-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lz7MdF7Kg+6sFaGro+wqhC/Ip/gIEqW54fFul5VVYscytXqwLlHAPer8kngWzbpf W0Ll/jR0JRXVpeGEkcQWIQ== 0001193125-04-094836.txt : 20040526 0001193125-04-094836.hdr.sgml : 20040526 20040526162216 ACCESSION NUMBER: 0001193125-04-094836 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040526 GROUP MEMBERS: GEI CAPITAL III, LLC GROUP MEMBERS: GREEN EQUITY INVESTORS III, L.P. GROUP MEMBERS: GREEN EQUITY INVESTORS SIDE III, L.P. GROUP MEMBERS: JOHN G. DANHAKL GROUP MEMBERS: JOHN M. BAUMER GROUP MEMBERS: LEONARD GREEN & PARTNERS, L.P. GROUP MEMBERS: LPG MANAGEMENT, INC. GROUP MEMBERS: PETER J. NOLAN FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREEN EQUITY INVESTORS III LP CENTRAL INDEX KEY: 0001072272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 11111 SANTA MONICA BLVD STREET 2: SUITE 2000 CITY: LOS ANGELES STATE: CA ZIP: 90025 MAIL ADDRESS: STREET 1: C/O LEONARD GREEN & PARTNERS LP STREET 2: 11111 SANTA MONICA BLVD - SUITE 2000 CITY: LOS ANGELES STATE: CA ZIP: 90025 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VCA ANTECH INC CENTRAL INDEX KEY: 0000817366 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 954097995 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45093 FILM NUMBER: 04832642 BUSINESS ADDRESS: STREET 1: 12401 WEST OLYMPIC BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90064-1022 BUSINESS PHONE: 310-584-65 MAIL ADDRESS: STREET 1: 12401 WEST OLYMPIC BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90064-1022 FORMER COMPANY: FORMER CONFORMED NAME: VETERINARY CENTERS OF AMERICA INC DATE OF NAME CHANGE: 19940328 SC 13D/A 1 dsc13da.htm AMENDMENT NO. 3 TO SCHEDULE 13D FOR VCA ANTECH, INC. Amendment No. 3 to Schedule 13D For VCA Antech, Inc.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13D

 

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No.     3 )*

 

 

 

 

 

VCA Antech, Inc.


(Name of Issuer)

 

 

Common Stock, $0.001 par value, per share


(Title of Class of Securities)

 

 

918194 10 1


(CUSIP Number)

 

 

Jennifer Bellah Maguire

Gibson, Dunn & Crutcher LLP

333 South Grand Avenue

Los Angeles, California 90071-3197

(213) 229-7986


(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

 

May 18, 2004


(Date of Event Which Requires Filing of Statement on Schedule 13D)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), checking the following box.  ¨

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 918194 10 1    Amendment No. 3 to Schedule 13D    Page  2  of 13 Pages

 

 


  1.  

Name of Reporting Persons:

I.R.S. Identification No. of Above Persons (entities only):

 

Green Equity Investors III, L.P.

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions):

(a)  ¨

(b)  ¨

   

  3.  

SEC Use Only:

 

   

  4.  

Source of Funds (See Instructions):

WC

   

  5.  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):

 

  ¨

  6.  

Citizenship or Place of Organization:

Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

  7.    Sole Voting

 

         Power                 0


  8.    Shared Voting

 

         Power                 3,396,937


  9.    Sole Dispositive

 

         Power                 0


10.    Shared Dispositive

 

         Power                 3,396,937


11.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

3,396,937

   

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):

 

 

¨

 


13.  

Percent of Class Represented by Amount in Row (11):

8.3% beneficial ownership of the voting stock based on 40,775,396 shares of Common Stock outstanding on May 7, 2004

 

   

14.  

Type of Reporting Person (See Instructions):

PN

   


CUSIP No. 918194 10 1    Amendment No. 3 to Schedule 13D    Page  3  of 13 Pages

 

 


  1.  

Name of Reporting Persons:

I.R.S. Identification No. of Above Persons (entities only):

 

Green Equity Investors Side III, L.P.

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions):

(a)  ¨

(b)  ¨

   

  3.  

SEC Use Only:

 

   

  4.  

Source of Funds (See Instructions):

WC

   

  5.  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):

 

  ¨

  6.  

Citizenship or Place of Organization:

Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

  7.    Sole Voting

 

         Power                 0


  8.    Shared Voting

 

         Power                 3,396,937


  9.    Sole Dispositive

 

         Power                 0


10.    Shared Dispositive

 

         Power                 3,396,937


11.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

3,396,937

   

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):

 

 

¨

 


13.  

Percent of Class Represented by Amount in Row (11):

8.3% beneficial ownership of the voting stock based on 40,775,396 shares of Common Stock outstanding on May 7, 2004

 

   

14.  

Type of Reporting Person (See Instructions):

PN

   


CUSIP No. 918194 10 1    Amendment No. 3 to Schedule 13D    Page  4  of 13 Pages

 

 


  1.  

Name of Reporting Persons:

I.R.S. Identification No. of Above Persons (entities only):

 

GEI Capital III, LLC

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions):

(a)  ¨

(b)  ¨

   

  3.  

SEC Use Only:

 

   

  4.  

Source of Funds (See Instructions):

WC

   

  5.  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):

 

  ¨

  6.  

Citizenship or Place of Organization:

Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

  7.    Sole Voting

 

         Power                 0


  8.    Shared Voting

 

         Power                 3,396,937


  9.    Sole Dispositive

 

         Power                 0


10.    Shared Dispositive

 

         Power                 3,396,937


11.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

3,396,937

   

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):

 

 

¨

 


13.  

Percent of Class Represented by Amount in Row (11):

8.3% beneficial ownership of the voting stock based on 40,775,396 shares of Common Stock outstanding on May 7, 2004

 

   

14.  

Type of Reporting Person (See Instructions):

PN

   


CUSIP No. 918194 10 1    Amendment No. 3 to Schedule 13D    Page  5  of 13 Pages

 

 


  1.  

Name of Reporting Persons:

I.R.S. Identification No. of Above Persons (entities only):

 

LGP Management, Inc.

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions):

(a)  ¨

(b)  ¨

   

  3.  

SEC Use Only:

 

   

  4.  

Source of Funds (See Instructions):

WC

   

  5.  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):

 

  ¨

  6.  

Citizenship or Place of Organization:

Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

  7.    Sole Voting

 

         Power                 0


  8.    Shared Voting

 

         Power                 3,396,937


  9.    Sole Dispositive

 

         Power                 0


10.    Shared Dispositive

 

         Power                 3,396,937


11.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

3,396,937

   

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):

 

 

¨

 


13.  

Percent of Class Represented by Amount in Row (11):

8.3% beneficial ownership of the voting stock based on 40,775,396 shares of Common Stock outstanding on May 7, 2004

 

   

14.  

Type of Reporting Person (See Instructions):

CO

   


CUSIP No. 918194 10 1    Amendment No. 3 to Schedule 13D    Page  6  of 13 Pages

 

 


  1.  

Name of Reporting Persons:

I.R.S. Identification No. of Above Persons (entities only):

 

Leonard Green & Partners, L.P.

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions):

(a)  ¨

(b)  ¨

   

  3.  

SEC Use Only:

 

   

  4.  

Source of Funds (See Instructions):

WC

   

  5.  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):

 

  ¨

  6.  

Citizenship or Place of Organization:

Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

  7.    Sole Voting

 

         Power                 0


  8.    Shared Voting

 

         Power                 3,396,937


  9.    Sole Dispositive

 

         Power                 0


10.    Shared Dispositive

 

         Power                 3,396,937


11.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

3,396,937

   

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):

 

 

¨

 


13.  

Percent of Class Represented by Amount in Row (11):

8.3% beneficial ownership of the voting stock based on 40,775,396 shares of Common Stock outstanding on May 7, 2004

 

   

14.  

Type of Reporting Person (See Instructions):

PN

   


CUSIP No. 918194 10 1    Amendment No. 3 to Schedule 13D    Page  7  of 13 Pages

 

 


  1.  

Name of Reporting Persons:

I.R.S. Identification No. of Above Persons (entities only):

 

John G. Danhakl

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions):

(a)  ¨

(b)  ¨

   

  3.  

SEC Use Only:

 

   

  4.  

Source of Funds (See Instructions):

WC

   

  5.  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):

 

  ¨

  6.  

Citizenship or Place of Organization:

United States of America

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

  7.    Sole Voting

 

         Power                 0


  8.    Shared Voting

 

         Power                 3,396,937


  9.    Sole Dispositive

 

         Power                 0


10.    Shared Dispositive

 

         Power                 3,396,937


11.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

3,396,937

   

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):

 

 

¨

 


13.  

Percent of Class Represented by Amount in Row (11):

8.3% beneficial ownership of the voting stock based on 40,775,396 shares of Common Stock outstanding on May 7, 2004

 

   

14.  

Type of Reporting Person (See Instructions):

IN

   


CUSIP No. 918194 10 1    Amendment No. 3 to Schedule 13D    Page  8  of 13 Pages

 

 


  1.  

Name of Reporting Persons:

I.R.S. Identification No. of Above Persons (entities only):

 

Peter J. Nolan

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions):

(a)  ¨

(b)  ¨

   

  3.  

SEC Use Only:

 

   

  4.  

Source of Funds (See Instructions):

WC

   

  5.  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):

 

  ¨

  6.  

Citizenship or Place of Organization:

United States of America

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

  7.    Sole Voting

 

         Power                 0


  8.    Shared Voting

 

         Power                 3,396,937


  9.    Sole Dispositive

 

         Power                 0


10.    Shared Dispositive

 

         Power                 3,396,937


11.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

3,396,937

   

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):

 

 

¨

 


13.  

Percent of Class Represented by Amount in Row (11):

8.3% beneficial ownership of the voting stock based on 40,775,396 shares of Common Stock outstanding on May 7, 2004

 

   

14.  

Type of Reporting Person (See Instructions):

IN

   


CUSIP No. 918194 10 1    Amendment No. 3 to Schedule 13D    Page  9  of 13 Pages

 


  1.  

Name of Reporting Persons:

I.R.S. Identification No. of Above Persons (entities only):

 

John M. Baumer

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions):

(a)  ¨

(b)  ¨

   

  3.  

SEC Use Only:

 

   

  4.  

Source of Funds (See Instructions):

WC

   

  5.  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):

 

  ¨

  6.  

Citizenship or Place of Organization:

United States of America

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

  7.    Sole Voting

 

         Power                 0


  8.    Shared Voting

 

         Power                 3,396,937


  9.    Sole Dispositive

 

         Power                 0


10.    Shared Dispositive

 

         Power                 3,396,937


11.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

3,396,937

   

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):

 

 

¨

 


13.  

Percent of Class Represented by Amount in Row (11):

8.3% beneficial ownership of the voting stock based on 40,775,396 shares of Common Stock outstanding on May 7, 2004

 

   

14.  

Type of Reporting Person (See Instructions):

IN

   


CUSIP No. 918194 10 1    Amendment No. 3 to Schedule 13D    Page  10  of 13 Pages

 

This Amendment No. 3 to Schedule 13D (this “Amendment No. 3”) amends and supplements the Statement on Schedule 13D filed with the Securities and Exchange Commission (the “SEC”) on February 11, 2003 (the “Schedule 13D”), as amended by Amendment No. 1, dated February 25, 2003, and Amendment No. 2, dated October 28, 2003, which relates to the common stock, $0.001 par value per share (the “Common Stock”), of VCA Antech, Inc., a Delaware corporation (the “Issuer”). Capitalized terms used herein and not otherwise defined in this Amendment No. 3 shall have the meanings set forth in the Schedule 13D.

 

This Amendment No. 3 is being filed by Green Equity Investors III, L.P., a Delaware limited partnership (“GEI III”), Green Equity Investors Side III, L.P., a Delaware limited partnership (“GEI Side III”), GEI Capital III, LLC, a Delaware limited liability company (“GEIC”), Leonard Green & Partners, L.P., a Delaware limited partnership (“LGP”), LGP Management, Inc., a Delaware corporation (“LGPM”), John G. Danhakl, Peter J. Nolan and John M. Baumer (collectively, “Reporting Persons”) pursuant to their Joint Filing Agreement (incorporated herein by reference to Exhibit 4 to the Schedule 13D filed with the SEC on February 11, 2003).

 

ITEM 4.   PURPOSE OF TRANSACTION

 

Item 4 of the Schedule 13D is hereby amended to add the following information:

 

On May 18, 2004, GEI III and GEI Side III disposed of 3,450,000 shares of Common Stock (the “Shares”) with a public offering price of $38.75 per share, less an underwriting discount of $0.83 per share, pursuant to an underwriting agreement, filed with the SEC as an exhibit to the Issuer’s Form 8-K on May 17, 2004 (the “Underwriting Agreement”) and under a registration statement of the Issuer on Form S-3 (File No. 333-114471) and amendments and supplements thereto filed with the SEC (collectively, the “Registration Statement”). GEI Side III is an affiliated fund of GEI III and invests in tandem with GEI III. GEI Side III’s investments represent less than 1% of the amount invested in each transaction.

 

ITEM 5.   INTEREST IN SECURITIES OF THE ISSUER

 

Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:

 

(a) and (b)

 

Reporting Persons


  

Number of Shares
With Sole Voting

and Dispositive

Power


  

Number of

Shares With

Shared Voting

and Dispositive

Power


  

Aggregate

Number of

Shares

Beneficially

Owned


  

Percentage

of Class

Beneficially

Owned


 

GEI III

and GEI Side III

   0    3,396,937    3,396,937    8.3 %
Other Reporting Persons    0    3,396,937    3,396,937    8.3 %

 

  (c)   Other than as reported in this Amendment No. 3, none of the Reporting Persons has effected any transactions involving the Common Stock in the 60 days prior to filing this Amendment No. 3.


CUSIP No. 918194 10 1    Amendment No. 3 to Schedule 13D    Page  11  of 13 Pages

 

(d) Not applicable.

 

(e) Not applicable.

 

ITEM 6.   CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER

 

Item 6 is hereby amended to add the following:

 

On May 12, 2004, GEI III, the Issuer and the underwriter entered into the Underwriting Agreement. The Underwriting Agreement provided for the sale by GEI III and GEI Side III of 3,000,000 shares of Common Stock and granted the underwriter an over-allotment option to purchase an additional 450,000 shares of Common Stock. The over-allotment option was exercised and the aggregate number of shares of Common Stock sold was 3,450,000.

 

ITEM 7.   MATERIAL TO BE FILED AS EXHIBITS

 

Item 7 is hereby amended to add the following:

 

  6.   Underwriting Agreement, dated May 12, 2004 (incorporated herein by reference to Exhibit 1.1 to VCA Antech, Inc.’s form 8-K, as filed with the SEC on May 17, 2004, File No. 1-16783).


CUSIP No. 918194 10 1    Amendment No. 3 to Schedule 13D    Page  12  of 13 Pages

 

SIGNATURE

 

After reasonable inquiry and to the best of the undersigned’s knowledge and belief, each of the undersigned certifies that the information set forth in this Amendment No. 3 is true, complete and correct.

 

Dated as of May 24, 2004

 

Green Equity Investors III, L.P.
By: GEI Capital III, LLC, its General Partner

By:

 

/s/ Jonathan D. Sokoloff


Name:

 

Jonathan D. Sokoloff

Title:

 

Manager

Green Equity Investors Side III, L.P.
By: GEI Capital III, LLC, its General Partner

By:

 

/s/ Jonathan D. Sokoloff


Name:

 

Jonathan D. Sokoloff

Title:

 

Manager

GEI Capital III, LLC

By:

 

/s/ Jonathan D. Sokoloff


Name:

 

Jonathan D. Sokoloff

Title:

 

Manager

Leonard Green & Partners, L.P.
By: LGP Management, Inc., its General Partner

By:

 

/s/ Jonathan D. Sokoloff


Name:

 

Jonathan D. Sokoloff

Title:

 

Vice President

LGP Management, Inc.

By:

 

/s/ Jonathan D. Sokoloff


Name:

 

Jonathan D. Sokoloff

Title:

 

Vice President

/s/ John G. Danhakl


John G. Danhakl

/s/ Peter J. Nolan


Peter J. Nolan

/s/ John M. Baumer


John M. Baumer


CUSIP No. 918194 10 1    Amendment No. 3 to Schedule 13D    Page  13  of 13 Pages

 

EXHIBIT INDEX

 

EXHIBIT NO.

  

DESCRIPTION


1.    Stockholders Agreement, dated as of September 20, 2000 (incorporated by reference to Exhibit 4.1 to VCA Antech, Inc.’s Form S-1, as filed with the SEC on August 9, 2001).
2.    Amendment No. 1 to Stockholders Agreement, dated as of November 27, 2001 (incorporated by reference to Exhibit 4.2 to VCA Antech, Inc.’s Amendment No. 2 to Form S-1, as filed with the SEC on October 31, 2001).
3.    Amendment No. 2 to Stockholders Agreement, dated as of January 9, 2003 (incorporated by reference to Exhibit 4.3 to VCA Antech, Inc.’s Amendment No. 1 to Form S-3, as filed with the SEC on January 17, 2003).
4.    Joint Filing Agreement, dated February 5, 2003 (incorporated herein by reference to Exhibit 4 to the Schedule 13D filed with the SEC on February 11, 2003).
5.    Power of Attorney, dated February 5, 2003 (incorporated herein by reference to Exhibit 5 to the Schedule 13D filed with the SEC on February 11, 2003).
6.    Underwriting Agreement, dated May 12, 2004 (incorporated herein by reference to Exhibit 1.1 to VCA Antech, Inc.’s Form 8-K, as filed with the SEC on May 17, 2004).
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