0001140361-11-059008.txt : 20111227 0001140361-11-059008.hdr.sgml : 20111226 20111227172341 ACCESSION NUMBER: 0001140361-11-059008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20111222 FILED AS OF DATE: 20111227 DATE AS OF CHANGE: 20111227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paulson John CENTRAL INDEX KEY: 0001394923 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00149 FILM NUMBER: 111282687 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN CAPITAL, LTD CENTRAL INDEX KEY: 0000817473 IRS NUMBER: 521451377 BUSINESS ADDRESS: STREET 1: 2 BETHESDA METRO CENTER STREET 2: 14TH FL, ATT TREASURY, CASH AND BANKING CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 3019516122 MAIL ADDRESS: STREET 1: 2 BETHESDA METRO CENTER STREET 2: 14TH FL, ATT TREASURY, CASH AND BANKING CITY: BETHESDA STATE: MD ZIP: 20814 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN CAPITAL STRATEGIES LTD DATE OF NAME CHANGE: 19970623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAULSON PARTNERS LP CENTRAL INDEX KEY: 0001010291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00149 FILM NUMBER: 111282693 BUSINESS ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-956-2221 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAULSON & CO INC CENTRAL INDEX KEY: 0001035674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00149 FILM NUMBER: 111282694 BUSINESS ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2129562221 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAULSON ENHANCED LTD CENTRAL INDEX KEY: 0001194394 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00149 FILM NUMBER: 111282688 BUSINESS ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: P.O. BOX 309, UGLAND HOUSE, S. CHURCH ST CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 2129866000 MAIL ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: P.O. BOX 309, UGLAND HOUSE, S. CHURCH ST CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paulson Partners Enhanced L.P. CENTRAL INDEX KEY: 0001448804 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00149 FILM NUMBER: 111282692 BUSINESS ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-956-2221 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 FORMER NAME: FORMER CONFORMED NAME: Paulson Partners Enchanced L.P. DATE OF NAME CHANGE: 20081027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paulson International Ltd. CENTRAL INDEX KEY: 0001448805 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00149 FILM NUMBER: 111282691 BUSINESS ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: P.O. BOX 309, UGLAND HOUSE, S. CHURCH ST CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212-956-2221 MAIL ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: P.O. BOX 309, UGLAND HOUSE, S. CHURCH ST CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paulson Advantage Master Ltd. CENTRAL INDEX KEY: 0001448831 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00149 FILM NUMBER: 111282690 BUSINESS ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: P.O. BOX 309, UGLAND HOUSE, S. CHURCH ST CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212-956-2221 MAIL ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: P.O. BOX 309, UGLAND HOUSE, S. CHURCH ST CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paulson Advantage Plus Master Ltd. CENTRAL INDEX KEY: 0001448858 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00149 FILM NUMBER: 111282689 BUSINESS ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: P.O. BOX 309, UGLAND HOUSE, S. CHURCH ST CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212-956-2221 MAIL ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: P.O. BOX 309, UGLAND HOUSE, S. CHURCH ST CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 4 1 doc1.xml FORM 4 X0304 4 2011-12-22 1 0000817473 AMERICAN CAPITAL, LTD ACAS 0001035674 PAULSON & CO INC 1251 AVENUE OF THE AMERICAS 50TH FLOOR NEW YORK NY 10020 0 0 1 0 0001010291 PAULSON PARTNERS LP 1251 AVENUE OF THE AMERICAS 50TH FLOOR NEW YORK NY 10020 0 0 1 0 0001448804 Paulson Partners Enhanced L.P. 1251 AVENUE OF THE AMERICAS 50TH FLOOR NEW YORK NY 10020 0 0 1 0 0001448805 Paulson International Ltd. C/O MAPLES CORPORATE SERVICES LIMITED P.O. BOX 309, UGLAND HOUSE, S. CHURCH ST GRAND CAYMAN E9 KY1-1104 CAYMAN ISLANDS 0 0 1 0 0001448831 Paulson Advantage Master Ltd. C/O MAPLES CORPORATE SERVICES LIMITED P.O. BOX 309, UGLAND HOUSE, S. CHURCH ST GRAND CAYMAN E9 KY1-1104 CAYMAN ISLANDS 0 0 1 0 0001448858 Paulson Advantage Plus Master Ltd. C/O MAPLES CORPORATE SERVICES LIMITED P.O. BOX 309, UGLAND HOUSE, S. CHURCH ST GRAND CAYMAN E9 KY1-1104 CAYMAN ISLANDS 0 0 1 0 0001194394 PAULSON ENHANCED LTD C/O MAPLES CORPORATE SERVICES LIMITED P.O. BOX 309, UGLAND HOUSE, S. CHURCH ST GRAND CAYMAN E9 KY1-1104 CAYMAN ISLANDS 0 0 1 0 0001394923 Paulson John 1251 AVENUE OF THE AMERICAS 50TH FLOOR NEW YORK NY 10020 0 0 1 0 Common Stock 2011-12-22 4 S 0 6404 7.16 D 1488218 D Common Stock 2011-12-22 4 S 0 2874 7.16 D 569147 D Common Stock 2011-12-22 4 S 0 8786 7.16 D 1877372 D Common Stock 2011-12-22 4 S 0 30528 7.16 D 5286483 D Common Stock 2011-12-22 4 S 0 4608 7.16 D 1255393 I See Common Stock 2011-12-22 4 S 0 252795 7.15 D 1235423 D Common Stock 2011-12-22 4 S 0 113446 7.15 D 455701 D Common Stock 2011-12-22 4 S 0 346796 7.15 D 1530576 D Common Stock 2011-12-22 4 S 0 1205066 7.15 D 4081417 D Common Stock 2011-12-22 4 S 0 181897 7.15 D 1073496 I See Reflects the securities of the issuer owned directly by Paulson Partners Enhanced, L.P. ("Enhanced LP"). Reflects the securities of the issuer owned directly by Paulson Partners L.P. ("Paulson Partners"). Reflects the securities of the issuer owned directly by Paulson International Ltd. ("Paulson International"). Reflects the securities of the issuer owned directly by Paulson Enhanced Ltd. ("Enhanced Ltd."). Reflects the securities of the issuer held in accounts managed separately ("Separately Managed Accounts") by Paulson & Co. Inc. ("Paulson"). Paulson is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of Enhanced LP, Paulson Partners, Paulson International, Enhanced Ltd., Paulson Recovery Master Fund Ltd. ("Recovery Master"), Paulson Advantage Master Ltd. ("Advantage Master") and Paulson Advantage Plus Master Ltd. ("Advantage Plus Master," and collectively, the "Funds") and the Separately Managed Accounts. Paulson is also the controlling person of Paulson Advisers LLC, the managing general partner of each of Paulson Partners and Enhanced L.P. John Paulson is the controlling person of Paulson. Additionally, Recovery Master directly owns 12,000,000 shares, Advantage Master directly owns 4,772,745 shares and Advantage Plus Master directly owns 7,674,342 shares. Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds and the Separately Managed Accounts. For purposes of this Form 4, Paulson and John Paulson disclaim beneficial ownership of the shares of common stock owned by the Funds and accounts reporting on this Form 4 except to the extent of their pecuniary interest therein. Stuart L. Merzer, General Counsel and Chief Compliance Officer of Paulson & Co. Inc. 2011-12-27 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document
Joint Filer Information
 
Title of Security:
Common Stock
 
Issuer & Ticker Symbol:
American Capital, Ltd. (ACAS)
 
Designated Filer:
Paulson & Co. Inc.
 
Other Joint Filers:
 
Paulson Advantage Master Ltd. (“Advantage Master”);
Paulson Advantage Plus Master Ltd. (“Advantage Plus Master”);
Paulson International Ltd. (“Paulson International”);
Paulson Enhanced Ltd. (“Enhanced Ltd.”);
Paulson Recovery Master Fund Ltd. (“Recovery Master”);
Paulson Partners L.P. (“Paulson Partners”);
Paulson Partners Enhanced, L.P. (“Enhanced LP”); and
John Paulson
 
Addresses:
 
The address of each of Paulson Partners, Enhanced LP and John Paulson is 1251 Avenue of the Americas, 50th Floor, New York, New York 10020.
 
The address of each of Advantage Master, Advantage Plus Master, Paulson International, Enhanced Ltd. and Recovery Master is c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, South Church Street, Grand Cayman, KY1-1104, Cayman Islands.
   
Signatures:
 
Dated:  December 27, 2011

PAULSON ADVANTAGE MASTER LTD.
By: Paulson & Co. Inc., as Investment Manager
 
 
By:  /s/ Stuart L. Merzer
        -------------------------
Name:   Stuart L. Merzer
Title:     General Counsel &
                 Chief Compliance Officer


PAULSON ADVANTAGE PLUS MASTER LTD.
By: Paulson & Co. Inc., as Investment Manager
 
 
By:  /s/ Stuart L. Merzer
        -------------------------
Name:   Stuart L. Merzer
Title:     General Counsel &
                 Chief Compliance Officer
 
 
 
 
PAULSON INTERNATIONAL LTD.
By: Paulson & Co. Inc., as Investment Manager


By:  /s/ Stuart L. Merzer
        -------------------------
Name:   Stuart L. Merzer
Title:     General Counsel &
                 Chief Compliance Officer

PAULSON ENHANCED LTD.
By: Paulson & Co. Inc., as Investment Manager


By:  /s/ Stuart L. Merzer
        -------------------------
Name:   Stuart L. Merzer
Title:     General Counsel &
                 Chief Compliance Officer

PAULSON RECOVERY MASTER FUND LTD.
By: Paulson & Co. Inc., as Investment Manager


By:  /s/ Stuart L. Merzer
        -------------------------
Name:   Stuart L. Merzer
Title:     General Counsel &
                 Chief Compliance Officer

PAULSON PARTNERS L.P.
By: Paulson Advisers LLC, general partner
By: Paulson & Co. Inc., managing member


By:  /s/ Stuart L. Merzer
        -------------------------
Name:   Stuart L. Merzer
Title:     General Counsel &
                 Chief Compliance Officer
 
 
PAULSON PARTNERS ENHANCED L.P.
By: Paulson Advisers LLC, general partner
By: Paulson & Co. Inc., managing member


By:  /s/ Stuart L. Merzer
        -------------------------
Name:   Stuart L. Merzer
Title:     General Counsel &
                 Chief Compliance Officer

 
/s/ Stuart L. Merzer
----------------------------------------
      Stuart L. Merzer, as Attorney-in-Fact
                 For John Paulson
 
 
 
POWER OF ATTORNEY
 
The undersigned hereby makes, constitutes and appoints Stuart Merzer as the undersigned’s true and lawful authorized representative, attorney-in-fact and agent, with the power individually to execute for and on behalf of the undersigned and to file with and deliver to the United States Securities and Exchange Commission and any other authority or party required or entitled to receive the same: (a) any Forms 3, 4 and 5, and any amendments thereto, in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the “1934 Act”), and the rules promulgated thereunder; and (b) any Schedule 13D or Schedule 13G, and any amendments thereto, on behalf of the undersigned in accordance with Section 13 of the 1934 Act and the rules promulgated thereunder.
 
The undersigned also hereby grants to such attorney-in-fact the full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, hereby ratifying and confirming all that such attorney-in-fact shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming any of the undersigned's responsibilities to comply with Section 16 or Section 13 of the 1934 Act or any other provision of the 1934 Act or the rules promulgated thereunder.
 
This Power of Attorney shall remain in full force and effect until earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.
 
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of October 29, 2008.
 

/s/ John Paulson
John Paulson



ACKNOWLEDGEMENT IN NEW YORK STATE

STATE OF NEW YORK, COUNTY OF NEW YORK ss.:

On October 29, 2008, before me, the undersigned personally appeared, John Paulson, personally known to me or proved to me on the basis of satisfactory evidence to be the individual whose name is subscribed to the within instrument and acknowledged to me that he executed the same in his capacity, and that by his signature on the instrument, the individual, or the person upon behalf of which the individual acted, executed the instrument.
 
/s/ Marsha Rojas
 (signature and office of individual taking acknowledgement)

[Notary Stamp and Seal]