-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SomfnwAR9/B7hzGpFRxR4UifhR3crJfLOCXpQh0if7Ss+GfUnivhV/tBJS40z4VK aAMd1L7aSYKTzNywuGPv9w== 0001011438-97-000004.txt : 19970113 0001011438-97-000004.hdr.sgml : 19970113 ACCESSION NUMBER: 0001011438-97-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970110 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VETERINARY CENTERS OF AMERICA INC CENTRAL INDEX KEY: 0000817366 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 954097995 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19935 FILM NUMBER: 97503989 BUSINESS ADDRESS: STREET 1: 3420 OCEAN PARK BLVD STE 1000 CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 3103929599 MAIL ADDRESS: STREET 1: 3420 OCEAN PARK BLVD STE 1000 CITY: SANTA MC STATE: CA ZIP: 90405 COMPANY DATA: COMPANY CONFORMED NAME: GILLESPIE RICHARD ALLEN CENTRAL INDEX KEY: 0001030437 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2761 SULLINS STREET CITY: KNOXVILLE STATE: TN ZIP: 32912 MAIL ADDRESS: STREET 1: 2761 SULLINS STREET CITY: KNOXVILLE STATE: TX ZIP: 32912 4 1 FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB APPROVAL OMB Number: 3235-0287 Expires: April 30, 1997 Estimated average burden hours per response.....05 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1940 1. Name and Address of Reporting Person: Last: Gillespie Street: 2761 Sullins Street First: Richard City: Knoxville Middle: Allen State: TN Zip: 32919 2. Issuer Name and Ticker or Trading Symbol: Veterinary Centers of America: VCAI 3. IRS or Social Security Number of Reporting Person (Voluntary): 4. Statement for Month/Year: 12/1996 5. If Amendment, Date of Original (Month/Year): 6. Relationship of Reporting Person to Issuer (Check all applicable): [X] Director [ ] 10% Owner [ ] Officer (give title below): [ ] Other (specify below): 1. Title of Security 2. Trans- 3. Transaction 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of (Instr. 3) action Code or Disposed of (D) Securities Form; Indirect Date (Instr. 8) (Instr. 3, 4 and 5) Beneficially Direct (D) Beneficial (Month/ Owned at End or Indirect Ownership Day/ Code V Amt. (A) or Price (Instr. 3 (I) (Instr. 4) Year) (D) and 4) (Instr. 4) Common Stock 12-13-96 P 2,000 A 13.50 12,000 D Common Stock 12-9-96 P 2,325 A 10.625 14,325 D
TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
PAGE 1 1.Title 2.Conver- 3.Trans- 4.Trans- 5.No. of 6.Date Exer- 7.Title and 8.Price 9.No. of 10.Owner- 11.Nature of sion or action action Deriv- cisable Amt. of of Deriv- ship of In- Deri- Exercise Date Code ative and Ex- Underly- Deri- ative Form direct vative Price of (Month/ (Instr.8) Securi- piration ing Secur- vative Securi- of Deri- Benefi- Security Deriva- Day/ ties Ac- Date (Month/ ities Security ties vative cial (Instr.3) tive Year) quired Day/Year) (Instr.3 (Instr.5) Benefi- Security: Owner- Security (A) or and 4) cially Direct(D) ship Disposed Owned or Indi- (Instr. of (D) at End rect(I) 4) (Instr.3 of Mth. (Instr.4) 4, and 5) (Instr.4) Code V (A) (D) Date Expira- Title Amt or Exer- tion No. of cis Date Shares able
TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
Explanation of Responses: ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Richard Allen Gillispie 1/7/97 - --------------------------- ------ **Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. PAGE 2
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