987
Cetus Capital II, LLC
8 SOUND SHORE DRIVE
SUITE 303
GREENWICH
CT
06830
0
0
1
0
0001561992
Littlejohn Opportunities GP LLC
8 SOUND SHORE DRIVE
SUITE 303
GREENWICH
CT
06830
0
0
1
0
0001561998
Littlejohn Opportunities Master Fund LP
8 SOUND SHORE DRIVE
SUITE 303
GREENWICH
CT
06830
0
0
1
0
0001561999
Littlejohn Associates IV, L.L.C.
8 SOUND SHORE DRIVE
SUITE 303
GREENWICH
CT
06830
0
0
1
0
0001562024
Davis Robert E.
8 SOUND SHORE DRIVE
SUITE 303
GREENWICH
CT
06830
1
0
1
0
0001313644
Littlejohn Fund III L P
8 SOUND SHORE DRIVE
SUITE 303
GREENWICH
CT
06830
0
0
1
0
0001499693
LITTLEJOHN ASSOCIATES III, L.L.C.
8 SOUND SHORE DRIVE
SUITE 303
GREENWICH
CT
06830
0
0
1
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Common Stock
2016-11-18
4
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26402
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Common Stock
2016-11-18
4
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0
137850
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D
0
D
Common Stock
2016-11-18
4
S
0
2375763
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Common Stock
2016-11-18
4
S
0
4182716
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Common Stock
2016-11-18
4
S
0
1153655
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D
0
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Common Stock
2016-11-18
4
S
0
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Common Stock
2016-11-18
4
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Common Stock
2016-11-18
4
S
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Restricted Stock Units
2016-11-18
4
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Pursuant to the Agreement and Plan of Merger, dated September 2, 2016 (the "Merger Agreement"), by and among the Issuer, Armor Parent Corp. and Armor Merger Corp., each restricted stock unit held by Mr. Robert E. Davis at the effective time of the transactions contemplated by the Merger Agreement was automatically vested and was converted into one share of the Issuer's Common Stock.
These shares are directly owned by Robert E. Davis, who is a portfolio manager for Cetus Capital, LLC ("Cetus"), Cetus Capital II, LLC ("Cetus II"), Cetus Capital III, L.P. ("Cetus III"), Littlejohn Opportunities Master Fund LP ("Opportunities Master Fund") and SG Distressed Fund, LP ("Distressed Fund"). Mr. Davis disclaims any beneficial ownership of the shares included in this report except to the extent of his respective pecuniary interests therein, and this report shall not be deemed an admission that Mr. Davis is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
These shares are directly owned by Cetus. Littlejohn Fund III, L.P. ("Fund III"), as the sole member of Cetus, and Littlejohn Associates III, L.L.C. ("Associates III"), the general partner of Fund III, may each be deemed to be the indirect beneficial owner of these shares. Each of Fund III and Associates III disclaim any beneficial ownership of the shares included in this report except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that Fund III or Associates III is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
These shares are directly owned by Cetus II. Littlejohn Fund IV, L.P. ("Fund IV"), as the sole member of Cetus II, and Littlejohn Associates IV, L.L.C. ("Associates IV"), the general partner of Fund IV, may each be deemed to be the indirect beneficial owner of these shares. Each of Fund IV and Associates IV disclaim any beneficial ownership of the shares included in this report except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that Fund IV or Associates IV is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
These shares are directly owned by Opportunities Master Fund. Littlejohn Opportunities GP LLC ("Opportunities GP"), the general partner of Opportunities Master Fund, may be deemed to be the indirect beneficial owner of these shares. Opportunities GP disclaims any beneficial ownership of the shares included in this report except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that Opportunities GP is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
These shares are directly owned by Distressed Fund. Opportunities GP, the general partner of Distressed Fund, may be deemed to be the indirect beneficial owner of these shares. Opportunities GP disclaims any beneficial ownership of the shares included in this report except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that Opportunities GP is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
These shares are directly owned by Richard E. Maybaum, who is a portfolio manager for Cetus, Cetus II, Cetus III, Opportunities Master Fund and Distressed Fund. Mr. Maybaum disclaims any beneficial ownership of the shares included in this report except to the extent of his respective pecuniary interests therein, and this report shall not be deemed an admission that Mr. Maybaum is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
These shares are directly owned by Cetus III. Cetus III disclaims any beneficial ownership of the shares included in this report except to the extent of its pecuniary interests therein, and this report shall not be deemed an admission that Cetus III is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
Robert E. Davis, Authorized Signatory for each Reporting Person
2016-11-21