0001415889-19-000730.txt : 20190617 0001415889-19-000730.hdr.sgml : 20190617 20190617160037 ACCESSION NUMBER: 0001415889-19-000730 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190613 FILED AS OF DATE: 20190617 DATE AS OF CHANGE: 20190617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARIO ERNEST CENTRAL INDEX KEY: 0001180469 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34912 FILM NUMBER: 19901415 MAIL ADDRESS: STREET 1: 20 FAIRMOUNT AVENUE STREET 2: P.O. BOX 445 CITY: CHATHAM STATE: NJ ZIP: 07928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CELGENE CORP /DE/ CENTRAL INDEX KEY: 0000816284 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 222711928 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 86 MORRIS AVENUE CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: (908)673-9000 MAIL ADDRESS: STREET 1: 86 MORRIS AVENUE CITY: SUMMIT STATE: NJ ZIP: 07901 4 1 form4-06172019_040624.xml X0306 4 2019-06-13 0000816284 CELGENE CORP /DE/ CELG 0001180469 MARIO ERNEST C/O CELGENE CORPORATION 86 MORRIS AVENUE SUMMIT NJ 07901 true false false false Common Stock 2019-06-13 4 M 0 484 0 A 62209 D Common Stock 2019-06-14 4 M 0 300 0 A 62509 D Common Stock 2019-06-15 4 M 0 375 0 A 62884 D Common Stock 4908 I Family Trust Restricted Stock Unit 2019-06-13 4 M 0 484 0 D Common Stock 484 970 D Restricted Stock Unit 2019-06-14 4 M 0 300 0 D Common Stock 300 300 D Restricted Stock Unit 2019-06-15 4 M 0 375 0 D Common Stock 375 0 D One-third of the restricted stock units granted to the reporting person on June 13, 2018 vested and settled for shares of the Company's common stock. The amount of shares beneficially owned following the reported transaction also includes (i) 324 shares previously reported as held by spouse and indirectly owned, (ii) an aggregate of 5,676 shares that were acquired prior to the reporting person becoming a director of the Company in August 2007 and were inadvertently omitted from the reporting person's initial Form 3 filing and (iii) an aggregate of 720 shares that were acquired in December 2007 and were never reported on a Form 4 filing. One-third of the restricted stock units granted to the reporting person on June 14, 2017 vested and settled for shares of the Company's common stock. The remaining one-third of the restricted stock units granted to the reporting person on June 15, 2016 vested and settled for shares of the Company's common stock. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. The remainder of the restricted stock units will vest in two annual installments as follows: 485 shares on June 13, 2020 and 485 shares on June 13, 2021. Vested shares will be delivered to the reporting person promptly after the vesting date. The restricted stock units were issued pursuant to the Company's 2017 Stock Incentive Plan (formerly known as the Company's 2008 Stock Incentive Plan). The remainder of the restricted stock units will vest as follows: 300 shares on June 14, 2020. Vested shares will be delivered to the reporting person promptly after the vesting date. /s/ Jonathan Biller, Attorney-in-Fact 2019-06-17