0001193125-15-038454.txt : 20150209 0001193125-15-038454.hdr.sgml : 20150209 20150209102903 ACCESSION NUMBER: 0001193125-15-038454 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150209 DATE AS OF CHANGE: 20150209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Hortonworks, Inc. CENTRAL INDEX KEY: 0001610532 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 371634325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-88463 FILM NUMBER: 15587015 BUSINESS ADDRESS: STREET 1: 3460 WEST BAYSHORE ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 408-916-4121 MAIL ADDRESS: STREET 1: 3460 WEST BAYSHORE ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TERADATA CORP /DE/ CENTRAL INDEX KEY: 0000816761 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 753236470 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 10000 INNOVATION DRIVE CITY: DAYTON STATE: OH ZIP: 45342 BUSINESS PHONE: 937-242-4800 MAIL ADDRESS: STREET 1: 10000 INNOVATION DRIVE CITY: DAYTON STATE: OH ZIP: 45342 SC 13G 1 d867941dsc13g.htm SC 13G SC 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.     )*

 

 

Hortonworks, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

440894103

(CUSIP Number)

December 11, 2014

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

SCHEDULE 13G

 

CUSIP No. 440894-10-3   Page 2 of 5

 

  1   

Names of reporting persons

 

Teradata Corporation

  2   

Check the appropriate box if a member of a group

(a)  ¨        (b)  ¨

 

  3   

SEC use only

 

  4   

Citizenship or place of organization

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with

      5    

Sole voting power

 

    2,895,742

     6    

Shared voting power

 

    0

     7    

Sole dispositive power

 

    2,895,742

     8    

Shared dispositive power

 

    0

  9   

Aggregate amount beneficially owned by each reporting person

 

    2,895,742

10   

Check if the aggregate amount in Row (9) excludes certain shares    ¨

 

11   

Percent of class represented by amount in Row (9)

 

    7.0%(1)

12   

Type of reporting person

 

    CO

 

(1) Based upon (a) 34,876,650 shares of Hortonworks, Inc. common stock outstanding at October 15, 2014 as reported in Hortonworks’ final prospectus filed with the SEC on December 12, 2014 after giving effect to the automatic conversion of the outstanding preferred stock of Hortonworks, Inc. into 21,949,525 shares of common stock upon the closing of its initial public offering, plus (b) the sale by Hortonworks, Inc. of 6,250,000 shares of common stock in its initial public offering, and plus (c) the concurrent private placement by Hortonworks, Inc. of 486,486 shares of common stock to a third party; all as described in such prospectus.

SCHEDULE 13G

 

CUSIP No. 440894103    Page 3 of 5

 

Item 1(a) Name of Issuer:

Hortonworks, Inc.

 

Item 1(b) Address of Issuer’s Principal Executive Offices:

5470 Great American Parkway

Santa Clara, California 95054

 

Item 2(a) Name of Person Filing:

Teradata Corporation

 

Item 2(b) Address of Principal Business Office or, If None, Residence

10000 Innovation Drive

Dayton, Ohio 45342

 

Item 2(c) Citizenship

The state of incorporation is Delaware.

 

Item 2(d) Title of Class of Securities:

Common stock, par value $0.0001 per share

 

Item 2(e) CUSIP Number:

440894103

 

Item 3. Statement Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c):

Not applicable.

 

Item 4. Ownership

 

  (a) Amount Beneficially Owned: 2,895,742

 

  (b) Percent of Class: See Row 11 of cover page

 

  (c) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote: 2,895,742

 

  (ii) Shared power to vote or to direct the vote: -0-

 

  (iii) Sole power to dispose of or to direct the disposition of: 2,895,742

 

  (iv) Shared power to dispose or to direct the disposition of: -0-

 

Item 5. Ownership of Five Percent or Less of a Class

Not applicable.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

SCHEDULE 13G

 

CUSIP No. 440894103    Page 4 of 5

 

Item 7. Identification and Classification of Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

Not applicable.

 

Item 8. Identification and Classification of Members of the Group

Not applicable.

 

Item 9. Notice of Dissolution of Group

Not applicable.

 

Item 10 Certifications

Not applicable.

SCHEDULE 13G

 

CUSIP No. 440894-10-3 Page 5 of 5

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 9, 2015

 

TERADATA CORPORATION
By:

/s/ Stephen M. Scheppmann

Name: Stephen M. Scheppmann

Title:

 Executive Vice President and Chief Financial Officer