-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ac7mo9/jYsB20fFsZJtf2p3tR8HlvNrGvyNOmUzbJxE8pWNHcHzuBLlte7gWr8iq evAcwPNn8UG1I77J8Qf0zg== 0001018459-97-000004.txt : 19970812 0001018459-97-000004.hdr.sgml : 19970812 ACCESSION NUMBER: 0001018459-97-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970731 FILED AS OF DATE: 19970811 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SHARED TECHNOLOGIES FAIRCHILD INC CENTRAL INDEX KEY: 0000817632 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TELEPHONE INTERCONNECT SYSTEMS [7385] IRS NUMBER: 870424558 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17366 FILM NUMBER: 97655763 BUSINESS ADDRESS: STREET 1: 100 GREAT MEADOW RD STREET 2: STE 104 CITY: WETHERSFIELD STATE: CT ZIP: 06109 BUSINESS PHONE: 8602582400 MAIL ADDRESS: STREET 1: 100 GREAT MEADOW ROAD SUITE 104 STREET 2: 100 GREAT MEADOW ROAD SUITE 104 CITY: WETHERSFIELD STATE: CT ZIP: 06109 FORMER COMPANY: FORMER CONFORMED NAME: SHARED TECHNOLOGIES FAIRCHILD COMMUNICATIONS CORP /CT DATE OF NAME CHANGE: 19960430 FORMER COMPANY: FORMER CONFORMED NAME: SHARED TECHNOLOGIES INC DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: AUTORINO ANTHONY D CENTRAL INDEX KEY: 0001018459 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 100 GREAT MEADOW RD STE 104 STREET 2: C/O SHARED TECHNOLOGIES FAIRCHILD INC CITY: WETHERSFIELD STATE: CT ZIP: 06109 BUSINESS PHONE: 8602582400 MAIL ADDRESS: STREET 1: C/O SHARED TECHNOLOGIES FAIRCHILD INC STREET 2: 100 GREAT MEADOW RD STE 104 CITY: WETHERSFIELD STATE: CT ZIP: 06109 4 1 FORM 4 - JULY 31, 1997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Autorino, Anthony D. c/o Shared Technologies Fairchild Inc. 100 Great Meadow Road Wethersfield, CT 06109 USA 2. Issuer Name and Ticker or Trading Symbol Shared Technologies Fairchild Inc STCH 3. IRS or Social Security Number of Reporting Person (Voluntary) - 4. Statement for Month/Year JULY 31, 1997 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Chairman & Chief Executive Officer 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |- |- |-|- |- |- |- |- |- | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7-30-9|S |-|17,500 |D |$10.46 |93,750 |I |(1) | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7-30-9|S |-|92,750 |D |$10.46 |777,618 |D |- | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |- |- |-|- |- |- |- |- |- | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |- |- |-|- |- |- |7,000 |D |(2) | - -----------------------------------------------------------------------------------------------------------------------------------| Preferred Stock, Series D |- |- |-|- |- |- |11,500 |D |- | - -----------------------------------------------------------------------------------------------------------------------------------| Preferred Stock, Series D |- |- |-|- |- |- |17,500 |I |(1) | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Option to buy |$4.00 |- |- |-|- - |A,D|12/15|12/14|Common |- |- |50,000 |D |- | | | | |-| | |/95 |/02 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option to buy |3.75 |- |- |-|- - |A,D|11/15|11/14|Common |- |- |50,000 |D |- | | | | | | | |/95 |/02 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option to buy |3.25 |- |- |-|- - |A,D|8/1/9|7/31/|Common |- |- |20,000 |D |- | | | | | | | |4 |02 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option to buy |5.00 |- |- |-|- - |A,D|12/93|12/97|Common |- |- |10,000 |D |- | - -----------------------------------------------------------------------------------------------------------------------------------| Option to buy |2.84 |7-30-|M |-|81,250 - |A,D|12/90|12/97|Common |- |- |0 |D |- | | |97 | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option to buy |4.375 |- |- |-|- - |A,D|4/16/|4/16/|Common |- |- |500,000 |D |- | | | | | | | |97 |06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option to buy |6.375 |6-24-|A | |125,000 |A |6/24/|6/23/|Common |- |- |125,000 |D |- | | |97 | | | | |98 |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Warrants |5.75 |7-30-|X |-|11,500 - |A,D|12/7/|12/31|Common |- |- |0 |D |- | | |97 | | | | |94 |/98 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Warrants |5.75 |7-30-|X |-|17,500 - |A,D|12/7/|12/31|Common |- | |0 |I |(1) | | |97 | | | | |94 |/98 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) owned beneficially by spouse, beneficial ownership disclaimed (2) owned through 401(k) plan SIGNATURE OF REPORTING PERSON Anthony D. Autorino, by Kenneth M. Dorros, LPA DATE 08/11/97 -----END PRIVACY-ENHANCED MESSAGE-----